Loading...
2009 CAFRVILLAGE OF BUFFALO GROVE, ILLINOIS COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED DECEMBER 31, 2009 Prepared by the Department OF Finance And General Services Department Scott Anderson Director of Finance and General Services Katie Skibbe Assistant Director of Finance VILLAGE OF BUFFALO GROVE, ILLINOIS Table of Contents INTRODUCTORY SECTION Officers and Officials Letter of Transmittal Certificate of Achievement for Excellence in Financial Reporting Organization Chart INDEPENDENT AUDITOR'S REPORT FINANCIAL SECTION MANAGEMENT'S DISCUSSION AND ANALYSIS BASIC FINANCIAL STATEMENTS Government-Wide Financial Statements Statement ofNet Assets Statement of Activities Fund Financial Statements Balance Sheet-Governmental Funds Reconciliation of the Balance Sheet of Governmental Funds to the Statement of Net Assets Statement of Revenues, Expenditures and Changes in Fund Balances -Governmental Funds Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds to the Statement of Activities Statement ofN et Assets -Proprietary Funds· Statement of Revenues, Expenses and Changes in Net Assets- Proprietary Funds Statement of Cash Flows -Proprietary Funds Statement of Fiduciary Net Assets Statement of Changes in Fiduciary Net Assets Notes to the Financial Statements PAGE ii-v vi Vll 1 2-14 15-16 17-18 19 20 21 22 23 24 25-26 27 28 29-61 VILLAGE OF BUFFALO GROVE, ILLINOIS Table of Contents FINANCIAL SECTION REQUIRED SUPPLEMENTARY INFORMATION (UNAUDITED) Schedule of Revenues, Expenditures and Changes in Fund Balance- Budget and Actual (Budgetary Basis) -General Fund Analysis of Funding Progress Illinois Municipal Retirement Fund Police Pension Fund Firefighters' Pension Fund Employer Contributions Illinois Municipal Retirement Fund Police Pension Fund Firefighters' Pension Fund Other Post-Employment Benefits Analysis of Funding Progress Employer Contributions Note to Required Supplementary Information COMBINING, INDIVIDUAL FUND, AND CAPITAL ASSET FINANCIAL STATEMENTS AND SCHEDULES GOVERNMENTAL FUND TYPES NONMAJOR GOVERNMENTAL FUNDS-COMBINING STATEMENTS Combining Balance Sheet Combining Statement of Revenues, Expenditures and Changes in Fund Balances NONMAJOR SPECIAL REVENUE FUNDS Combining Balance Sheet Combining Statement of Revenues, Expenditures and Changes in Fund Balances Illinois Municipal Retirement Fund Schedule of Revenues, Expenditures and Changes in Fund Balances-Budget and Actual PAGE 62 63 63 63 64 64 64 65 65 66 67 68 69 70 71 VILLAGE OF BUFFALO GROVE, ILLINOIS Table of Contents FINANCIAL SECTION COMBINING, INDIVIDUAL FUND, AND CAPITAL ASSET FINANCIAL STATEMENTS AND SCHEDULES (CONT.) GOVERNMENTAL FUND TYPES (CONT.) NONMAJOR SPECIAL REVENUE FUNDS (CONT.) Motor Fuel Tax Fund Schedule of Revenues, Expenditures and Changes in Fund Balances -Budget and Actual Parking Lot Fund Schedule of Revenues, Expenditures and Changes in Fund Balances Budget and Actual NONMAJOR DEBT SERVICE FUNDS Facilities Development Fund Schedule ofRevenues, Expenditures and Changes in Fund Balances -Budget and Actual NONMAJOR CAPITAL PROJECTS FUNDS Combining Balance Sheet Combining Statement of Revenues, Expenditures and Changes in Fund Balances Street Maintenance Fund Schedule ofRevenues, Expenditures and Changes in Fund Balances -Budget and Actual Facilities Development Fund Schedule of Revenues, Expenditures and Changes in Fund Balances Budget and Actual PAGE 72 73 74 75 76 77 78 VILLAGE OF BUFFALO GROVE, ILLINOIS Table of Contents FINANCIAL SECTION COMBINING, INDIVIDUAL FUND, AND CAPITAL ASSET FINANCIAL STATEMENTS AND SCHEDULES (CONT.) GOVERNMENTAL FUND TYPES (CONT.) ENTERPRISE FUND Waterworks and Sewerage Fund Schedule of Operating and Nonoperating Revenues, Operating and Nonoperating Expenses and Transfers- Budget and Actual (Budgetary Basis) Arboretum Golf Course Fund Schedule of Operating and Nonoperating Revenues, Operating and Nonoperating Expenses and Transfers- Budget and Actual (Budgetary Basis) NONMAJOR ENTERPRISE FUND Combining Statement of Net Assets Combining Statement of Revenues, Expenses and Changes in Net Assets Combining Statement of Cash Flows Buffalo Grove Golf Course Fund Schedule of Operating and Nonoperating Revenues, Operating and Nonoperating Expenses and Transfers- Budget and Actual (Budgetary Basis) Refuse Service Fund Schedule of Operating and Nonoperating Revenues, Operating and Nonoperating Expenses and Transfers Budget and Actual (Budgetary Basis) PAGE 79 80 81 82 83 84 85 VILLAGE OF BUFFALO GROVE, ILLINOIS Table of Contents FINANCIAL SECTION COMBINING, INDIVIDUAL FUND, AND CAPITAL ASSET FINANCIAL STATEMENTS AND SCHEDULES (CONT.) GOVERNMENTAL FUND TYPES (CONT.) FIDUCIARY FUNDS Combining Statement of Fiduciary Net Assets-Pension Trust Funds Combining Statement of Changes in Fiduciary Net Assets-Pension Trust Funds Police Pension Fund Schedule of Changes in Fiduciary Net Assets-Budget and Actual Firefighters' Pension Fund Schedule of Changes in Fiduciary Net Assets Budget and Actual School and Park Donations -Agency Fund Schedule of Changes in Fiduciary Net Assets CAPITAL ASSETS USED IN Tti'E OPERATION OF GOVERNl\!LtoNTAL FlJNDS Schedule of Capital Assets by Source Schedule by Function and Activity Schedule of Changes by Function and Activity STATISTICAL SECTION (UNAUDITED) Financial Trends Net Assets by Component Changes in Net Assets Fund Balances of Governmental Funds Changes in Fund Balances of Governmental Funds PAGE 86 87 88 89 90 91 92-93 94 95-96 97-100 101-102 103-104 VILLAGE OF BUFFALO GROVE, ILLINOIS Table of Contents STATISTICAL SECTION (UNAUDITED) Revenue Capacity Assessed and Actual Value of Taxable Property Property Tax Rates -Direct and Overlapping Governments Principal Property Taxpayers Property Tax Levies and Collections Sales Tax Revenue and Number of Principal Payers-Revenue by Category Direct and Overlapping Sales Tax Rates Debt Capacity Ratio Outstanding Debt by Type Ratio of General Bonded Debt Outstanding Direct and Overlapping Governmental Activities Debt Schedule of Legal Debt Margin Demographic and Economic Information Demographic and Economic Statistics Principal Village Employers Operating Information Full-Time Equivalent Employees Operating Indicators Capital Asset Statistics PAGE 105-106 107-108 109 110-111 112-113 114 115 116 117 118 119 120 121-122 123-124 125-126 VILLAGE OF BUFFALO GROVE, ILLINOIS Officers and Officials December 31, 2009 Elliott Hartstein Village President Jeffrey Berman Jeffrey Braiman DeAnn Glover Village Trustees Joseph Tenerelli Treasurer * * * * * * * William H. Brimm Village Manager Scott Anderson Director of Finance and General Services Steve Balinski Chief of Police Carol Berman Deputy Building Commissioner Gregory P. Boysen, P.E. Director of Public Works Robert Giddens Director of Management Information Systems Richard Kunekler, P.E. Village Engineer Arthur Malinowski Director of Human Resources Janet M. Sirabian Village Clerk Lisa Stone Beverly Sussman Steve Trilling Carmen Molinaro Director of Golf Operations Ghida Neukirch Deputy Village Manager Robert Pfeil Village Planner William G. Ray sa Village Attorney Brian Scheehan Deputy Building Commissioner Katie Skibbe Assistant Finance Director Terrence Vavra Fire Chief VILLAGE OF BUFFALO GROVE Fifty Raupp Blvd. Buffalo Grove, IL 60089-21 00 Phone 84 7-459-2500 Fax 847-459-0332 June 15, 2010 The Honorable Elliott Hartstein Members of the Village Board Citizens of the Village of Buffalo Grove As required by both local ordinances and state statutes, the Comprehensive Annual Financial Report is hereby issued for the Village of Buffalo Grove (Village) for the year ended December 31, 2009. The CAFR is the management's annual report to its taxpayers, governing board, oversight bodies, investors and creditors. These ordinances and statutes require that the Village issue an annual report on its financial position and activity presented in conformance with accounting principles generally accepted in the United States of America (GAAP) and audited in accordance with generally accepted auditing standards by an independent firm of certified public accountants. This report consists of management's representations concerning the fmances of the Village of Buffalo Grove. Consequently, management assumes full responsibility for the completeness and reliability of all of the information presented in the report. To provide a reasonable basis for making these representations, management of the Village has established a comprehensive internal control framework that is designed both to protect the government's assets from loss, theft, or misuse, and to compile sufficient reliable information for the preparation of the Village of Buffalo Grove's financial statements in conformity with GAAP. Because the cost of internal controls should not outweigh their benefits, the Village's comprehensive framework of internal controls has been designed to provide reasonable rather than absolute assurance that the fmancial statements will be free from material misstatement. The Village's financial statements have been audited by Wolf & Company, LLP, a firm of licensed certified public accountants. The goal of the independent audit is to provide reasonable assurance that the financial statements of the Village of Buffalo Grove for the fiscal year ended December 31, 2009, are free of material misstatement. The independent audit involved examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements; assessing the accounting principles used and significant estimates made by management; and evaluating the overall financial statement presentation. The independent auditor concluded, based upon the audit, that there was a reasonable basis for rendering an unqualified opinion that the Village's financial statements for the fiscal year ended December 31, 2009, are fairly presented in conformity with GAAP. The independent auditor's report is presented as the first component of the financial section of this report. Management's discussion and analysis (MD&A) immediately follows the independent auditor's report and provides a narrative introduction, overview, and analysis of the basic financial statements. MD&A complements this letter of transmittal and should be read in conjunction with it. Profile ofthe Village of Buffalo Grove The Village of Buffalo Grove provides a full range of services directly to its residents as established either by statute or through ongoing policy decisions. Those services provided include public safety with full- time police and fire protection; water utility distribution from external sources through intergovernmental agreement; sewerage transmission and treatment by other governmental agencies; customary public works services (streets, parkways, vehicle, facilities, and equipment maintenance); building, zoning, code enforcement and planning, recreation (Buffalo Grove Golf Club and Arboretum Golf Course), and general administrative support to all functions. To carry out these services, the Village maintains 274 full time employees. Of those employees, 133 are sworn public safety officers (71 police and 62 fire). The fire department operates out of three fire stations. 