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2006-04RESOLUTION NO. 2006- 4 A RESOLUTION APPROVING A PROFESSIONAL ENGINEERING CONSULTING CONTRACT BETWEEN THE VILLAGE OF BUFFALO GROVE AND LOWER COST SOLUTIONS, INC. TO EVALUATE THE CREATION OF A CORRIDOR QUIET ZONE ALONG THE CANADIAN NATIONAL (WISCONSIN CENTRAL) RAILROAD WHEREAS, the President and Board of Trustees of the Village of Buffalo Grove desire to proceed with an evaluation of what matters will be required to be undertaken in order for a Corridor Quiet Zone to be established along the Canadian National (Wisconsin Central) Railroad, which runs through the Village, and; WHEREAS, due to the complicating nature of the rules and regulations set forth by the Federal Railroad Administration regarding the establishment of new Corridor Quiet Zones, an engineering consultant familiar shall be retained in order to provide the necessary research and consulting assistance necessary to qualify the corridor for Quiet Zone status, and; WHEREAS, the Village of Buffalo Grove will be acting as lead agency on behalf of nine other public agencies in pursuing the establishment of a new Corridor Quiet Zone and therefore will be entering into a professional service agreement to provide such research and consulting to the participating agencies. NOW, THEREFORE, BE IT RESOLVED BY THE PRESIDENT AND BOARD OF TRUSTEES OF THE VILLAGE OF BUFFALO GROVE, COOK AND LAKE COUNTIES, ILLINOIS that: Section 1. The Consulting Contract between the Village of Buffalo Grove and Lower Cost Solutions, Inc. related to providing the Village with research and consulting assistance toward qualifying existing at -grade crossings along the Canadian National (Wisconsin Central) Railroad corridor in order to establish a new Corridor Quiet Zone is hereby approved. Section 2. The Village Manager is authorized and directed to execute the Consulting Contract for the Village. A copy of said Consulting Contract is attached hereto and made a part hereof. AYES: 5 — Braiman, Berman, Kahn, Trilling, Rubin NAYES: 0 — None ABSENT: 1 — Glover PASSED: March 6 , 2006. APPROVED: March 6 , 2006. APPROVED: Village President ATTEST: Villag erk CONSULTING CONTRACT This Consulting Contract ( "Contract ") is entered into by and between the Village of Buffalo Grove, Illinois ( "Village "), and Lower Cost Solutions, Inc. ( "Consultant "). WITNESSETH: I. Employment A. Purpose of Employment. Village retains Consultant to provide research and consulting assistance toward qualifying the existing at -grade crossings along the Canadian National (former Wisconsin Central) Railroad (the "Corridor) for "Quiet Zone" status, as lead agency for 10 municipalities along the Corridor. Consultant was retained as respondent to Request for Project Proposal prepared by Northwest Municipal Conference, for Village, as detailed in Appendix A. B. Scope of Employment. Consultant's principal scope of employment will be advising the Village on matters relating to Quiet Zone qualification and administration, and assisting in obtaining the necessary governmental permits and orders to allow the railroad to cease whistle- sounding along the Corridor. This Scope of Work is detailed in Appendix B, entitled "Canadian National (Wisconsin Central) Railway Quiet Zone Corridor, Lake County, Illinois" dated January 19, 2006. II. Key Personnel. Jerry Isenburg, Vice President — Planning of Lower Cost Solutions, Inc. (LCSI) and Merrill Travis, President of LCSI, are designated as the principal persons responsible for all work of the Consultant under this Contract. Ill. Compensation. As compensation for services rendered under this Contract, the Consultant shall be paid at the rates shown in Appendix C, subject to an Upper Limit of Compensation of $37,314.48. The Consultant shall maintain, and submit to the Village along with its invoices, time records in half -hour increments showing the date, amount of time and a brief description of the services performed. IV. Payment. Consultant shall provide bills to Village as soon as practicable after the end of each month. Village shall pay each bill pursuant to the Illinois Prompt Payment Act. In no sense is the staff of Consultant acting as employees or commissionable agents of Village. V. Confidentiality and Data. Consultant shall keep all facts obtained and opinions reached by Consultant in performing Consultant's obligations under this Contract confidential. All written reports and documents produced by Consultant and its employees shall be the property of the Village. VI. Assignments. No assignment of this Contract, in whole or in part, and no assignment or encumbrance of any interest of the Consultant in the compensation agreed to be paid by this Contract shall be made without the prior written agreement of the Village. r VII. Modification, Suspension and Termination. A. This contract may be terminated, with or without cause, upon written notice by either party to the other. In the event of termination, the Consultant shall be entitled to receive as final compensation the money due and owing on the date of termination. B. Termination of this Contract shall not terminate the Consultant's obligations as set out by Paragraph V of this Contract. C. The terms of this Contract may be modified by mutual agreement of both parties hereto, evidenced by a writing signed by each party. VIII. Effective Date. This Contract shall be effective as of the latest date shown below. IN WITNESS WHEREOF, the parties have executed this Contract on the date shown below. Lower Cost Solutions, Inc. Village of Buffalo Grove, IL: BY: BY: Date: Date: 3%(,p t-oob APPENDIX A Request for Project Proposal: The Village of Buffalo Grove on behalf of certain of the Canadian National Railroad Line municipalities and the County of Lake, invites engineering consulting firms to submit project proposals for the