1997 Annual Police Pension -Municipal Compliance Report ITEM XI. (E)
TO: President and Board of Trustees
Village of Buffalo Grove
FROM: Buffalo Grove Police Pension Fund
DATE: July 1, 1997
SUBJECT: Annual Report of Condition
Illinois Compiled Statutes, Chapter 40, Section 5/3-143 require that the Police
Pension Fund Board of Trustees submit a report prior to the adoption of the
Village's 1997 property tax levy regarding it's fiscal condition. This Report
of Condition has been prepared on behalf of the Village of Buffalo Grove Police
Pension Fund Board of Trustees by William H. Brimm, staff liaison. The estimates
provide for all sources and uses of funds as required by the Illinois Pension
Code for the calendar period January 1 through December 31, 1998.
In this Report of Condition, the Board is required to certify to the Village
Board the following:
1. Assets in the custody of the Board at the time of Report
preparation;
2. The estimated receipts during the next succeeding calendar year from
deductions from the salaries of police officers, and from all other
sources; and
3. The estimated amount required during said calendar year (a) to pay
pensions and other obligations provided in the Code (Chapter 40) and
(b) to meet the annual requirements of the Fund as provided in
Section 5/3-125.
Each of the above reporting requirements shall be noted individually for
presentation purposes.
Assets in the Custody of the Board: As of July 1, 1997, the Village of Buffalo
Grove Police Pension Fund had in it's depository custody from the accumulation
of property taxes, interest income, net gains on security transactions, Corporate
Personal Property Replacement Taxes, and salary deductions, less any payments for
operating expenditures and pension obligations, the following assets:
Savings & Checking for Pension $ 234,213.26
Obligations
Insurance Annuity Contracts (Equities) 1,111,863.95
Pension Fund Escrow .00
U.S. Treasury Bonds-Zero Coupon/Notes 13,643,750.00
Pegasus Money Market Fund 673,732.00
Illinois State Treasurer's Investment Pool 1,068,666.13
U.S. Government-National Mortgage Assn. 105.178.68
Total Asset Value-July 1, 1997 $16,837,404.02
The amount of unearned discount on securities purchased as of July 1, 1997 was
$3,527,223.48 which equates to a net investment value of $13,310,180.54. The net
discount is amortized annually following generally accepted accounting principals
with discount amortized following either the straight line or interest rate
method of amortization to maturity. It should also be noted that the investment
in insurance annuity contracts has accumulated a total of $336,863.95 in
unrealized gains since inception of the program. These gains are carried as
deferred revenue in conformance with generally accepted accounting principles as
they apply to equity investing.
The funds and securities are maintained on behalf of the Fund by the Village as
part of it's overall financial accounting system, this Fund being considered a
Non-Expendable Pension Trust Fund. Additional deposits will continue to be made
into the Illinois State Treasurer's Investment Pool with eventual transfer to
higher earning, authorized investment programs. The Pension Board strives to
maintain the least possible level of low interest-bearing funds, those being
savings, in order to maximize the earnings potential of the portfolio.
The total par value shown above for all assets as of the Report date compare to
the 1996 value of $16,326,186.56, an increase of $511,217.46 or 3.13%.
Estimated Receipts From Salaries and Wages: Chapter 40, Section 5/3-125.1
establishes the basis for salary and wage contributions deducted from member
police officers' eligible earnings. The basic deduction, effective as of January
1, 1987, is 9% of salary and wages, such salary and wages to include annual
salary plus any longevity pay. The estimated wage base for calendar 1998 is
$4,058,970. This level of salary and longevity forecasting is consistent with
salary calculations used by the Village to establish Fire Pension Fund, IMRF/FICA
wage, and worker's compensation estimates for the same period. Based on the
estimated salaries and longevity pay, $365,310.00 should be received, at a
minimum, from the basic payroll deduction for contributions during calendar,
1998.
Estimated Receipts From Property Taxes: The tax levy established by the Village
Board should be sufficient to cover the following requirements of Section 5/3-
125, which when added to the deductions from salaries and wages of members, along
with receipts from all other sources, will equal a sum sufficient to meet the
annual requirements of the Fund. The annual requirements to be provided by such
tax levy are equal to:
1. The normal actuarial cost requirements of the Fund for the year
involved, plus
2. The amount necessary to provide for the amortization of any unfunded
actuarial liabilities as provided for in Section 5/3-127.