11 The Village of Buffalo Grove, a home rule community as defmed by the Illinois Constitution, was incorporated in 1958 and is located approximately 29 miles northwest of the downtown of the City of Chicago. The Village resides in both Cook and Lake Counties and spans 9.20 square miles and maintains an estimated population of 45,148. The Village of Buffalo Grove offers a diversified mix of retail, business and residential development. The retail community includes twenty-one shopping centers offering a wide variety of stores, specialty shops and eating establishments. The business parks and office centers contain some of the most successful and reputable business organizations. As a community we are also quite proud of the more than 400 acres of parks and open space throughout the Village featuring playgrounds, sports fields, bicycle trails, and picnic areas. Residents of Buffalo Grove enjoy the benefits of its highly rated school systems, award winning park district facilities and programs, two libraries in close proximity to the Village, and multiple transportation options. Regional transportation can be accessed through the Tri-State Tollway (1-294) that provides a direct connection to Chicago or Milwaukee, Route 53 just two miles to the west provides assess to I-290 and 1-355, the METRA North Central Service commuter line, or PACE, the suburban bus division of the Regional Transportation Authority. Air transportation is available through O'Hare International Airport, located just twenty miles from the Village, and Chicago Executive Airport located in the neighboring community of Wheeling. The Village of Buffalo Grove is empowered to levy a property tax on real property located within its boundaries. It is also empowered by state statute to extend its corporate limits by annexation, which it has done from time to time. The Village became a home rule unit by referendum on July I, 1980, that gives it additional powers to tax and regulate in ways not specifically granted, or prohibited, by the Illinois Constitution. The Village operates under a Council/Manager form of government. Policy making and legislative authority are vested with the Village Board, which consists of a President and a six member Board of Trustees. The Village Board is responsible, among other things, for passing ordinances and resolutions, adopting the annual budget, appointing committees, and hiring the Village's Manager and Attorney. The Village Manager is responsible for carrying out the policies, ordinances and resolutions of the Village Board, for overseeing the day-to-day operations of the Village, and for appointing the directors of the Village's departments. The Board is elected on a non-partisan basis. Board members are elected to four-year staggered terms with three board members elected every two years. The President and Clerk are elected to four-year terms. All elections are at large. Financial Planning & Control The annual budget serves as the foundation for the Village's financial planning and as a management control document. All departments of the Village are required to submit their budget requests to the Village Manager on or before October 31 '1 of each year. The Village Manager uses these requests as the starting point for developing a proposed budget. The proposed budget is then presented before the Village Board. Legal spending thresholds are established through an Appropriation Ordinance. The Village Board is required to hold a public hearing on the Appropriation Ordinance and must adopt a fmal budget no later than December 31 '1 of each year. The appropriated budget is prepared by fund, and department (e.g., police). Department directors may make transfers of appropriations within a department. Transfers of appropriations between departments and fund/account groups, however, require the special approval of the Village Board. Budget-to-actual comparisons are provided in this report for each individual governmental fund for which an appropriated annual budget has been adopted. For the general fund, this comparison is presented on page 62 as part of the required supplementary information. For governmental funds, other than the general fund, with appropriated annual budgets, this comparison is presented in the required supplementary information or combing and individual fund financial statements. The approved budget is made available to the public. Hard copies of the document can be obtained over the counter in the fmance department or on line at www.vbg.org. Factors Affecting Financial Condition The information presented in the financial statements is perhaps best understood when it is taken in context of the broader perspective of the specific environment within which the Village of Buffalo Grove operates. 111 Local Economy Although the Village strives to maintain a diverse revenue base, the current economic downturn has impacted all sectors of the economy rather than specific revenue sources. The local economic condition is similar to what is being faced at the national and regional levels. The second largest source of revenue for the Village is sales taxes (both base and home rule). Collections dropped nearly 15% in 2009 and are expected to further decline in 2010. Efforts to reduce operating expenditures to match declines in revenue were successful in 2009 to mitigate the deficit. As state shared sales tax combined with the home rule sales tax represents a significant portion of the Corporate Fund revenue profile the Village is proactive in protecting and promoting its retail tax base. The Village has implemented a business retention program and is diligent about attracting new business to the area and will work with property owners to market their sites to brokers, retailers, developers, and others in the real estate field. During the course of the year, the Village worked with sixty-seven new businesses to either locate to the Village or expand their current operations within the Village. From an employment and industry perspective, the Village boasts a varied light industrial and manufacturing base that helps to moderate the stability of the unemployment rate as measured against state and national trends. Major industries within, or in close proximity to, the Village's boundaries include technology manufacturers, research and development firms, financial and insurance institutions, and warehouse and distribution facilities. The area has grown substantially over the last few decades but its potential for future annexation is limited and most ofthe commu.'lity is built-out with several small in-fill parcels available for development. Long-term Financial Planning The Village assesses its capital needs by publishing a five year Capital Improvement Plan annually. This document is a planning tool to identifY, in the short and medium term, what the capital needs (facilities and roadways) and measure those demands against the Village's ability to pay. Transportation-related projects represent some of the major initiatives over the next five years. It is estimated that $11.0 million potentially will be allocated to local street maintenance programs over the next five years to ensure the continued level of roadway quality. These improvements continue to be cash financed. Due to the increasing scope of each year's projects, and the related costs, measured against the relatively static level of state funding (supplemented by Village transfers) additional sources of funding will be presented with the FY 2011 budget in order to maintain the current level of maintenance standards. The Village will issue debt ($2.6 million) in FY 2010 to improve storm water drainage at various locations utilizing the strategic placement of box culverts, additions or improvements to wet/dry detention basins, and the re-grading of swales. This improvement should remedy a long time problem associated with storm water mitigation. Two significant facility projects are contemplated in the next five years including expansions of the Public Service Center and Fire Station #26. Both improvements will address functional issues related to space constraints and will work within the existing facilities. As a Village, the Village President and Board of Trustees work diligently to establish policy and directives that best serve the community. The Village staff, under the direction of the Village Manager, carries out the policy in the most fiscally responsible and efficient means possible. The Village's work ethic is best described in the management theme-"Commitment to Excellence". Below are a number of milestones which set direction for the Village for the 2010 calendar year. Specific tasks have been identified for each milestone noted. The complete list of milestones can be obtained from the Village's web site at www.vbg.org. IV 1. Maintain and promote an economic development strategy that is realistic, in compliance with the Village's Comprehensive Plan, and that encourages revenue producing, high quality retail, commercial and industrial development. 2. Remain diligent to, and advocate for, appropriate improvements to regional transportation systems and networks. 3. Continue to provide the highest quality municipal services in balance with the fiscal and financial resources available, allocated in an efficient and effective way so as to fairly meet the needs of the Village as a whole, all the while supporting long-term sustainability and accountability. 4. Maintain an operating and capital fiscal plans that protect, sustain and enhance public infrastructure in a way that provides for and preserves a high level of service to residents and property owners within the Village. 5. Continue efforts that improve upon the general management effectiveness of Village departments and divisions by planning for succession and leadership development through an effective investment in human capital. 6. Assure residents and business owners that they will be safe in their homes, neighborhoods and businesses by providing quality public safety and home security services designed to protect life and property. 