creation of a new Corridor Quiet Zone (or possibly, Individual Quiet Zones) under federal rules along the Canadian National/wisconsin Central ( "Railroad Line "). In addition to the County of Lake (representing the interests of crossings located in unincorporated sections of the County), municipal participants include the Village's /City's of Wheeling, Buffalo Grove, Vernon Hills, Mundelein, Libertyville, Grayslake, Round Lake Beach, Lake Villa, and Antioch. The proposed limits (beginning and end points) of the project are attached. The limits are noted for the proposed Corridor Quiet Zone. In addition, the limits for Individual Quiet Zones, which are defined as quiet zones within each of the participating municipal boundaries, is also provided. Background: On April 27, 2005, the Federal Railroad Administration (FRA) issued the Final Rule for the use of locomotive horns at highway -rail crossings. The Final Rule became effective on June 24, 2005. Working through the Northwest Municipal Conference, municipalities and the County of Lake have agreed to work collectively to pursue a Corridor Quiet Zone and /or Individual Quiet Zones along the Railroad Line. Interested municipalities have signed a Memorandum of Understanding to agree to work together on this project. The result of this project will be a recommended set of improvements to at- grade railroad crossings that will result in the most cost effective solution to the creation of a quiet zone or quiet zones. The Village of Buffalo Grove is the lead municipality on behalf of the municipalities and County of Lake that have signed the Memorandum of Understanding. Scope of Work: This project will focus on evaluating the current at -grade railroad crossings along the Railroad Line and proposing engineering solutions to create a new Corridor Quiet Zone and /or Individual Quiet Zones. The project shall include but is not limited to: 1. Current data review, including the updating and filing of U.S. DOT National Highway -Rail Crossing Inventory forms with appropriate agencies and railroads. 2. Confirm that every public grade crossing within the proposed Corridor Quiet Zone and /or Individual Quiet Zones already has the minimum required improvements. 3. For public grade crossings without minimum required improvements, identify the minimal improvements required to meet Rule standards along with a cost estimate for the required improvement(s). 4. Identify beginning as well as end points for new Corridor Quiet Zone, or if more a I W cost effective, all Individual Quiet Zones. 5. Conduct a meeting with the Quiet Zone communities to report on initial findings, including minimum required improvements, and provide an initial cost estimates for the required improvement(s). 6. Compile and submit Notice of Intent to create a new Corridor Quiet Zone and /or Individual Quiet Zones to proper agencies. 7. Guide creation of Diagnostic Team to review each grade crossing to make determinations of recommendations for safety improvements. 8. Identify the safety improvements that are necessary to qualify the crossings as a new Corridor Quiet Zone and /or Individual Quiet Zones. 9. Conduct a meeting with the Quiet Zone communities to report on safety improvements that are necessary to qualify the crossings as a new Corridor Quiet Zone and /or Individual Quiet Zones and provide an initial cost estimate for the improvement(s) and estimated time of completion of each improvement. 10. Provide all notifications required by the Final Rule regarding the creation of a new Corridor Quiet Zone and /or Quiet Zones to the FRA and all other applicable agencies upon completion of the recommended improvements. Time Frame: Work is scheduled to begin January 16, 2005 and is to be completed by February 24, 2005. Deadline for Submittal: No responses will be accepted by fax or e-mail. Five (5) copies of the response to this request must be submitted no later than December 22, 2005 to: William Brimm Assistant Village Manager, Village of Buffalo Grove 50 Raupp Boulevard Buffalo Grove, IL 60089 Should any respondent fail to submit all copies of the response by the required deadline, said response will be considered incomplete. All late and /or incomplete submittals will be rejected. Respondents will not be allowed to modify their response after the established deadline. Evaluation of Proposals: Representatives of the communities who have signed the Memorandum of Understanding will act as a Review Committee and evaluate individuals responding to this RFP according to the following criteria: 1. Previous related work experience. 2. Familiarity with the FRA Quiet Zone Rule (49 CFR Part 222). 0 l r 3. Qualifications of assigned personnel. 4. Availability of key personnel. 5. Adequate technical and financial resources for performance. 6. Professional References. Selection Procedures: Representatives of the municipalities who have signed the Memorandum of Understanding will review the responses to the RFP on the basis of the respondent's documented competence and technical qualifications 1. A consultant will be selected based on the evaluation criteria, particularly the consultant's ability to complete the project within contract budget and time frame. 2. The Review Committee reserves the right to contact respondents for clarification of information submitted. The Review Committee also reserves the right to contact references to obtain information regarding past performance, reliability and integrity. 