The Illinois Department of Insurance has in the past prepared an actuarial
computation that details the minimum tax levy required in order to meet the
normal actuarial cost requirements of the Fund, along with an amount necessary
to amortize the unfunded actuarial liability proportionally over the period of
time permitted in Section 5/3-127, that being 40 years from July 1, 1993. The
normal cost is the cost to the Fund assigned to the current year, compiled as a
level percentage of pay, such that the accumulated value at the expected
retirement date of any individual is sufficient to pay benefits due. The total
normal cost is determined by the actuarial study of the membership and takes into
account service considerations such as payroll deductions from members, member
salaries and wages, earnings on investments, length of service and current age.
Additionally, factors such as attained age at time of disability or retirement,
sex, annual salary or pension, and completed years of service of each individual
participant of the date of the valuation balance sheet is them used in
calculating the actuarial liabilities of the Fund. The unfunded actuarial
liabilities equal the difference between the net present assets and accrued
liabilities due to members. The difference, if negative, is to be amortized over
40 years as noted above. The amount to be applied towards the amortization of
this liability in any one year shall not be less than the annual amount required
to amortize said liability, including interest, through equal annual payments
over the number of years remaining in the amortization period using the level
dollar amount methodology, which is more conservative (provides a higher level
of annual funding) and attempts to reduce this liability sooner when compared to
the level percentage of payroll method, which is an acceptable alternative
funding approach. The reserves to be accumulated shall be equal to the estimated
total actuarial requirements of the Fund.
The Village has taken a position regarding the levy of property taxes by
utilizing the values provided by its independent actuary, Hewitt Associates. The
Village is permitted to retain an independent, enrolled actuary in order to
determine the required tax levy based on the requirements of Section 5/3-125.
For 1996 the Village utilized the alternative levy recommended by Hewitt
Associates which totaled $505,370. That review, performed for the 1996 tax levy
cycle utilized local Fund performance and characteristics rather than the
statewide actuarial applied methodology, led to a reduction of 9.52% from the
Department's recommendation of $553,504.
Based on the local fund analysis and following long term fund-specific
assumptions, Hewitt has proposed a tax levy based upon their analysis for
consideration by the Board of Trustees for calendar, 1997 in the amount of
$498,270, a reduction of 1.40% from 1996. The components of the levy request are
as follows:
To provide for the employer' normal actuarial cost $ 354,101
requirements of the Fund
To amortize the unfunded actuarial liability of 144,169
$216,878 as contemplated by Section 5/3-127
Total Levy $ 498,270
The final Actuarial Report as of April 30, 1996 is attached to this memo and
should be accepted by motion along with this Report. Please note the content of
the Report from Hewitt and the methodology followed in the preparation and
recommendation of the levy proposed for 1997.
It should be noted that State (although not now in use but remaining the basis
for any future return to providing levy values) actuarial assumptions were
modified beginning in 1993 for that and later year levies due to changes in
benefits enacted into law, combined with the effects of new actuarial information
that has become the basis for new statistical programming. Statewide values are
as follows:
Funding Method Used: Entry Age Normal Cost
Interest Rate Assumption: 7.00%
Mortality Rate Assumption: 1971 Group Annuity Table
Disability Assumption: Experience Tables
Salary Progression: 5.5% Annually
Status of Social Security: None
Amortization of Unfunded Actuarial July 1, 1993
Liability-40 Years From:
Where the local Fund deviates from the above values are in interest returns where
7.5% is assumed and in salary progression where 5.00% is considered valid over
time. The Fund Board is also on record to reduce any accrued actuarial liability
as quickly as possible. While the State follows a reduction method known as the
level percentage of payroll method, the Village will apply the level dollar
amount process. It is the opinion of the actuary that by using a level
percentage of pay to amortize an unfunded liability would significantly lower the
funded ratio of any particular pension plan over time. The level dollar
amortization process is a much more conservative approach which will limit
reductions in an overall funding ratio.
The alternative levy will be requested for collection in calendar, 1998. It is
anticipated, based on historical collection efforts, that approximately 99.5% of
any tax levy will be collected and credited against the requirements of the Fund.
This would equal nearly $495,780.00 in collection in 1998 based on the Hewitt
levy alternative.
Estimated Receipts From Corporate Personal Property Replacement Taxes: The Fund
will receive to it's credit approximately $4,450.00 in distribution of the
replacement tax in calendar, 1998.