7. Promote and communicate on matters related to municipal governance so as to educate and inform the community on Village programs and operations and to foster participation in the governmental process. Awards and acknowledgments. The Government Finance Officers Association (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the Village of Buffalo Grove for its comprehensive annual financial report (CAFR) for the fiscal year ended December 31, 2008. This was the twenty-eighth consecutive year that the government has received this prestigious award. In order to be awarded a Certificate of Achievement, the government published an easily readable and efficiently organized CAFR. This report satisfies both GAAP and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe that our current CAFR continues to meet the Certificate of Achievement Program's requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. The preparation of this report would not have been possible without the efficient and dedicated services of the entire staff of the Finance Department especially Assistant Finance Director Katie Skibbe. Credit also must be given to the Village President and Board of Trustees for their unfailing support for maintaining the highest standards of professionalism in the management of the Village of Buffalo Grove. Respectfully su1J!!lit~ ~ ~~~> __!)._ /'scott D. Anderson Director of Finance and General Services v Certificate of Achievement for Excellence in Financial Reporting Presented to Village of Buffalo Grove Illinois For its Comprehensive Annual Financial Report for the Fiscal Year Ended December 31,2008 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual financial reports (CAFRs) achieve the highest standards in government accounting and fmancial reporting. President P/Pr/.~ Executive Director vi <: 1-'· 1-'· "'Village of Buffalo Grove Organization Chart ~ I Buffalo Grove Residents I Patrol EMS Building/Zoning Finance-General Srv. Administration Investig.N outh Srv. Fire Supp./Rescue Information Tech. Human Resrcs. Engineering Admn. Services Prevent/Education Communications Deputy Village Clrk Operations Police Records Planning Buildings Commissions, Committees, & Boards: Central Garag~ Arts Commission Plan Commission Blood Donor Commission Police & Fire Commission Police Pension Fund Firefighter Pension Fund Forestry Board of Health Residents with Disabilities Electrical Commission Finance Committee Zoning Board of Appeals Streets Water/Sewer l ESDA Buffalo Grove G. C. Arboretum G.C. INDEPENDENT AUDITOR'S REPORT Wolf Company LLP To the Honorable Village President Members of the Board of Trustees Village ofBuffalo Grove, Illinois A Wolf Financial Group Member INDEPENDENT AUDITOR'S REPORT We have audited the accompanying fmancial statements of the governmental activities, business-type activities, each major fund, and the aggregate remaining fund information for the Village of Buffalo Grove, Illinois, as of and for the year ended December 31, 2009, which collectively comprise the Village's basic fmancial statements as listed in the table of contents. These fmancial statements are the responsibility of the management of the Village of Buffalo Grove, Illinois. Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinions. In our opinion, the fmancial statements referred to above present fairly, in all material respects, the respective fmancial position of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the Village of Buffalo Grove, Illinois, as of December 31, 2009, and the respective changes in financial position and cash flows, where applicable thereof, for the year then ended in conformity with accounting principles generally accepted in the United States of America. The required supplementary information which includes management's discussion and analysis (pages 2 through 14), budgetary comparison information, and pension and other post-employment related information (pages 62 to 66) is not a required part of the basic financial statements but is supplementary information required by the Governmental Accounting Standards Board. We have applied certain limited procedures which consisted principally of inquiries of management regarding the methods of measurement and presentation of the required supplementary information. However, we did not audit the information and express no opinion on it. Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the fmancial statements of the Village of Buffalo Grove, Illinois. The combining, and individual nomnajor fund fmancial statements and other schedules listed in the table of contents as supplementary information (pages 67 to 94), are presented for purposes of additional analysis, and are not a required part of the basic fmancial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and, in our opinion, is fairly stated, in all material respects, in relation to the basic financial statements taken as a whole. The accompanying introductory section and statistical information listed in the table of contents are presented for additional analysis and are not a required part of the basic fmancial statements. This information has not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we express no opinion on them. Oak Brook, Illinois June 15, 2010 2100 Clearwater Drive Oak Brook, Illinois 60523-1927 630.545.4500 main 630.574.78!8/<z.ct· www.wolfcpa.com MANAGEMENT'S DISCUSSION AND ANALYSIS VILLAGE OF BUFFALO GROVE, ILLINOIS MANAGEMENT'S DISCUSSION AND ANALYSIS December 31,2009 The Management's Discussion and Analysis (MD&A) offers the readers of the Village of Buffalo Grove's financial statements this narrative overview and analysis of the financial activities of the Village of Buffalo Grove for the fiscal year ended December 31, 2009. This information presented here should be considered in conjunction with additional information provided in the letter of transmittal, which is found on pages ii-v. Financial Highlights • The assets of the Village exceeded its liabilities at December 31, 2008 by $126.1 million (net assets). Net assets for governmental activities account for $71.3 million or 57% of the total and business-type activities account for $54.8 million. Of this amount, $31.6 million is unrestricted and may be used to meet the Village's ongoing obligations. • The Village's net assets decreased by $9.2 million (or 7%) during the fiscal year ending December 31, 2009. The governmental net assets decreased by $5.6 million and the business-type activities net assets decreased by $3.6 million. • As of December 31, 2009, the Village of Buffalo Grove's General Fund reported combined ending fund balances of $19.6 million, a decrease of$ 4.4 million from the prior year. Of this amount, $9.3 million was unreserved and undesignated. • Of the $4.4 million dollar decrease within the General Fund, $3.0 million was used to acquire capital equipment and used to fund facility and roadway improvements. Overview of the Financial Statements This discussion is meant as an introduction to the Village's basic financial statements. The Village of Buffalo Grove's basic financial statements are comprised of three components: l) government-wide financial statements, 2) fund financial statements, and 3) notes to the financial statements. Also included in the report is required supplementary information. The financial statement's focus is on both the Village as a whole (government-wide) and on the major individual funds. The purpose of presenting both perspectives is to provide the user of the document an expanded basis for comparison (year-to-year or government-to-government) and enhance the accountability of the Village. Government-wide Financial Statements The government-wide financial statements (found on pages 15 to 18) are designed to report information about the overall fmances of the Village similar to statements produced by a corporate enterprise. The Statement of Net Assets combines and consolidates governmental funds, current financial resources with capital assets and long- term obligations. It uses the accrual basis of accounting and economic resources measurement focus. The Statement of Activities provides information which shows how the Village's net assets changed as a result of the costs of various services provided. This is intended to summarize and simplify the user's analysis of the cost of various governmental services and/or subsidies to various business-type activities. The Statement of Net Assets reports information on all of the Village's assets and liabilities, with the difference being reported as net assets. Changing of the net asset total over time can be one useful indicator in assessing the financial position of the Village. The Statement of Activities demonstrates how the net assets changed during the most recent fiscal period. 2 VILLAGE OF BUFFALO GROVE, ILLINOIS MANAGEMENT'S DISCUSSION AND ANALYSIS (CONT.) December 31, 2009 Both of the government-wide financial statements distinguish functions of the Village that are fmanced primarily by taxes, intergovernmental revenue, and charges for services (governmental activities) from functions where user fees and charges to customers help to cover all or most of all costs of services (business-type activities). The Village's governmental activities reflect the Village's basic services, including police, fire, public works, building and zoning, and administration. Property taxes, shared state and home rule sales tax, shared state income tax, real estate transfer tax, prepared food and beverage tax, and telecommunication tax finance the majority of these services. The Business-type Activities reflect private sector type operations and include Water and Sewer Funds, Refuse Fund, Buffalo Grove Golf Course and Arboretum Golf Course. The intent is for the fees to cover the costs of operations and debt service expenses. Fund Financial Statements A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The Village uses fund accounting to insure and demonstrate fiscal accountability and legal compliance. The Village uses governmental, proprietary, and fiduciary financial statements to provide more detailed information about the Village's most significant funds rather than the Village as a whole. The Governmental Funds (see pages 19 to 22) are used to account for primarily the same functions as governmental activities in the government-wide financial statements. The focus is on the sources and uses of available resources (cash and cash equivalents), in order to provide a near, or short-term view of the Village's operations. It is within this context that the annual budget is developed and is an appropriate focus of any fiscal analysis of government. The Village of Buffalo Grove maintains eight individual governmental funds. Information is presented separately in the governmental fund Balance Sheet and in the governmental fund Statement of Revenues, Expenditures, and Changes in Fund Balances for the General Fund, which is classified as a major fund. Data on the other seven governmental funds are combined into a single, aggregated presentation. Individual fund data for each of these nonmajor governmental funds is provided in the form of combining statements elsewhere in the report. While the Business-type Activities column on the Business-type Fund Financial Statements (see 23 to 26) is the same as the Business-type colunm at the Government-Wide Financial Statement, the governmental Major Funds Total column requires a reconciliation because of the different measurement focus (current fmancial resources versus total economic resources) which is reflected on the page following each statement (see pages 20 and 22). The flow of current financial resources wiii reflect bond proceeds and interfund transfers as other financial sources as well as capital expenditures and bond principal payments as expenditures. The reconciliation will eliminate these transactions and incorporate the capital assets and long-term obligations (bonds and others) into the Governmental Activities column (in the government-wide statements). Infrastructure Assets The Viiiage's infrastructure including streets, land (including right-of-way), and storm sewers are reported within the Governmental column in the government-wide statements. The Village has chosen to depreciate assets over their estimated useful lives. If a road project is considered maintenance -a recurring cost that does not extend the road's original useful life or expand its capacity the cost of the project will be expensed. An "overlay" of a road wiii be considered maintenance whereas a "rebuild" of a road wiii be capitalized. 