3. Qualification statements must be signed by a duly authorized official of the respondent. The Review Committee will evaluate all proposals according to the criteria described. Some number of respondents may be invited to make an oral presentation to the Review Committee at the discretion of the Review Committee, before the final ranked shortlist is proposed. Following approval by the Review Committee, the Village of Buffalo Grove staff (which may also include representatives of the Review Committee) will begin negotiations with the first ranked consulting firm. In the event that a contract cannot be negotiated with the first ranked firm, the Village of Buffalo Grove will proceed to negotiate with the firm ranked second, and finally third, until a contract has been successfully negotiated. The Review Committee reserves the right to evaluate the proposals submitted, to waive any irregularities therein, or to reject any and all firms that submitted proposals should it be deemed in the municipalities' best interest. Contract Award: Consultants will be selected based upon the evaluation criteria as described in the RFP. A contract budget will be negotiated following the selection of the consultant or consultant team. The final contract award will be contingent upon approval by the Review Committee. Proposal Content: Proposals should be limited to no more than 10 pages, excluding resumes of key personnel and examples of previous work. Proposals should include, but not be limited to, the following items: 1. Methodology - This should outline the firm's strategy and approach to performing the tasks as outlined in the Scope of Work. 2. Key Personnel - One paragraph summaries of qualifications and experience should be submitted for all key personnel assigned to the project. Detailed resumes should be included in the Appendix. 3. Hourly Fees - A list of Job Titles with the names of the current holders of the positions, the estimated number of work hours required and the hourly rate for each position with the estimated total cost calculated for each position. The estimated total cost for the project(s) should also be provided. 4. Management Plan - The management plan should contain a proposed schedule of work, assignment of key personnel, and an outline of the division of responsibilities by firm or agency. 5. Related Work - Work closely related to that described in the Scope of Work which has been performed by the Proposer or specific personnel assigned to this project should be briefly outlined in the Appendix. 6. References - Names and telephone numbers for at least three (3) references, from similar work projects, should be provided. More extensive client lists should be included in the Appendix. . 7. Any other material Proposer believes relevant to the Scope of Work. 0 Limits of Proposed Quiet Zone: Northern limit: Main Street (Village of Antioch) Southern limit: Willow Road (Village of Wheeling) Individual Quiet Zones within limits: 4D From US 45 (RR mile 36.05) to Butterfield Road (RR mile 37.37) Note: US 45 is a partial day quiet crossing From Illinois State Route 60 (RR mile 37.50) to Peterson Road (RR mile 42.38) APPENDIX B a a CANADIAN NATIONAL (WISCONSIN CENTRAL) RAILWAY QUIET CORRIDOR LAKE COUNTY, ILLINOIS PROPOSAL SUBMITTED BY LOWER COST SOLUTIONS, INC. Merrill L. Travis, President Contact: 312 -420 -5436; travis(a-)-lcsrail.com; fax 217 - 698 -0130 W W LO Cf ST S- U filall S INC. Merrill L. Travis, President - 3949 Spaulding Orchard Road, Springfield, IL 62711 Telephone: 312 -420 -5436 Fax: 217-698-0130 E -mail: travis(a-)-lcsrail.com January 19, 2006 William Brimm Assistant Village Manager Village of Buffalo Grove 50 Raupp Boulevard Buffalo Grove, IL 60089 Dear Mr. Brimm: We at Lower Cost Solutions, Inc. are pleased to submit this Proposal for consideration on the project to design and win approval for a new Corridor Quiet Zone (or individual Quiet Zones) along the Canadian National (Wisconsin Central) Railway line. I believe we are the most experienced and qualified firm in the country on the issue of Quiet Zones, having worked on this issue since December of 2003 for the Chicago Department of Transportation. We know the Federal Railroad Administration's new Rule, we know the players, and we know the best way to achieve the most cost - effective solution. We appreciate this opportunity to assist the communities you represent. Please feel free to contact me at any time if you need additional information or if an oral presentation is desired before the Review Committee. You have established a tight timeframe for the completion of the study, but we have the capability and resources to complete the job as laid out in the Request For Proposals. Sincerely, i Merrill L. Travis President 2 W W METHODOLOGY Task I: Work will begin immediately upon Notice To Proceed, with a field survey of the Canadian National/Wisconsin Central (CN/WC) line and all at -grade crossings. The current FRA Inventory form for each crossing will be obtained. The railroad, local and state agencies will be contacted for updates on the Average Daily Traffic and train counts for each of the at -grade crossings on the CN/WC in Lake County included in the Study. This Task includes filing each update with the Federal Railroad Administration, the Illinois Department of Transportation (IDOT), and the Illinois Commerce Commission (iCC). All crossings will be photo - logged, and any special circumstances (e.g. nearby driveways or cross streets paralleling the track) will be documented. This data will be crucial to guiding selection of the lowest cost alternative improvements, should any be found to be needed. According to the ICC, the FRA is not requiring new traffic counts if 2002 counts or newer are available. If the Villages, Cities, and Lake County that have joined together to perform this effort can provide more recent counts, we will collect the information from the local highway authorities. If not, the counts on the Inventory Forms will be used. The large increase in Metra North Central Service daily trains, slated to begin at the end of January, will require adjusting daily train counts. Task II: LCSI will run the FRA's Quiet Zone Calculator, a web -based interactive