Estimated Receipts From Interest Earnings: Interest earnings assumptions take
into consideration the holding of the current portfolio until maturity except for
balances in money market or other near-cash investments that are managed based
on interest rate trends, assumptions and pension board action. It is further
assumed that: (1) any cash gain or loss from investment trading will not be
calculated for this Report in that it is not readily quantified, and (2) the
amortization of remaining net discount on securities held to be taken in 1998
will not be reflected as an interest receipt. The interest estimates reflect
only direct cash earnings from investments. Interest earnings will be rolled
over as quickly as possible in order to maximize the earnings potential of each
cash receipt.
Interest earnings will continue to increase substantially as greater balances
become available and opportunities for investment broaden although the majority
of investments will not generate cash investment income. It is estimated that
approximately $125,000 in cash interest income will be earned during calendar
1998 depending on both the movement of interest rates and the mix of investments
utilized by the Fund with that assumption based on the nature of the current
portfolio in place as of the date of this Report.
Amount Required to Pay All Pensions and Obligations: Based on the current and
assumed service profile of the member police officers, there will be amounts
necessary in calendar, 1998 to pay retirement and other pension plan costs and
obligations. There will also be additional employed members, however, who will
be eligible for a service-related pension having reached 20-years of credible
service but at the time of the preparation of this Report not having made any
decisions relative to employment continuation although some retirements are
anticipated. The amount estimated for payment of calendar, 1998 retirement
benefits is $215,000, assuming the current member profile, which includes seven
retirees, including one former employee previously on deferred retiree status but
now eligible to receive retirement benefits. In addition to the current
retirees, one currently active member will retire in the fourth quarter of
calendar 1996 and there remains one deferred retiree who has left service but has
not yet reached age 50. This known retirement along with the possibility that
additional participants will retire in 1998, an additional $50,000 will be
required to pay earned benefits.
Further, it is assumed that there will not be any service related disabilities
in 1998. Other costs that could be anticipated are for possible separation
refunds, investment management fees, physical and mental fitness evaluations,
seminar and training costs and the annual registration payment to the Illinois
Department of Insurance. These amounts will be minimal relative to the size of
the Fund.
Amount Required to Maintain the Reserve Fund: Section 5/3-127 requires that a
reserve be established to insure the payment of all obligations incurred under
the Article. The reserve to be accumulated shall be equal to the estimated total
actuarial requirements of the Fund. As of 4/30/96, the amount required to be
provided totaled $12,281,122 with net present assets totaling $12,064,245 for an
unfunded actuarial liability of $216,878. The liability is the unfunded reserve
requirement of 5/3-127 as of April 30, 1996 and is the value of liabilities for
the active and retired/disabled participants less the net present assets. The
Village is required to amortize this liability over a 40-year period ending June
30, 2033 under current pension code law. The 1997 tax levy requirement (for
amortization of the unfunded liability) is $144,169 or 28.93% of the proposed
levy as contemplated by Section 5/3-127 to clear this obligation. The unfunded
liability decreased from $1,935,619 in 1995 to the current $216,878.
Conclusion: The preparation and submission of this Annual Report of Condition
satisfies the requirements of Section 5/3-143 of the Illinois Pension Code and
conforms to assumptions and estimates previously used to calculate receipt and
earnings estimates.
Respectively Submitted
Village of Buffalo Grove
Police Pension Fund
William H. Br
Staff Liaison
Hewitt
Hew„tt Associates LLC February 17, 1997
100 Half Day Road
Lincolnshire, IL 60069
Tel (847) 295-5000
Fax(847) 295-7634
w,"c.hcwittassoc.co„t Private and Confidential
Amsterdam
Atlanta Mr. William H. Brimm
Bangalore Village of Buffalo Grove
Bangkok 50 Raupp Boulevard
Bedminster
Beijing Buffalo Grove, IL 60089
Boston
Brussels
Buenos Aires Dear Bill:
Charlotte
Chicago
Cincinnati Subject: Village of Buffalo Grove Police and Firefighters'Pension Funds
Cleveland Actuarial Valuation as of April 30, 1996
Dallas
Denver
Detroit As you requested, Hewitt Associates did not perform a complete 1996 actuarial valuation for
Dublin the Village of Buffalo Grove. Instead,we performed a skipped-year valuation.