3 VILLAGE OF BUFFALO GROVE, ILLINOIS MANAGEMENT'S DISCUSSION AND ANALYSIS (CONT.) December 31,2009 Government-wide Financial Analysis As previously reported, the assets of the Village of Buffalo Grove exceeded liabilities by $126.1 million as of December 31, 2009. The largest portion of the Village's net assets reflects its investment in capital assets ($94.4 million or 75%) including land, buildings, infrastructure, and equipment, less any outstanding debt related to the original acquisition. The Village uses these capital assets to help facilitate service delivery to its residents, consequently, these assets are not available for future spending. Although the Village's investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay the debt must be provided from other sources, since the capital assets themselves cannot be used to reduce these liabilities. An additional portion of the Village's net assets ($.1 million) would represent resources that are subject to external restrictions on how they may be used. This amount is restricted for construction obligations. The remaining balance of unrestricted net assets ($31.6 million or 25%) may be used to meet the government's ongoing service obligations to residents and provide for payments to all creditors. At the end of the current fiscal period, the Village is able to report positive balances in all three categories of net assets for the government as a whole. There were no new debt financed capital projects initiated during the fiscal year. The Village's combined net assets decreased by $9.2 million as a result of governmental activities decreasing by $5.6 million and business-type activities decreasing by $3.6 million. Net assets of the Village's governmental activities were $71.3 million. The Village's unrestricted net assets for governmental activities that are available for day-to-day financial operations were $16.6 million compared to $23.3 million at December 31, 2008. The net assets of business-type activities were $54.8 million. The business-type activities unrestricted net assets decreased by $3.0 million from the previous year. Please refer to table below for condensed Statement of Net Assets: Statement of Net Assets As of December 31,2009 and December 31,2008 (in millions) Governmental Business-Type Activities Activities Total 2009 2008 2009 2008 2009 2008 Current and Other Assets $ 40.3 43.7 16.1 18.1 56.4 61.8 Capital Assets 61.2 61.3 39.8 41.4 101.0 102.7 Total Assets 101.5 105.0 55.9 59.5 157.4 164.5 Long-Term Liabilities 7.1 7.7 7.1 7.7 Other Liabilities 23.1 20.4 1.1 1.1 24.2 21.5 Total Liabilities 30.2 28.1 1.1 1.1 31.3 29.2 Net Assets Invested in Capital Assets, Net of Debt 54.6 53.5 39.8 41.4 94.4 94.9 Restricted 0.1 0.1 0.1 0.1 Unrestricted 16.6 23.3 15.0 17.0 31.6 40.3 Total Net Assets $ 71.3 76.9 54.8 58.4 126.1 135.3 4 VILLAGE OF BUFFALO GROVE, ILLINOIS MANAGEMENT'S DISCUSSION AND ANALYSIS (CONT.) December 31, 2009 At December 31, 2009, the Village of Buffalo Grove as a whole had assets greater than its liabilities by $126.1 million. The majority (75%) of the Village's net assets of governmental activities is invested in capital assets (for example, land, buildings, vehicles, equipment), less any related outstanding debt used to acquire those assets. The net assets of the Village's business-type activities are $54.8 million. As with the governmental activities, the majority (72%) ofthe net assets are invested in capital assets. There are six basic (normal) transactions that will affect the comparability of the Statement ofNet Assets summary presentation. • Net Results of Activities which will impact (increase/decrease) current assets and unrestricted net assets. • Borrowing of Capital-which will increase current assets and long-term debt. • Spending Borrowed Proceeds on New Capital-which will reduce current assets and increase capital assets. There is a second impact, an increase in invested in capital assets and an increase in related net debt which will not change the invested in capital assets, net of debt. • Spending of Non-borrowed Current Assets on New Capital-which will (a) reduce current assets and increase capital assets and (b) will reduce unrestricted net assets and increase invested in capital assets, net of debt. • Principal Payment on Debt-which will (a) reduce current assets and reduce long-term debt and (b) reduce unrestricted net assets and increase invested in capital assets, net of debt. • Reduction of Capital Assets through Depreciation -which will reduce capital assets and invested in capital assets, net of debt. 5 VILLAGE OF BUFFALO GROVE, ILLINOIS MANAGEMENT'S DISCUSSION AND ANALYSIS (CONT.) December 31, 2009 Changes in Net Assets. The Village's total revenues and expenses for governmental and business-type activities are reflected in the following chart: Statement of Changes in Net Assets For the Years Ended December 31,2009 and 2008 (in millions) Governmental Business-Type Activities Activities Total 2009 2008 2009 2008 2009 2008 REVENUES Program Revenues Charges for Services $ 2.6 2.8 11.3 10.8 13.9 13.6 Grants and Contributions Operating 1.3 1.3 1.3 1.3 Capital 0.1 0.1 General Revenues Property 12.5 12.1 12.5 12.1 Sales and Use Taxes 7.2 8.4 7.2 8.4 Income Tax 3.6 4.6 3.6 4.6 Telecommunications Tax 2.3 2.4 2.3 2.4 Property Transfer Tax 0.7 0.6 0.7 0.6 Other 3.0 4.0 {0.42 0.5 2.6 4.5 Total Revenues 33.2 36.2 10.9 11.4 44.1 47.6 EXPENSES Governmental Activities General Government 6.2 5.7 6.2 5.7 Public Safety 22.8 21.1 22.8 21.1 Public Works 10.4 13.2 10.4 13.2 Interest 0.3 0.4 0.3 0.4 Business-type Activities Water and Sewer 9.5 8.7 9.5 8.7 Refuse Services 1.0 1.0 1.0 1.0 Golf 3.1 3.4 3.1 3.4 Total Expenses 39.7 40.4 13.6 13.1 53.3 53.5 Deficiency before Transfers (6.5) (4.2) (2.7) (1.7) (9.2) (5.9) Transfer In (Out) 0.9 0.1 {0.92 {0.12 Change in Net Assets (5.6) (4.1) (3.6) (1.8) (9.2) (5.9) Net Assets, Beginning 76.9 81.0 58.4 60.2 135.3 141.2 Net Assets, Ending $ 71.3 76.9 54.8 58.4 126.1 135.3 6 VILLAGE OF BUFFALO GROVE, ILLINOIS MANAGEMENT'S DISCUSSION AND ANALYSIS (CONT.) December 31,2009 Revenues for the Village's governmental activities for the year ended December 31, 2009 were $33.2 million. Expenditures for the fiscal year exceeded revenues, resulting in a decrease in net assets, before transfers, of $6.5 million. Charges for services were down $.2 million (7%), primarily due to the condition of the housing market as it relates to building permits and inspection fees. Income, sales and use taxes decreased significantly due to the State being slow in remitting funds to the Village and the overall state and regional economic conditions. Overall revenues were down $3 million compared to the previous fiscal year, or a decrease of 8.3%. There are four basic impacts on revenues as listed below: • Economic Condition -which can reflect a declining, stable or growing economic environment and has a substantial impact on state income and sales tax revenue as well as public spending habits for housing construction or home improvements. • Increase/Decrease in Village Approved Rates -while certain tax rates are set by statute, the Village Board has significant authority to impose and periodically increase/decrease rates (water, licensing and fees, home rule sales tax, property tax, etc.) • Changing Patterns in Intergovernmental and Grant Revenue (both recurring and non-recurring) certain recurring revenues (state-shared revenues, etc.) may experience significant changes periodically while non-recurring (or one-time) grants are less predictable and often distorting in their impact on year to year comparisons. • Market Impacts on Investment Income-the Village's investment portfolio is structured to meet certain liabilities as they become due and the income generated is subject to market conditions that may cause the investment income to fluctuate. Revenue by Source -Governmental Activities II Charges for Services • Grants and Contributions DProperty 11% 0 Sales and Use Taxes •Income Tax Iii! Telecommunications Tax • Property Transfer Tax OOther The cost of all governmental activities this year was $3 9. 7 million. The Statement of Activities on pages 17 and 18 shows that $2.6 million was financed by those who use the services, $1.3 million was financed by operating and capital grants and contributions, with the Village's general revenues financing $35.8 million. 7 VILLAGE OF BUFFALO GROVE, ILLINOIS MANAGEMENT'S DISCUSSION AND ANALYSIS (CONT.) December 31,2009 The Village's four largest programs are public safety, public works, general government, and interest and fiscal charges. The graph below shows the expenses and programs revenues generated by governmental activities: Expenses and Program Revenues-Governmental Activities 25,000,000 20,000,000 15,000,000 10,000,000 5,000,000 0 General Government Public Safety Public Works Interest IIIII Expenses 11 Program Revenues I The primary reason for increases in expenses are: Introduction of New Programs-within the functional expense categories (Public Safety, Public Works, General Government, etc.) individual programs may be added or deleted to meet changing community needs. Increase in Authorized Personnel-changes in service demand may cause the Village Board to increase/decrease authorized staffing. Personnel costs (salary and related benefits) represent approximately 47% of the Village's operating cost. Business-type Activities. Revenues for the Village's business-type activities was $10.9 million for the year ended December 31, 2009. One hundred percent of the revenues come from charges paid by the users. The costs of these activities were $13.6 million. The Statement of Activities is on pages 17 and 18. Financial Analysis of the Village's Funds Governmental Funds The Village's governmental funds for the year ended December 31, 2009 reflect a combined fund balance of $21.7 million in its balance sheet on page 19. This represents a $5.5 million dollar decrease or 20.2% over the balance posted last year. Of the total fund balance of$21.7 million, $10.5 million is unreserved and undesignated indicating availability for continuing Village services, $1.2 million is designated as reserved for prepaid insurance and inventory, $1 million is reserved for the Retiree Health Savings Program, and $9 million is designated for capital replacement. 