computer model, on the CN/WC line. This will identify where issues might exist: the model shows the "Crossing Risk" for each crossing with the trains blowing their horns, and the Risk Index if a Quiet Zone were imposed. We will check to determine if each of the crossings meets the minimum requirements. On New Quiet Zones the following rules must be followed: All public highway -rail grade crossings must be equipped with flashing lights and gates; and either: • After adjusting for excess risk created by silencing the train horn, the average risk at the crossings is less than the National Significant Risk Threshold (NSRT), a number derived by FRA; or, • Supplemental Safety Measures (SSMs) are present at each public crossing; or, • Safety improvements are made that compensate for the loss of the train horn as a warning device (or at least to reduce average risk to below the NSRT). Task III /IV: Projecting which SSM is most appropriate for which crossing is crucial. There are a variety of options, including double sets of gates (quad gates), median barriers to prevent vehicular operators from driving around the standard staggered gates, etc. The expertise LCSI has developed in working on this issue since December, 2003 for the Chicago Department of Transportation is worth noting here — we have found that, for lack of a better term, mixing and matching crossings, lengthening some Quiet Zones and shortening others, results in dramatically lower overall costs. 3 W W Several iterations of model runs are necessary, to try different scenarios. The field data obtained under Task I, above, comes into play here, as well — although a median barrier might provide a lower cost than quad gates, that becomes irrelevant when there is a major street that closely parallels the railroad. A median barrier would prevent left turns into or out of the side street. A feedback loop here with the local street/highway authority is needed. For example, we identified one crossing for Chicago DOT where a median barrier would be perfect (and cheap) — but only if a parallel residential street was altered from two -way to one -way southbound, with little impacts on local traffic flows. The residents of six houses would suffer the minor inconvenience of circling around the block. The traffic engineering education and experience of LCSI allowed development of an "out -of- the -box" solution. Where such opportunities are identified, LCSI will seek the input of the local street/highway authority. This Task is so closely associated with what the RFP listed as task four that we have blended them. Identifying the minimum set of improvements necessary is inextricably intertwined with defining the beginning and ending points for new Corridor Quiet Zones, or individual Quiet Zones. Different scenarios must be tested against the model and cumulative costs compared. The second part of this task would identify the optimum number of Quiet Zones, requiring a number of runs using the FRA's Quiet Zone Calculator. Lake County and the Villages and Cities that have joined together in this study are to be congratulated for their cooperative effort — there is no question that the more crossings pooled, the lower the overall costs. We have encouraged the City of Chicago to form similar cooperative relationships on those railroad corridors that extend from the City into the suburbs. Task V: At this point, LCSI staff will be prepared to meet with the Quiet Zone communities, to present our initial findings, our recommendations for improvements, and initial cost estimates. This meeting needs to happen early in the less- than - six -week study horizon, to get feedback and guidance from the communities. The initial cost estimates provided at the meeting will be based on FRA- provided unit costs, which we have found are likely to be low. The experience of the ICC will be applied, however — it recently entered into actual construction contracts for both quad gates and median barriers in order to establish a Quiet Zone in Evergreen Park/Chicago, so that we will use this more recent data to correct the FRA's estimates, as needed. For the final estimates of time and cost to be provided under Task VIII, below, original engineering work will be done to establish the most reliable numbers, informed by the ICC data, but taking into account inflation in construction costs, which has been significant of late. Task VI: Compile and submit Notice of Intent to all parties involved including railroads, IDOT, ICC, communities, and the public. Note that the FRA's Final Rule requires that a comment period of up to 60 days be established for comments from the railroads (CN and Metra, in this case), IDOT, ICC, the communities, and the public. Task VII: LCSI will guide the creation of a Diagnostic Team, and accompany it to each crossing to refine the initial recommendations and to determine final field recommendations that will qualify the crossings as a new Corridor Quiet Zone or as individual Quiet Zones. Task VIII: The final field recommendations will be identified, and estimates of time (for construction) and cost will be made. 4 W W Task IX: A second Corridor -wide meeting with the cooperating communities and Lake County will be held to report on necessary safety improvements and to provide cost estimates and the estimated time of completion of each improvement (again, if any). Task X: LCSI will prepare all Notifications required by FRA's Final Rule regarding the establishment of a new Corridor Quiet Zone or individual Quiet Zones and deliver them to the Project Manager. Due to the comment period required under Task V, please note that the Notifications and a time period for their submittal will be the Deliverables under this task, because actual submittal might occur outside the specified contract period, if any comments come in late. KEY