Eindhoven
Geneva •
Hong Kong Enclosed are the following:
Lincolnshire
Los Angeles • Certification to 1997 tax levies; and
Madrid
Mexico City
Milan • Statements of projected benefit obligation(PBO) as of April 30, 1996.
Milwaukee
Minneapolis
Montreal
Mumhai
Neuchatel Police Firefighters'
New Delhi
Newport Beach Normal Cost to be Paid by the Village of Buffalo Grove $ 354,101 $ 439,446
New York
Paris Percent of Payroll 11.66% 16.11%
Philadelphia
Phoenix Amortization of Unfunded Accrued Liability $ 144,169 $ 89,409
Pittsburgh
Richmond
Rotterdam Tax Levy $ ••498.270 $ 528,855
xoway um Percent of Payroll 16.40% 19.39%
St.Albans
St. Lulus PBO $ 12,281,122 $ 5,520,855
San Antonio Payroll $ 3,038,070 $ 2,727,582
San Francisco
San Juan
Santiago
Sao Paulo
Singapore
Stockholm
Sydnc)
Tampa
The Woodlands
f�kyo
Toronto
Uuccht
Washington, D.C.
Wellington
Wiesbaden
Ziirit Ii
Hewitt •
Mr. William H. Brimm
Page 2
February 17, 1997
If you have any questions,or if we may be of further assistance,please feel free to call.
Sincerely,
HewittAssociates LLC
get
Richard W. Da to s
RWD:rar
Enclosure
Mr. Byron N. Beebe, Hewitt Associates
Mr. Jeffrey A.Padavic,Hewitt Associates
VILLAGE OF BUFFALO GROVE POLICE PENSION FUND
ACTUARIAL VALUATION AS OF APRIL 30, 1996 •
Tax Levy Requirements
Employer Normal Cost $ 354,101
Percent of Payroll 11.66%
Amortization of Unfunded
Accrued Liability $ 144,169
Percent of Payroll 4.75%
1997 Tax Levy $ 498,270
Percent of Payroll 16.40%
Personnel
Active Participants 62
Inactive Participants 7.
Total 69
Payroll $ 3,038,070
Assumptions
Investment Return 7.5%
Salary Increases 5.0%
Postretirement Benefit
Increases - 3.0%
Hewitt Associates has estimated the 1997 tax levy for the plan referenced above to be
$498,270 based on the following:
-Aggregate personnel data as of April 30,1996,as supplied by the Village of Buffalo Grove;
-Plan provisions in effect on April 30,1996 as contemplated by 40 ILCS 5/3 of the
Illinois Compiled Statutes;and
-Acceptable actuarial valuation principles and practices according to"skipped" valuation
procedures.
The tax levy represents reasonable expectations of anticipated plan experience.
•
Richard W.Davids Date
Enrolled Actuary
Enrollment Number: 96-3866
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• •
VILLAGE OF BUFFALO GROVE POLICE PENSION FUND
PROJECTED BENEFIT OBLIGATION AS OF APRIL 30, 1996 •
Pension Benefit Obligation
Retirees and Beneficiaries Currently Receiving
Benefits and Terminated Participants
Not Yet Receiving Benefits $ 1,559,642
Active Participants
Accumulated Employee Contributions 2,206,147
Employer-Financed Actives 8,515,333
Total Pension Benefit Obligation $ 12,281,122
Net Assets Available for Benefits (12,064,245)
Unfunded Pension Benefit Obligation $ 216,878
Assumptions
Investment Return 7.5%
Salary Increases 5.0%
Postretirement Benefit
Increases 3.0%
Trend Information Fiscal 1996
Net Assets Available for Benefits as
a Percent of the PBO 98.23%
Unfunded PBO as a Percent of Payroll 7.14%
Required Employer Contribution $498,270
Percent of Payroll 16.40%
Hewitt Associates has determined the projected benefit obligation(PBO)as of April 30,1996
to be$12,281,122. The PBO is based on the following:"
-Aggregate personnel data as of April 30,1996,as supplied by the Village of Buffalo Grove;
-Plan provisions in effect on April 30,1996 as contemplated by 40 ILCS 5/3 of the
Illinois Compiled Statutes;
-Acceptable actuarial valuation principles and practices according to"skipped"valuation
procedures;and
-Hewitt Associates'understanding of Government Accounting Standards Board
Statement No.5.
\V4215096.wk4/05At Hewitt Associates