8 VILLAGE OF BUFFALO GROVE, ILLINOIS MANAGEMENT'S DISCUSSION AND ANALYSIS (CONT.) December 31, 2009 The General Fund is the Village's main operating fund and accounts for the primarily municipal services including, public safety (police and fire), public works, building and zoning, and general administration. The Fund Balance of the General Fund decreased by $4.4 million or 18% from December 31, 2009 (from $24.0 million to $19.6 million). The decrease in fund balance was due to a combination of a drop in the revenue base due to the current economic condition and an increase in capital spending. State-shared taxes, including sales and income taxes, dropped off significantly in the fiscal period. Sales taxes were down $1.2 million or 14%. State and regional economic conditions play a significant role in sales tax receipts. Given the current prolonged downturn the decline was anticipated. Adding to the decline was the fmal closeout of two auto dealerships. Similar to sales taxes, income taxes were down substantially ($1 million-22% year over year). Historically high unemployment rates coupled with the State of Illinois' delay in disbursing funds due municipalities resulted in the large decline. General Revenues-Taxes 14 12 'iii" 10 c 8 ~ .E 6 :§. 4 2 0 £ X ~ en ~ ~ c ~ .Q fil & ro c e (..) 12 ll. ~ 0 ·c: f- (..) :::J (]) E E N E en 0 UJ (..) ~ & ~ The General Fund's revenues decreased by $2.6 million (8%). The remainder of the decline beyond what was noted previously is due to declines in charges for service caused by a lack of development, both commercial and residential, and the corresponding fees generated by those activities. Interest income also declined as investment continued to mature they were reinvested at much lower rates as most investments are limited to a duration of less than 36 months. The historically lower Federal Funds Rate has a significant impact on much of the General Fund's investment portfolio. Of the total fund balance, $9.3 million is unreserved indicating availability for continuing Village services. $9 million is unreserved but designated for capital equipment. The Village maintains a funding schedule for each major piece of capital equipment to insure funds are available for replacement upon the end of the equipment's effective service life. Reserved fund balance of $1.2 million includes $1.2 million in reserves for prepaid insurance and $.09 million for garage inventory. 9 VILLAGE OF BUFFALO GROVE, ILLINOIS MANAGEMENT'S DISCUSSION AND ANALYSIS (CONT.) December 31, 2009 General Fund expenditures increased by $.6 million (2%). The costs associated with wages and benefits contributed to the increase in General Fund expenditures due to a 3% cost-of-living adjustment. The deficiency of revenues over expenditures in the General Fund was $3.4 million. Adding in the net other financing uses, the total change to fund balance of the General Fund totaled $4.4 million. The deficit is primarily due to anticipated, and budgeted, declines in revenue, contributions of $1.2 million to pay-as-you-go financing of capital projects in FY09, and $1.8 million for spending on capital equipment including $1.4 million on fire apparatus. General Governmental Expenses 25 (I) 20 c ~ 15 .E 10 e 5 0 c ~ rJ) ~ .$2 -!!: E ~ ~ Q) .s:! (.) i5 ]5 :B (9 ::J cr ~ 0. Q) fii (9 Special Revenue Funds have a combined fund balance of $1.3 million as of December 31, 2009 up $.01 million from December 31, 2008. The largest increase was in Motor Fuel Tax Fund. The Fund accounts for the state- shared motor fuel tax revenue as well as the corresponding annual street maintenance program that is funded partially by this state revenue. The Village also contributes .20% of home rule sales tax revenue to the MFT Fund to offset program variances. Revenues received from the state share of the motor fuel tax was $1.1 million. The cost of the 2009 street maintenance program was $2.2 million. The scope of each year's identified maintenance, as determined through pavement analysis studies, has surpassed the relatively inelastic source of funding (more specifically the Motor Fuel Tax allotments). Given both the rise in the cost of maintenance and the declining revenue, the amount of street surface area repaired each year will decline. The available fund balance for the Motor Fuel Tax Fund stands at $.1 million. The Debt Service Fund has a negative fund balance of $.01 million as of the end of FY 2009, a decrease of $.05 million from the previous year. The deficit is due to a lower amount of property tax collections due to an under extension of taxes in Lake County. Total debt outstanding totals $6.6 million and is related to all general obligation bonds. The Village's Capital Improvement Funds (Facilities and Streets) have a total fund balance of $.9 million, down $1 million from December 31, 2009. Significant projects completed were the White Pines Drainage Ditch, Old Checker Road Culvert Improvement, and engineering on the Village-wide Drainage Improvement Project, and the engineering study on the Weiland Road Corridor project. The Village-wide Drainage Improvement Project will ultimately be debt fmanced. 10 VILLAGE OF BUFFALO GROVE, ILLINOIS MANAGEMENT'S DISCUSSION AND ANALYSIS (CONT.) December 31, 2009 Proprietary Funds The Village of Buffalo Grove's proprietary funds provide the same type of information found in the government- wide fmancial statements, but in more detail. The Village reports the Water and Sewer Fund as a major proprietary fund. This fund accounts for all of the operations of the municipal water system. Water is purchased wholesale from the City of Evanston through the Northwest Water Commission ofwhich the Village is one of four members. Sanitary sewer service is provided by the Lake County Public Works Department for those property owners in Lake County. The Village acts as a billing partner to reduce administrative costs. The Metropolitan Water Reclamation District of Greater Chicago handles all the sanitary sewer treatment for Cook County residents and recovers its expenses through a property tax levy. The intent is for the Water and Sewer Fund to breakeven as user charges are structured to offset operations of the water and sewer system, including labor costs, supplies, infrastructure maintenance, and reserves for capital replacement. The Fund posted an operating loss of $1.5 million as of December 31, 2009. Residential consumption of water was at the lowest level in 18 years declining almost 14% against the historic average. An unusually mild and wet spring and summer led to the reduced level of water consumption. Several capital improvements were made to two sanitary sewer lift stations during the year. Improvements to the water and sewer infrastructure has been cash financed. Unrestricted net assets of the Water and Sewer Fund at the end of the current fiscal year was $15.2 million. Of this amount, $7.5 million is available to cash finance any major infrastructure improvements or enhancements to the water system. The Village also reported the Arboretum Golf Course Fund as a major proprietary fund. This fund accounts for all operations of the Arboretum Golf Course. The course reported a year-end unrestricted net asset deficit balance of $.2 million. Total revenues were approximately $15,000 less than the previous year due to lower usage of golf carts, clubs, and other rentals. The Village of Buffalo Grove owns and operates two municipal golf courses. Golf play levels continue to be stagnant given both the economy and the state of the industry. A total of 59,723 paid rounds were played between the two courses representing a 3.5% decline over the 10-year average. Membership rounds add another 8,423 rounds of play. Despite the slack in daily play performance, the courses continue to offer attractive open green space and serve to mitigate drainage issues for the residences on the periphery of the courses. General Fund Budgetary Highlights The Village adopts a budget on a fund basis consistent with generally accepted accounting principles. The budget represents the culmination of operational and financial planning and functions as a blue print for the Village's policies. The budget is developed in a collaborative process. The Finance Department initially will provide a planning calendar and an assessment of reserve levels and budget capacity. Early in the budget process, a finance committee meeting will be held with the President and Board of Trustees to define preliminary targets, goals, and objectives. Based on available data, each operating department will submit its request based upon perceived needs. Department Directors will articulate those requests to the Village Manager and Finance Director. Often discussed are new initiatives, program objectives, and capital needs. As the document is near fmal form, another finance committee meeting is held to provide an opportunity for comment and suggestions for modifications. The budget is formally presented to the Village Board in late November or early December. As the Village operates under the Appropriations Act, a public hearing is conducted after the budget is adopted for public comment on the Appropriations Ordinance. The Ordinance sets the legal spending ceiling for each fund. The budget is the day-to-day management tool to insure fiscal accountability. 