PERSONNEL Merrill L. Travis, President, LCSI — 34 years with IDOT, with seven years in the Division of Highways, seven years in the Office of Planning, and twenty years as Central Office Bureau Chief of Railroads, followed by five years as head of LCSI, working for a diverse client base of local governments, rail users, railroads, and two Indian Tribes affected by rail operations. Holds a Master's degree in Public Administration, and completed the coursework towards a Ph.D. in Transportation Engineering at Northwestern University, specializing in Traffic Engineering and Transportation Systems Analysis. Jerry Isenburg, Vice President — Planning of LCSI — 32 years with [DOT, the last 17 as head of Program Planning in the Bureau of Railroads. Holds a Master's degree in Business Administration from the University of Illinois and is expert in applying the FRA Crossing Risk process. He identified the inconsistencies and errors in FRA's computer model that led to a year's delay in implementation of the Final Rule. I: 9111ft'jA "«A� JOB TITLE NAME EST. HOURS HOURLY RATE SUBTOTALS President Merrill L. Travis 140 $75.00 $10,500.00 VP - Planning Jerry Isenburg 148 $50.00 $ 8,100.00 LABOR SUBTOTAL $18,600.00 Overhead at 77.93% is added to the labor total = $ 14,494.98 Direct costs for travel = $ 910.00 Profit on Labor and Overhead ( @10 %) = $ 3.309.50 TOTAL PROJECT COST = $37,314.48 MANAGEMENT PLAN Task I: All fieldwork will be performed by Mr. Travis, with data fed to Mr. Isenburg for preparation of the Inventory Forms. Assuming Notice To Proceed (NTP) is issued February 20, 2006, the fieldwork will be completed that same week, and the Inventory Forms will be prepared for submittal by March 1St 5 Task II: Mr. Isenburg will be responsible for all model runs; Mr. Travis will review the output to suggest alternative scenarios. This will be delivered by March 8th. Task III /IV: The most cost - effective improvements needed to meet the FRA Rule will be identified for each crossing /Quiet Zone, along with the optimal beginning /ending points for each Quiet Zone, or the entire Corridor Quiet Zone. Delivered by March 13th, 2006, jointly prepared by Mr. Travis and Mr. Isenburg. Task V: LCSI staff will be prepared to meet with Lake County /the communities any time during the week of March 13th. Review time for the communities must be provided, but the meeting is essential this week to protect the overall project timeline. Task VI: The Notices of Intent will be supplied to the Project Manager for review by March 20th Task VII: LCSI will have already contacted the ICC, Canadian National (Wisconsin Central) Railway, Metra, IDOT (if appropriate, depending upon road jurisdiction), and the local highway /public safety authorities, as well as FRA, immediately after NTP, so that a Diagnostic Team can be appointed and gather for a field review after County /community feedback is provided the week of March 13th. The field review needs to be done as early as possible during the week of March 20th. It could take two days to accomplish. Task Vill: The Diagnostic Team's recommendations /refinements will be gathered during the fieldtrip, so by March 23`d, the Team's recommendations can be finalized. (It should be understood that the timeliness of FRA, IDOT, railroad, and ICC responses cannot be guaranteed by LCSI, but all efforts will be made to ensure their cooperation. LCSI has forged close working relationships with the staff of all five entities while working for the City of Chicago, and, before that, from LCSI's staff's history in IDOT.) Task IX: A second meeting with Lake County /the communities should take place March 27th, to review the final set of recommendations and the estimates of (implementation) time and costs. T ask X: A Final Report, including all necessary Notification letters, will be provided by March 31, 2006. RELATED WORK As noted, LCSI is responsible for supporting the Chicago Department of Transportation's efforts to maintain or establish Quiet Zones. See the Appendix for examples of Work Products. First we have supplied a chart that provides an overview of the number of Quiet Zones and crossings that we have analyzed for Chicago. Second, there are three pages of analysis on a proposed new Quiet Zone along the Union Pacific's Dolton Branch that we have been working on last month. The third page is notable in that it shows an actual print -out of a run of the FRA's Quiet Zone Calculator. In this scenario, quad gates are proposed at 111th St., Wentworth Avenue, State St. and 107th St. This brings the Quiet Zone Risk Index down from 62,348.22 (see the second page) to 32,444.33, which is less than the Risk Index With Horns. 2 ! i Please note that this is a work in progress, with other scenarios under testing now. No decisions have been made by Chicago DOT at this time. LCSI also was engaged through Chicago DOT to assist the O'Hare Modernization Program in its Alternatives Analysis. An essential element of that Program is to relocate the Union Pacific rail line that cuts across the southwest corner of O'Hare Airport. The most direct option identified by LCSI is to move the line to the west, to parallel the Canadian Pacific line that runs next to York Road, on the west edge of O'Hare Airport property. Another option was to reroute the Union Pacific's trains onto other routes. Working closely with the railroad, each type of traffic that traverses the line, intermodal, automotive, general merchandise and coal, was studied to determine if a reroute was feasible. The only option for the coal, which is headed to Wisconsin utilities, was to utilize the Elgin, Joliet & Eastern line. LCSI examined that line and all of the crossings along it from West Chicago to Waukegan, and used the FRA Quiet Zone Calculator to project safety impacts. The study concluded that this option was not feasible, due