11 VILLAGE OF BUFFALO GROVE, ILLINOIS MANAGEMENT'S DISCUSSION AND ANALYSIS (CONT.) December 31, 2009 Capital Assets At the end of December 31, 2009, the Village had a combined total of capital assets of $100.9 million invested in a broad range of capital assets including, buildings, streets, storm sewers, and equipment. This amount represents a net decrease (including additions and deductions) of $1.8 million. Land Construction in Progress Land Improvements Buildings Equipment and Vehicles Streets and Storm Sewers Water and Sewer Infrastructure Capital Assets at Year End Net of Depreciation As of December 31,2009 and 2008 (in millions) Governmental Business-Type Activities Activities 2009 2008 2009 2008 $ 36.00 36.00 6.20 6.20 0.50 0.80 0.07 0.30 0.60 0.10 4.40 4.60 5.30 5.80 4.40 3.40 15.20 16.50 28.30 29.00 $ 61.10 61.30 39.87 41.40 Major additions to capital assets during the year included the following (in millions): Governmental Activities Building Improvements Land Improvements Vehicles and Equipment Business-type Activities Water and Sewer Systems Additions 0.5 0.6 1.8 0.4 Total 2009 2008 42.20 42.20 0.57 l.lO 0.60 0.10 9.70 10.40 4.40 3.40 15.20 16.50 28.30 29.00 100.97 102.70 The Governmental Activities net capital assets decreased from last year by $.2 million (.3%). This is attributable to the fact that the amount of additions was less than the amount of depreciation expensed this year. For the Business-type Activities, the net capital assets decreased by $1.6 million or (3 .9% ). The most significant capital activity was the scheduled vehicle replacements made during the year as part of a systematic funding and replacement program for all Village-owned vehicles, including $1.4 million in fire apparatus, and donated developer assets as part of sewer system capacity improvements for new developments. Land Improvement included a major culvert rebuild on Old Checker Road and costs associated with the Village- wide Drainage Improvement Project. Detailed information on the Village's capital assets is included in Note 5 on paes 38 and 39. 12 VILLAGE OF BUFFALO GROVE, ILLINOIS MANAGEMENT'S DISCUSSION AND ANALYSIS (CONT.) December 31, 2009 Long-Term Debt At year end, the Village had total bonded debt outstanding of$7.7 million as shown in the next table: General Obligation Bonds and NWWC Contract Payable As of December 31,2009 and 2008 (in millions) Governmental Business-Type Activities Activities 2009 2008 2009 2008 General Obligation Bonds $ 6.6 7.7 Contract Payable-Northwest Water Commission 0.4 $ 6.6 7.7 0.4 Total 2009 2008 6.6 7.7 0.4 6.6 8.1 The Village maintains assigned "Aal" and "AA+" ratings on its general obligation bonds respectively from both Moody's Investor Service and Standard and Poor's Corporation. The total per capita general obligation (GO) debt for the community stands at $147.44 and represents .29% of the percentage of equalized assessed valuation of the Village. The Village, under its home rule authority, does not have a legal debt limit. In 20 l 0, the Village did issue $2.6 million in bonds (Series 2010B) for the Village-wide Drainage Improvement Project. $5.2 million in bonds (Series 2010A) were issued as refunding bonds. Detailed information on the Village's long-term debt can be found in Note 6 on pages 40 and 41. Economic Factors and Next Year's Budgets and Rates The Village's share of the state sales and income tax plus the property tax continue to represent the largest portion of the General Corporate Fund Revenue. The Village will remain diligent about protecting its established sales tax base, and continue to move forward with its economic development initiatives, to enhance the economic climate of the community. Sales tax will continue to be impacted in FY 2010 as the three auto dealerships, two of which have moved operations out of the Village and the third (Saturn) has not found a buyer. The land will continue to be marketed heavily for a similar use. The taxable value of property in the Village dropped by .4% for the 2009 tax levy extended in 2010. Property value trends will be closely monitored. The 2009 Corporate Fund Levy increased by .13% from the previous year while the pension funds grew by 16.1% reflecting the impact of a dismal 2008 investment year. In order to avoid over reliance on a particular source of revenue, the Village continues to seek ways to diversify its revenue structure. In the current economic climate, the Village will need to address significant shortfalls in revenue stemming from declining sales taxes, increased unemployment resulting in lower income taxes, and a significant drop in interest earnings. Where possible, the Village will need to seek federal and state funding for capital improvements and public safety service enhancements through various grant/loan opportunities. Two new sources of revenue were approved in 2010. The Village has implemented utility use taxes for both natural gas and electricity. The use taxes were proposed as a stop gap measure to replace the significant decreases in sales and income taxes. The additional revenue will allow the Village to maintain its same level of high quality public services. 13 VILLAGE OF BUFFALO GROVE, ILLINOIS MANAGEMENT'S DISCUSSION AND ANALYSIS (CONT.) December 31,2009 In fiscal year 2010, the Village will continue to look for additional funding to supplement the motor fuel tax. The Village will continue to transfer .20% of home rule sales tax proceeds to the Motor Fuel Tax Fund to partially offset the variance in annual street maintenance costs versus the revenue generated by the Motor Fuel Tax. The estimated Motor Fuel Tax allotment budgeted for next year will only cover about 58% of the estimated expenditures. This source of revenue will continue to be a challenge as collections are based upon units of gas sold and not as a percentage of sales. As driving habits and commuting patterns change to offset some of the high oil costs so will the demand for fuel. The Village issued Series 2010A and 2010B General Obligation Bonds in 2010. One issue is for the Village-wide Drainage Improvement project, the other is to refund existing debt to take advantage of a bond rating upgrade by both Standard & Poor's and Moody's Investor Services to AAA. The Village continues to suffer from the resale housing market which in the past has generated consistent revenue from the assessment of a local real estate transfer tax. It is anticipated the FY 2010 will be as challenging as FY 2009. Building related fees reflect the estimated construction activity anticipated during the year including several housing developments. These fees are slowly reflecting the built out nature of our corporate limits. The performance of the equity markets will be monitored closely as all three of the defined benefit plans (IMRF, Police and Firefighter Pension Funds) have a actuarial interest performance target of 7 .5%. Given the state of the fixed income market and the historically low Federal Funds rate, equities will need to perform exceptionally well to attain the benchmark as the portfolio of the locally held funds (Police and Firefighter Pension Funds) are capped at 45% equities. The funding status of all three funds will improve after the results of the 2009 investment year. A continuing rebound in equities would reduce the pressure on property tax levy requirements. The fiscal year ending December 31, 2010 Operating Budget Revenues are projected to be $64.4 million compared to $60.1 million the previous year. The projected Operating Expenditures are $62.4 million ($60.9 million for December 31, 2008). No new programs or services are contemplated for the budget year. As a service provider, the Village's largest single cost is personnel related, representing almost 50% oftotal Village expenditures. All employee groups' wages were frozen in 2010 in response to the current budget challenges. The Corporate Fund in 2010 operationally is in balance with a planned deficit of $.2 million after transfers are made for investments in capital. Pension and group health insurance represent a significant portion of the annual personnel expenditures. The group health insurance costs in 2010 are projected to be $3.3 million. Modifications continue to be made to the plan to help contain costs without threatening the efficacy of the coverage. CONTACTING THE VILLAGE'S FINANCIAL MANAGEMENT This financial report is designed to provide our citizens, customers, investors, and creditors with a general overview of the Village's finances and to demonstrate the Village's accountability for the money it receives. Questions concerning this report or requests for additional financial information should be directed to Scott Anderson, Director of Finance and General Services, Village of Buffalo Grove, 50 Raupp Boulevard, Buffalo Grove, IL 60089. 14 BASIC FINANCIAL STATEMENTS VILLAGE OF BUFFALO GROVE, ILLINOIS Statement ofNet Assets December 31, 2009 (See Following Page) VILLAGE OF BUFFALO GROVE, ILLINOIS Statement ofNet Assets December 31,2009 Governmental Business-Type Activities Activities Total Assets Current Assets Cash and Equivalents $ 9,155,833 3,357,262 12,513,095 Investments 11,127,276 3,187,025 14,314,301 Receivables Property Taxes 13,536,785 13,536,785 Accounts-Water 1,299,235 1,299,235 Municipal Sales Tax 1,977,049 1,977,049 Illinois Income Tax 1,172,533 1,172,533 Motor Fuel Tax 88,855 88,855 Telecommunications Tax 551,385 551,385 Food and Beverage Tax 67,564 67,564 Interest 35,115 4,756 39,871 Other 31,191 137,849 169,040 Due from Other Funds 1,324,238 357,061 1,681,299 Inventory 90,532 37,500 128,032 Total Current Assets 39,158,356 8,380,688 47,539,044 Noncurrent Assets Prepaid Items 1,157,896 405,210 1,563,106 Investment in Joint Venture 7,332,072 7,332,072 Capital Assets, Net of Accumulated Depreciation Land 35,963,844 6,198,514 42,162,358 Construction in Process 535,875 73,344 609,219 Buildings 4,407,203 5,268,205 9,675,408 Land Improvements 594,159 594,159 Equipment and Vehicles 4,412,665 4,412,665 Streets and Storm Sewers 15,224,639 15,224,639 Water and Sewer System Infrastructure 28,268,826 28,268,826 Total Noncurrent Assets 62,296,281 47,546,171 109,842,452 Total Assets 101,454,637 55,926,859 157,381,496 (Cont.) See accompanying Notes to the Financial Statements. 15 VILLAGE OF BUFFALO GROVE, ILLINOIS Statement of Net Assets (Cont.) December 31, 2009 Governmental Business-Type Activities Activities Total Liabilities Current Liabilities Accounts Payable and Accrued Liabilities 2,281,665 693,745 2,975,410 Accumulated Unpaid Sick Leave 39,820 39,820 Claims Payable 268,746 268,746 Deposits Payable 891,728 50,726 942,454 Unearned Property Taxes 13,172,924 13,172,924 Unearned Taxes -Other 500,333 500,333 Due to Other Funds 1,319,009 362,290 1,681,299 Net Pension Liability 329,850 329,850 Net Other Post-Employment Obligation 123,065 123,065 Other Liabilities -Pension Funds 3,288,918 3,288,918 General Obligation Bonds Payable 885,000 885,000 Total Current Liabilities 23,101,058 1,106,761 24,207,819 Noncurrent Liabilities Accumulated Unpaid Sick Leave 1,369,430 1,369,430 General Obligation Bonds Payable 5,690,000 5,690,000 Total Noncurrent Liabilities 7,059,430 7,059,430 Total Liabilities 30,160,488 1,106,761 31,267,249 Net Assets Invested in Capital Assets, Net of Related Debt 54,563,385 39,808,889 94,372,274 Restricted for Road Construction 140,712 140,712 Unrestricted 16,590,052 15,011,209 31,601,261 Total Net Assets $ 71,294,149 54,820,098 126,114,247 See accompanying Notes to the Financial Statements. 16 VILLAGE OF BUFFALO GROVE, ILLINOIS Statement of Activities Year Ended December 31, 2009 Functions/Programs Governmental Activities General Government Public Safety Public Works Interest and Fiscal Charges Total Governmental Activities Business-Type Activities Waterworks and Sewerage Refuse Service Golf Courses Total Business-Type Activities Expenses $ 6,182,475 22,753,590 10,421,659 334,142 39,691,866 9,519,169 944,392 3,118,647 13,582,208 $ 53,274,074 See accompanying Notes to the Financial Statements. 17 Program Revenues Charges for Services 977,464 1,563,236 50,709 2,591,409 8,008,360 1,004,431 2 320,247 11 333,038 13,924,447 General Revenues Taxes Property Operating Grants and Contributions 242,810 1,106,234 1,349,044 1,349,044 Sales and Home Rule, Net Income and Use Telecommunications Property Transfer Other Investment Income (Loss) Miscellaneous Gain on sale of assets Transfers In (Out) Total General Revenues and Transfers Change in Net Assets Net Assets Beginning Ending Capital Grants Contributions Net ~ExEense1, Revenue and Changes in Net Assets Governmental Business-Type Activities Activities Total (5,205,011) (5,205,011) (20,947,544) (20,947,544) (9,264,716) (9,264,716) {334,1422 ~334,142} (35,751,413) (35,751,413) (1,510,809) (1,510,809) 60,039 60,039 {798,4002 ~798,4002 {2,249, 1702 {2,249,1702 (35,751,413) (2,249, 170) (38,000,583) 12,504,508 12,504,508 7,196,969 7,196,969 3,601,619 3,601,619 2,345,249 2,345,249 670,762 670,762 1,006,249 1,006,249 490,881 (374,632) 116,249 1,369,900 1,315 1,371,215 33,383 33,383 935,000 {935,0002 30,154,520 {1,308,3172 28,846,203 (5,596,893) (3,557,487) (9,154,380) 76,891,042 58,377,585 135 268 627 71,294,149 54,820,098 126,114,247 18 VILLAGE OF BUFFALO GROVE, ILLINOIS Balance Sheet -Governmental Funds December 31, 2009 Nonmajor Total General Governmental Governmental Fund Funds Funds Assets Cash and Equivalents $ 6,381,513 2,201,361 8,582,874 Investment 11,127,276 11,127,276 Receivables Property Taxes 11,181,725 2,355,060 13,536,785 Municipal Sales Tax 1,977,049 1,977,049 Illinois Income Tax 1,172,533 1,172,533 Motor Fuel Tax 88,855 88,855 Telecommunications Tax 551,385 551,385 Food and Beverage Tax 67,564 67,564 Interest 35,115 35,115 Other 31,191 31,191 Due from Other Funds 72,915 1,251,323 1,324,238 Inventory 90,532 90,532 Prepaid Items 1,157,896 1,157,896 Total Assets $ 33,846,694 5,896,599 39,743,293 Liabilities Accounts Payable and Accrued Liabilities $ 2,015,220 146,021 2,161,241 Deposits Payable 891,728 891,728 Deferred Property Taxes 10,883,715 2,289,209 13,172,924 Deferred Taxes -Other 500,333 500,333 Due to Other Funds 1,319,009 1,319,009 Total Liabilities 14,290,996 3,754,239 18,045,235 Fund Balances Reserved for Inventory 90,532 90,532 Reserved for Prepaid Items 1,157,896 1,157,896 Reserved for Debt Service (12,970) (12,970) Unreserved -Designated General Fund 9,005,069 9,005,069 Special Revenue Funds 978,688 978,688 Unreserved -Undesignated General Fund 9,302,201 9,302,201 Special Revenue Funds 273,327 273,327 Capital Projects Funds 903,315 903,315 Total Fund Balances 19,555,698 2,142,360 21,698,058 Total Liabilities and Fund Balances $ 33,846,694 5,896,599 39,743,293 See accompanying Notes to the Financial Statements. 19 VILLAGE OF BUFFALO GROVE, ILLINOIS Reconciliation of the Balance Sheet of Governmental Funds to the Statement of Net Assets December 31,2009 Total Fund Balances -Governmental Funds Amounts reported for governmental activities in the Statement of Net Assets are different because: Capital assets used in governmental activities are not financial resources and, therefore, are not reported in the funds. An internal service fund is used to charge the cost of health insurance to the Village's various departments. The assets and liabilities of the internal service funds are included in the governmental activities in the Statement of Net Assets. Interest service fund net assets are: Some liabilities reported in the Statement of Net Assets do not require the use of current financial resources and, therefore, are not reported as liabilities in the governmental funds. These liabilities consist of: Net Pension Obligations Net Other Post-employment Obligation Other Liabilities to Pension Funds General Obligation Bonds Payable Accumulated Unpaid Sick Leave Net Assets of Governmental Activities See accompanying Notes to the Financial Statements. 20 $ 21,698,058 61,138,385 183,789 (329,850) (123,065) (3,288,918) ( 6,575,000) (1 ,409,250) $ 71,294,149 VILLAGE OF BUFFALO GROVE, ILLINOIS Statement of Revenues, Expenditures and Changes in Fund Balances - Governmental Funds Year Ended December 31, 2009 Revenues Charges for Services Licenses and Permits Intergovernmental Fines and Fees Property Taxes Other Taxes Investment Income Miscellaneous Total Revenues Expenditures Current General Government Public Safety Public Works Capital Outlay Debt Service Principal Interest and Fiscal Charges Total Expenditures Excess (Deficiency) of Revenues over Expenditures Other Financing Sources (Uses) Transfers In Transfers Out Total Other Financing Sources (Uses) Net Change in Fund Balances Fund Balances Beginning $ General Fund 831,363 276,857 1,559,190 10,372,145 14,806,744 483,749 1,146,496 29,476,544 5,008,355 20,417,910 7,505,004 32,931,269 (3 ,454, 725) 705,000 (1,675,967) (970,967) ( 4,425,692) 23,981,390 Ending $ 19,555,698 See accompanying Notes to the Financial Statements. 21 Nonmajor Total Governmental Governmental Funds Funds 139,174 970,537 276,857 1,106,234 1,106,234 1,559,190 2,132,363 12,504,508 14,806,744 7,132 490,881 298,114 1,444,610 3,683,017 33,159,561 588,467 5,596,822 464,835 20,882,745 2,832,086 10,337,090 1,245,940 1,245,940 1,165,000 1,165,000 334,142 334,142 6,630,470 39,561,739 (2,947,453) ( 6,402, 178) 2,204,382 2,909,382 (298,415) (1,974,382) 1,905,967 935,000 (1,041,486) (5,467,178) 3,183,846 27,165,236 2,142,360 21,698,058 VILLAGE OF BUFFALO GROVE, ILLINOIS Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds to the Statement of Activities Year Ended December 31, 2009 Net Change in Fund Balances-Total Governmental Funds Amounts reported for governmental activities in the Statement of Activities are different because: Governmental funds report capital outlays as expenditures while governmental activities report depreciation expense to allocate those expenditures over the life of the assets. This is the amount by which depreciation exceeded capital outlays in the current period ($2,677,604 current additions less $2,828,797 depreciation). Repayment of principal is an expenditure in the governmental funds, but the repayment reduces long-term liabilities in the Statement of Net Assets. An internal service fund is used to charge the cost of health insurance to Village departments. The net revenue (expenses) of the internal service fund is reported within governmental activities. Some expenses reported in the Statement of Activities do not require the use of current financial resources and, therefore, are not reported as expenditures in governmental funds. These activities consist of: Loss on Disposal of Capital Assets Increase in Pension Obligation Increase in Net Other Post-employment Obligation Increase in Accumulated Unpaid Sick Leave Increase in Other Liabilities to Pension Funds Change in Net Assets of Governmental Activities See accompanying Notes to the Financial Statements. 22 $ (5,467,178) (151,193) 1,165,000 (35,021) (1,687) (727,397) (55,450) (296,056) (27,911) $ (5,596,893) VILLAGE OF BUFFALO GROVE, ILLINOIS Statement of Net Assets-Proprietary Funds December 31, 2009 Governmental Business-T~Ee Activities-EnterErise Funds Activities Waterworks Arboretum Nonmajor Internal and Sewerage Golf Course Enterprise Service Fund Fund Funds Total Fund Assets Current Assets Cash and Equivalents $ 3,287,390 700 69,172 3,357,262 572,959 Investments 3,187,025 3,187,025 Receivables Accounts -Water 1,299,235 1,299,235 Interest 4,756 4,756 Other 50,780 87,069 137,849 Due from Other Funds 357,061 357,061 Inventory 14,745 22,755 37,500 Total Current Assets 8,135,467 66,225 178,996 8,380,688 572,959 Noncurrent Assets Prepaid Items 405,210 405,210 Investments in Joint Venture 7,332,072 7,332,072 Capital Assets, Net of Accumulated Depreciation Land 5,219,738 978,776 6,198,514 Construction in Progress 73,344 73,344 Buildings 4,921,317 346,888 5,268,205 Water a11d Sewer System 28,268,826 28,268,826 Total Noncurrent Assets 36,079,452 10,141,055 1,325,664 47,546,171 Total Assets 44,214,919 10,207,280 1,504,660 55,926,859 572,959 Liabilities Current Liabilities Accounts Payable and Accrued Liabilities 607,379 38,562 47,804 693,745 120,424 Claims Payable 268,746 Deposits Payable 50,726 50,726 Due to Other Funds 199,258 163,032 362,290 Total Liabilities 658,105 237,820 210,836 1,106,761 389,170 Net Assets Invested in Capital Assets 28,342,170 10,141,055 1,325,664 39,808,889 Unrestricted 15,214,644 {171,595} {31,840} 15,011,209 183,789 Total Net Assets $ 43,556,814 9,969,460 1,293,824 54,820,098 183,789 See accompanying Notes to the Financial Statements. 23 VILLAGE OF BUFFALO GROVE, ILLINOIS Statement of Revenues, Expenses, and Changes in Net Assets -Proprietary Funds Year Ended December 31, 2009 Governmental Business-Tl:Ee Activities-Ente!:Erise Funds Activities Waterworks Arboretum Nonmajor Internal and Sewerage Golf Course Enterprise Service Fund Fund Funds Total Fund Operating Revenues Water and Sewerage Charges $ 7,956,955 7,956,955 Daily Greens Fees and Memberships 757,200 855,959 1,613,159 Merchandise Sales 42,618 73,506 116,124 Connection and Recapture Fees 51,405 51,405 Cart, Club and Other Rentals 269,399 217,764 487,163 Driving Range Fees 70,439 70,439 SWANCC User Fees 1,004,431 1,004,431 Health Premiums 4,011,316 Miscellaneous 17,494 15,868 33,362 Total Operating Revenues 8,008,360 1,086,711 2,237,967 11 333,038 4,011,316 Operating Expenses Water Operations 1,619,520 1,619,520 Sewer Operations 5,041,603 5,041,603 Water Purchases 1,663,987 1,663,987 Golf Operations 1,166,707 1,242,620 2,409,327 Cost of Sales -Pro Shop 47,958 69,577 117,535 Refuse Operations 944,392 944,392 Health Services 4,048,436 Depreciation 1,194,059 536,793 54,992 1,785,844 Total Operating Expenses 9,519,169 1,751,458 2,311,581 13,582,208 4,048,436 Operating Loss {1,510,809} {664,7472 {73,6142 {2,249, 1702 {37,1202 Nonoperating Revenues (Expense) Loss from Joint Venture (472,925) (472,925) Investment Income 98,317 (24) 98,293 2,099 Other 1,315 1 315 {373,2932 {242 {373,317} 2,099 Loss before Transfers (1,884, 1 02) (664,747) (73,638) (2,622,487) (35,021) Transfers Out {885,0002 {50,000} {935,0002 Change in Net Assets (2,769,102) (664,747) (123,638) (3,557,487) (35,021) Net Assets Beginning 46,325,916 10,634,207 1,417,462 58,377,585 218,810 Ending $ 43,556,814 9,969,460 1,293,824 54,820,098 183,789 See accompanying Notes to the Financial Statements. 