to impacts on the communities along the EJ &E, the lack of a suitable connection to UP's Wisconsin Division, and labor issues. There also was no acceptable reroute option for certain automotive traffic coming from Janesville, Wisconsin. For Soylutions, Inc., a major agribusiness in Southern Illinois, restoring five former grade crossings on an abandoned CSX railroad line was the issue, working through the Illinois Commerce Commission to determine what crossing protection needed to be installed. See the Appendix for more details. REFERENCES Ms. LuAnn Hamilton Assistant Commissioner Chicago Department of Transportation 312- 744 -1987 Ken Lasater Soylutions, Inc. 618- 927 -4109 Christopher P. Arman Deputy Director O'Hare Modernization Program 773 - 557 -4730 7 w w APPENDIX: RESUMES RELATED WORK W W LOWER COST SOLUTIONS, INC. Merrill L. Travis President Lower Cost Solutions, Inc. Qualifications BA, MA, Public Administration, University of Illinois ABD, Transportation Engineering, Northwestern University Professional Experience Lower Cost Solutions, Inc. was formed early in 2001 by Merrill L. Travis. The mission of the firm is to develop creative solutions for transportation problems, designed to satisfy the client's needs at the lowest possible overall cost. Mr. Travis' thirty -four years of experience with the Illinois Department of Transportation and the US Army Corps of Engineers enabled him to develop specialized knowledge in transportation engineering and a broad range of contacts in the railroad industry. This background has also led him to be a frequent contributor to the Wall St. Journal, Newsweek, Modern Railroads, Crane's Chicago Business and other periodicals, as well as to being called as an expert witness before the Interstate Commerce Commission, the Surface Transportation Board, federal Bankruptcy Court, and the United States Senate. Mr. Travis has been responsible for performing major investment analyses in every mode of transportation, with emphasis on major airport projects and rail issues, including large studies of the East St. Louis and Chicago rail terminals, a proposed new airport for the St. Louis Metro Area, the revitalization of Midway Airport in Chicago, and several transit expansion proposals. He designed and carried -out the negotiations with Norfolk & Western Railway that led to formation of the St. Louis light rail system, built on freight railroad right -of -way. Mr. Travis became Bureau Chief of Railroads in 1981, to face the growing rail industry crisis, with several major railroads in bankruptcy and nearly 3,000 miles of the State's total 10,000 route -miles of railroad tracks threatened with abandonment. Mr. Travis wrote Illinois' first State Rail Plan, and developed several programs to preserve rail service considered essential to the State's economy, its shippers, and its travelers. Chief among these is the Local Rail Freight Service program, which offers grants and low- interest loans to railroads, shippers and local governments to preserve or to add new rail freight service. Other programs protected Illinois' system of intercity passenger trains, and kept Amtrak operating in Illinois despite nearly continuous financial and management crises. The passenger program matured under his guidance into the first fully- funded high speed rail project in the United States outside the Northeast Corridor, with $160 million in work under contract in 2001 to upgrade Union Pacific's Chicago -St. Louis tracks, to develop and install a new generation of satellite -based train control systems and to purchase new high speed trainsets, to allow 110 mph train service by 2006. This effort included successfully negotiating with the nation's freight railroads for an innovative and precedent- setting joint effort to develop the new generation of railroad command and control signals, with Illinois' $12 million investment leveraging $48 million in private railroad and federal funds. W V Mr. Travis was a founder of the National Conference of State Rail Officials (now the AASHTO Standing Committee on Railroads) and the Midwest Regional Rail Initiative. His committee and corporate appointments and memberships include a directorship on the Board for HighRoad Consulting, a minority -owned logistics firm, and membership in the American Railway Engineering and Maintenance Association and many other trade associations. He is a member of the Transportation Research Board's Committee on Intercity Passenger Rail, and also served as Chair of a TRB Subcommittee on the design of high speed ground transportation systems, and as the American Association of State Highway and Transportation Officials' ( AASHTO) representative on the federal Rail Safety Advisory Committee, Positive Train Control Task Force, which developed the standards under which PTC will be implemented in the USA. Representative Projects: Mr. Travis has assisted in the establishment of fourteen shortline railroads covering 600 route - miles, plus three regional railroads serving an additional 810 route -miles of track in Illinois. Mr. Travis inspected the track, supervised or personally prepared the rail rehabilitation estimates, helped negotiate the purchase of the lines from the abandoning or bankrupt carriers, and negotiated access rights and rate divisions with connecting carriers. In addition, major reconstruction funding was provided to several Class I carriers in precarious financial condition to preserve service, saving over 10,000 jobs in Illinois and protecting Illinois' rail passenger service. Mr. Travis has also designed and implemented railroad relocation plans in several cities to reduce the impact of rail service on the communities, and is currently involved in two more such projects in Illinois. Mr. Travis has recently been involved providing expert testimony on behalf of the Sioux and Assiniboine Tribes in a legal dispute with a major railroad, resulting in a favorable settlement for the Tribes, and on behalf of a newly - formed shortline railway seeking to establish service. He provides liaison services with railroad companies, especially their Engineering, Operations, and Executive staffs. He advises on plant locations and facility design for several major shippers and developers. Facilities such as the Daimler /Chrysler plant in Belvidere, the Cahokia Marine rail -barge transshipment facility in Sauget, the Warner- Lambert plant in Loves Park, the Magna auto parts plant in Nashville, the Rochelle industrial park with its various users, and other industries in Peoria, Chicago, DeKalb, Champaign, Danville, and many other Illinois cities and towns owe their existence to the plans and programs developed by Mr. Travis. Agriculture also benefited from reduced rates developed by the railroads in response to siding- expansion projects that allowed more efficient large car -lots to be served (e.g. 75 -car unit trains, rather than 15 -car blocks). He also was instrumental in establishing the St. Louis regional light rail system, and for upgrading commuter rail service on the Heritage commuter -rail corridor in northeast Illinois. He also supervised planning for an exclusive busway in the median of the Stevenson Expressway. Since 2001, Mr. Travis has been under contract with the City of Chicago to help resolve rail freight issues, such as grade crossing blockages and delays, track capacity and operational issues leading to congestion and environmental problems. Setting up a joint Task Force with rail industry leaders, and involving federal officials as necessary, Chicago now has a long -term vision for rail operations in the City, and has begun design engineering and environmental work. More information on current activities for Mr. Travis and his firm is available at www.Icsraii.com. W W Jerry L. Isenburg Vice President, Planning Lower Cost Solutions, Inc. Qualifications BS Marketing, Murray State University MBA, University of Illinois Professional Experience 2003 — Began employment as Vice President of Planning for Lower Cost Solutions, Inc., focusing on financial planning and assisting clients in obtaining and managing federal and state grant funds for project implementation. 1985 — 2002: Bureau of Railroads, Rail Program Planning Section Chief Responsible for developing and managing the Department's Rail Freight and Rail Passenger annual capital and operating budgets, and multi -year rail programs, developing strategies and legislative initiatives. Responsible for the development of the Environmental Impact Statement for the Illinois High - Speed Rail project between Chicago and St. Louis. Developed legislation to initiate the rail freight loan repayment program. Responsible for preparation of the Illinois State Rail Plan. Responsible for preparing travel demand forecasts using various computer models, supervising transport surveys, performing capacity analyses, and preparing operating plans for rail passenger service, utilizing equipment scheduling and utilization tools to develop optional scenarios for service patterns. 1977 —1985: Bureau of Statewide Program Planning, Manager Prepared the Illinois Rail Freight and Passenger Plan Program each year, which included organizing and facilitating public hearings. Developed plans to respond to public needs for both intercity rail passenger and rail freight services. 1973 —1977: Data Management Unit, Supervisor Correlation of the highway /railroad grade crossing inventory file with the highway /railroad data bank file. Managed the creation of the Illinois Railroad Inventory file, and developed it into a computerized data file. Supervised the development of the first Illinois Public Transportation Map and distribution of 150,000 copies. 1970 —1973: Financial Analyst Statistical forecasting of revenues and expenditures in anticipation of future funds being available. LCSI RAIL HIGHWAVS TRANSIT WATERWAYS AVIATION a v 0 `i r U) W Z 0 N H W D Q W N °o SC= N r U. 0 a U) w v W N O cc E 0 c N � N C y ti d C6 = A 7 _ _ O U W O LL 2 m d E CL 0 z° } z° } z° z° z° z° z° A rn a O co co O co co M r N co N N C tq Cl) r M M M 0) coo N Nd ch M O _m Y •O M O 00 co N CO It N r N O r r M O M O M O x Ci � d r CEO co N •x K � M N r CN r CO0 M � T O w � CV C 'C3 L w ch N CV O f" v N CO v ti •- v r M M h v 0) O to O m O T _ = r _ d; f� OD ce M O Y co M M N Lo N - r ct ") N 0 Y ++ o 3 C Z CCD 00 W 00 GO CO v N CO CO v N co co co co 00 00 co co Go co 0o co o w d G G � N C Cn � Cn Cs� C� co T co T (D T LO T 0 T to T (D T 0 T co T co T co T Co T `C Z CM~ N o S o S o 0 0 0 0 0 0 00 W o CM `m c y CO tq M M N r C7 N O T T � O z V Y N w W � 7 fn 30 � O _ in C`p O L CJ 7(n M w yJ C=6 N� Chin C6 O > N OL 7� CO L.O N N OOt =( > °v z ai 3 off" ai ��U) °��m °m¢ ai°�Q> ai oz oM UO aEi Bc to cc y m CL6 U TO 0 N W 0 !L m _ U N� N U O U N E W 2 N N m= m mo N N 3 —16'a M _ Z U Q CD W N O cc E 0 c N � N C y ti d C6 = A 7 _ _ O U W O LL 2 w w Railroad Corridor: Union Pacific - Dolton Branch (UP & CWI) City: Chicago FRA Quiet Zone file: UNION PACI_14945 TYPE - New Quiet Zone Present Railroad Warning Streets: FRA ID # City Milepost Device 95th Street 867231 E Chicago 10.63 Gates 97th Street 867232L Chicago 10.89 Gates 101 st Street 867233T Chicago 11.39 Gates 103rd Street 867234A Chicago 11.64 Gates 107th Street 867235G Chicago 12.14 Gates 109th Street 867236N Chicago 12.39 Gates 111 th Street 840131W Chicago 12.64 Gates Wenthworth 840134S Chicago 13.14 Gates 115th Street 840136F Chicago 13.31 Gates State Street 840138U Chicago 13.45 Gates 130th Street 840144X Chicago 15.42 Gates I I ! LO V � C4 w O 0 x Cy E d N R M CL _ wo Y H .S — .0 w _ H � N _ F � O d N d V t0 sp L O U a m {(� ' > 0 o � � 93 O ' U PL a U. O 0 ai d p CD O r U_vN co oVCY U. d 0 0 0 0 T T O T N T T O Cf) 0) 0) V' O CO OR CM T cO T cM V' O O T CN N N CO CM CO to T T T T T T T T T T T �V'NN V'NN V'NN V V 0 0 0 0 0 0 0 0 0 0 0 N N N N N N N N N N N N CO CO 0 0 Co CO O CO CO to T T T T T T T T T T T V'MMMMMNNNNN N M M M M M M M M M M O 06)00 00 0 0 • O O O OOOOOOM"COT O M T T� OT n TVW w N to fA N y y M N CA to 0) to N Oi N N N Y Y v W. C7 C7 C9 (9 C9 C7 C7 C7 C? C7 � W JF-QU' z3: CO LL x T N M V COoT V'COaO M Cl) MMMc)ce)cMMM N N 04 N N N T T T T T r�hn�t+h000 °O GOD 'COD O0D 000 a 00 000 CO G 0D C IT 'Ir 0 0 o p a D ., 0 �0� inigmv�cYncYnv� 3c�n�c"n L L tp L 7 T 11 tpr-O000 O M an O O O N T _ ate. L V _ m W 0 CD 0 C VI0 OON Ix 0 0 CD Go M = N = O M Cl) C d = � CO) W :)zm co x 0 0� c° N C N d �°—w0 3� m m C 0� i 0 0 0 W _ N O W . CD = w N N 0) IL LHU)wzwwcy an O O O N T _ ate. L V _ m W 0 CD 0 C VI0 OON Ix 0 0 CD Go M = N = O M Cl) C d = � CO) W :)zm co x 0 0� c° N C N d �°—w0 3� m m C 0� i 0 0 0 W _ N O W . CD = w N N 0) IL LHU)wzwwcy co x 0 0� c° N C N d �°—w0 3� m m C 0� i 0 0 0 W _ N O W . CD = w N N 0) IL LHU)wzwwcy FRA -'Quiet Zone Calculator Create New Zone Manage Existing Zones Log Off Step by Step Instructions: Step 1: To specify New Warning Device (For Pre -Rule Quiet Zone Only) and /or SSM, click the MODIFY Button Step 2: Select proposed warning device or SSM. Then click the UPDATE button. Step 3: Repeat Step (2) until the SELECT button is shown at the bottom right side. of this page. Note that the SELECT button is shown ONLY when the Quiet Zone Risk Index falls below the NSRT or the Risk Index with Horn. Step 4: To, save the scenario and continue, click the SELECT button IV Page 1 of 1 Print This Page Home i Help ( Contact ( logoff jsisenburgtii,sbcglcjbai.nft Cancel 9 Change Scenario: UNION PACI 14946 J Continue I Device 840131W`111TH ST FAU 1582 15309 Gates 0 4 20,962.66 MODIFY 8401345 WENTWORTH 4150 Gates O 4 15,153.94 MODIFY 840136E :115TH ST 18500 Gates 0 0 42,532.21 MODIFY 840138U STATE S__ T FAU 2907 15100 Gates 0 4 19,688.46 MODIFY 840144X '130TH ST FAU 1592 20000 Gates 0 0 57,306.17 MODIFY 867231E 95TH STFAP 29 35900 Gates O 0 57,346.32 MODIFY 867232L 97TH ST 109 Gates 0 0 14,185.64 MODIFY 867233T 101ST ST 109 Gates 0 0 15,076.97 MODIFY' 867234A :103RD STFAU 1574 12600 Gates 0 0 49, 593.45 MODIFY 867235G .107TH ST 7500 Gates 0 4 16,401.89 MODIFY 867236H 409TH 109 Gates 0 +0 48,639.97 MODIFY I Only Public At Grade Crossings are listed. Click here: for Supplementary Safety Measures 55M Summary Proposed Quiet Zone: Union Pacific Dolton Branch ran 12 05 05 Type: New 24 -hour QZ Scenario: UNION PACI 14946 Estimated Total Cost: $400,000.00 Nationwide Significant Risk Threshold: 17030 .00 Risk Index with Horns: 37379.03 Quiet Zone Risk Index: 32444.33 Select I , , qW W 3949 Spaulding Orchard Road • Springfield, IL 62711 •312 -420 - 5436.217- 698 -0130 fax Chicago Department of Transportation Project Description: Lead consultant in advising CDOT on planning efforts and negotiations with the nation's freight railroads to address railroad congestion, capacity and environmental issues. Services Provided: Prepared a draft plan for rebuilding and restructuring the Chicago rail terminal (at a projected cost of $1.5 billion) to meet capacity needs and to reduce community conflicts. Negotiating changes sought by the railroads and elected officials, prepared a Project Phasing Plan to support efforts to obtain federal funding. Perform special studies of rail issues, including zoning /development, property usages, rail relocation projects, and Quiet Zones. Value of Services: $500,000 Project Completion Date: April 1, 2010 Client Project Coordinator LuAnn Hamilton, Assistant Commissioner Chicago Department of Transportation Suite 500 30 North LaSalle Street Chicago, Illinois 60602 312 -744 -1987 s 1 , 4 _ W LOWER COST SOLUTIONS, INC. SOYLUTIONS, INC. Project Description: Advise agribusiness on how to restore rail service to a site, including reestablishing five at -grade crossings Services Provided: Provided a plan and worked with the staff of the Illinois Commerce Commission to gain their approval. Identified new technologies to deal with ICC staff concerns. Provided expert witness testimony before an Administrative Law Judge of the Illinois Commerce Commission. Value of Services: $11,000. Project Completion Date: June 3, 2005. I • W LOWER COST SOLUTIONS, INC. Chicago Department of Transportation - O'Hare Modernization Program Project Description: Assist the O'Hare Modernization Program staff in identifying options to remove Union Pacific Railroad operations from the O'Hare property. Services Provided: Examined rail line and developed physical relocation plan. Obtained traffic data for trains traversing the line and worked with senior UP executives to determine if traffic could be rerouted to other, existing lines. Value of Services: $40,000. Project Completion Date: June 30, 2004. K APPENDIX C COMPENSATION: JOB TITLE NAME EST. HOURS HOURLY RATE SUBTOTALS President Merrill L. Travis 140 $75.00 $10,500.00 VP - Planning Jerry Isenbur 148 $50.00 $ 8,100.00 LABOR SUBTOTAL $18,600.00 Overhead at 77.93% is added to the labor total = $ 14,494.98 Direct costs for travel = $ 910.00 Profit on Labor and Overhead ( @10 %) = $ 3.309.50 TOTAL PROJECT COST = $37,314.48 Any additional personnel utilized shall not be considered "Key Personnel," but shall be paid at the same rate as Mr. Isenburg, with their hours counted against his estimated hours shown above. This contingency relates to whether an additional railroad engineer may be needed to refine detailed cost estimates, if significant improvements are found to be necessary. TRAVEL COSTS: Consultant shall submit detailed travel invoices, with receipts for hotel bills, parking charges, etc. All meals and other incidental expenses shall be billed on a daily "per diem" basis, capped at $50 per day or part thereof.