24 VILLAGE OF BUFFALO GROVE, ILLINOIS Statement of Cash Flows -Proprietary Funds Year Ended December 31, 2009 Governmental Business-T~2e Activities-Ente!:£rise Funds Activities Waterworks Arboretum Nonmajor Internal and Sewerage Golf Course Enterprise Service Fund Fund Funds Total Fund Cash Flows from Operating Activities Cash Received from Residents for Water/Sewer Services $ 7,667,162 7,667,162 Cash Received from Residents for Connections 51,405 51,405 Cash Received for Golf Activities 1,035,931 1,233,536 2,269,467 Cash Received for Refuse Services 917,362 917,362 Cash Received from Other Funds for Services 4,011,316 Payments to Employees (1,287,348) (697,591) (773,987) (2,758,926) Payments to Suppliers {7,296,7352 {538,2562 {1,492,3682 {9,327,3592 {3,889,306} {865,5162 {199,9162 {115,4572 {1, 180,8892 122,010 Cash Flows from Noncapital Financing Activities Change in Due to/from Other Funds, Net (357,061) 199,258 163,032 5,229 (63,261) Transfers Out {885,0002 {50,0002 {935,0002 {1,242,0612 199,258 113,032 {929,7712 {63,2612 Cash Flows from Capital and Related Financing Activities Capital Assets Purchased {220,4672 {220,4672 Cash Flows from Investing Activities Interest Received 104,884 (24) 104,860 2,099 Sale ofinvestments 645,000 645,000 512,111 749,884 {242 749,860 514,210 Net Increase (Decrease) in Cash and Equivalents (1,578,160) (658) (2,449) (1,581,267) 572,959 Cash and Equivalents Beginning 4,865,550 1,358 71,621 4,938,529 Ending $ 3,287,390 700 69 172 3,357,262 572,959 (Cont.) See accompanying Notes to the Financial Statements. 25 VILLAGE OF BUFFALO GROVE, ILLINOIS Statement of Cash Flows-Proprietary Funds (Cont.) Year Ended December 31, 2009 Reconciliation of Operating Loss to Net Cash Provided (Used) by Operating Activities Operating Loss Adjustments to Reconcile Operating Loss to Net Cash Provided (Used) by Operating Activities Depreciaiion Changes in Assets and Liabilities Receivables Inventory Prep aids Accounts Payable and Accrued Liabilities Deposits Payable Total Adjustments Net Cash Provided (Used) by Operating Activities Sununary ofNoncash Investing Activities Loss from Joint Venture Net Appreciation ofinvestments See accompanying Notes to the Financial Statements. Business-TyPe Activities -Enterprise Funds Waterworks Arboretum Nonmajor and Sewerage Golf Course Enterprise Fund Fund Funds Total $ (1,510,809) (664,747) (73,614) (2,249, 170) 1,194,059 536,793 54,992 1,785,844 (289,793) (50,780) (87,069) (427,642) (5,203) (3,809) (9,012) 101,097 101,097 (350,391) (15,979) (5,957) (372,327) {9,6792 {9,6792 645,293 464,831 {41,8432 1,068,281 $ {865,5162 (199,9162 015,4572 ( 1,180,8892 $ {472,9252 {472,9252 $ 15,025 15,025 26 Governmental Activities Internal Service Fund (37,120) 159,130 159,130 122,010 VILLAGE OF BUFFALO GROVE, ILLINOIS Statement of Fiduciary Net Assets December 31, 2009 Assets Cash and Equivalents Investments Certificates of Deposit U.S. Government and Agency Obligations Open-end Mutual Funds Receivables Pension Contributions Interest Total Assets Liabilities Accounts Payable Due to Other Governments Total Liabilities Net Assets Restricted for Pension Benefits See accompanying Notes to the Financial Statements. 27 Pension Trust Funds $ 5,717,496 15,501,802 16,208,045 25,261,319 3,288,918 93,038 66,070,618 24,189 24,189 $ 66,046,429 Agency Fund 422,993 422,993 422,993 422,993 VILLAGE OF BUFFALO GROVE, ILLINOIS Statement of Changes in Fiduciary Net Assets December 31, 2009 Additions Contributions Employer Participants Investment Income Net Appreciation in Fair Value oflnvestments Interest Income Less Investment Expense Total Additions Deductions Administration Pension Benefits and Refunds Total Deductions Change in Net Assets Net Assets Beginning Ending See accompanying Notes to the Financial Statements. 28 $ 3,212,597 1,108,268 4,320,865 5,234,730 450,895 (128,042) 5,557,583 9,878,448 83,005 2,038,710 2,121,715 7,756,733 58,289,696 $ 66,046,429 VILLAGE OF BUFFALO GROVE, ILLINOIS Notes to the Financial Statements December 31, 2009 I. Summary of Significant Accounting Policies The Village of Buffalo Grove, Illinois (Village) was incorporated March 7, 1958. The Village operates under a Council-Manager form of government and provides the following services as authorized by its articles of incorporation: public safety, waterworks, sewerage, building and zoning, engineering, recreation, civil defense and overall administration. A. Financial Reporting Entity The Village is a municipal corporation governed by an elected board. As required by accounting principles generally accepted in the United States of America, these fmancial statements present the Village (the primary government) and its component units. In evaluating how to defme the reporting entity, management has considered all potential component units. The decision to include a potential component unit in the reporting entity was made based upon the significance of their operational or financial relationships with the primary government. Financial accountability is defined as: (1) Appointment of a voting majority of the component unit's board and either (a) the ability to impose will by the primary government, or (b) the possibility that the component unit will provide a fmancial benefit to, or impose a fmancial burden on, the primary government; or (2) Fiscal dependency on the primary government. The accompanying fmancial statements present the Village of Buffalo Grove. The Village has determined that no other entity meets the above criteria and, therefore, no other entity has been included as a component unit in the Village's fmancial statements. B. Government-wide and Fund Financial Statements Government-wide Financial Statements The government-wide Statement of Net Assets and Statement of Activities report the overall financial activity of the Village. Eliminations generally have been made to minimize the double-counting of internal activities of the Village; however, interfund services provided and used are not eliminated in the process of consolidation. The fmancial activities of the Village consist of governmental activities, which are primarily supported by taxes and intergovernmental revenues, and business-type activities, which rely to a significant extent on fees and charges for services. The Statement of Net Assets presents the Village's non-fiduciary assets and liabilities with the difference reported in three categories: Invested in capital assets, net of related debt consists of capital assets, net of accumulated depreciation and reduced by outstanding balances for bonds and other debt that are attributable to the acquisition, construction, or improvement of those assets. Restricted net assets result when constraints placed on net asset use are either externally imposed by creditors, grantors, contributors, and the like, or imposed by law through constitutional provisions or enabling legislation. Unrestricted net assets consist of net assets that do not meet the criteria of the two preceding categories. 29 VILLAGE OF BUFFALO GROVE, ILLINOIS Notes to the Financial Statements December 31, 2009 l. Summary of Significant Accounting Policies (Cont.) B. Government-wide and Fund Financial Statements (Cont.) Government-wide Financial Statements (Cont.) The Statement of Activities demonstrates the degree to which the direct expenses of a given function (i.e. general government, public safety, etc.) are offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function. Program revenues include (a) charges paid by the recipients of goods or services offered by the programs (including fmes and fees), and (b) grants and contributions that are restricted to meeting the operational requirements of a particular program. Revenues that are not classified as program revenues, including all taxes, are presented as general revenues. Fiduciary funds are excluded from the government-wide financial statements. Fund Financial Statements: Separate financial statements are provided for governmental funds, proprietary funds and fiduciary (agency) funds, even though the latter are excluded from the government-wide fmancial statements. The fund financial statements provide information about the Village's funds. The emphasis of fund financial statements is on major governmental funds, each displayed in a separate column. The Village has the following major governmental fund -General Fund. All remaining governmental funds are aggregated and reported as nomnajor governmental funds. The Village has the following major proprietary funds - Waterworks and Sewerage Fund and Arboretum Golf Course Fund. All remaining proprietary funds are aggregated and reported as nomnajor proprietary funds. The Village administers the following major governmental funds: General Fund -This is the Village's primary operating fund. It accounts for all financial resources of the general government, except those required to be accounted for in another fund. The services which are administered by the Village and accounted for in the General Fund include general government, public safety and public works. The Village administers the following major proprietary funds: Waterworks and Sewerage Fund-This fund accounts for the provision of water and sewer services to the residents of the Village. All activities necessary to provide such services are accounted for in this fund, including but not limited to, administration, operations, maintenance, fmancing and related debt service and billing and collection. Arboretum Golf Course Fund-This fund accounts for the operation of the Arboretum golf course. All activities necessary to provide the service are accounted for in this fund including, but not limited to, administration, operations, maintenance and related debt service. The Village also administers one internal service fund, the Health Insurance Reserve Fund, to account for the activities of its self-insured health benefits program. Additionally, the Village administers fiduciary funds (pension trust and agency) for assets held by the Village in a fiduciary capacity. Included are the Village's Police Pension Fund and Firefighters' Pension Fund which accumulate resources for the retirement annuity payments to sworn officers and firefighters. The Village's agency fund, the School and Parks Donation Fund, accounts for monies deposited by developers for local schools and park districts. 30 VILLAGE OF BUFFALO GROVE, ILLINOIS Notes to the Financial Statements December 31, 2009 1. Summary of Significant Accounting Policies (Cont.) C. Measurement Focus and Basis of Accounting and Financial Statement Presentation The government-wide fmancial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund fmancial statements. Revenues are recorded when earned and expenses are recorded at the time liabilities are incurred, regardless of when the related cash flow takes place. Nonexchange transactions, in which the Village gives (or receives) value without directly receiving (or giving) equal value in exchange, include various taxes, State shared revenues and various State, Federal and local grants. On an accrual basis, revenues from taxes are recognized when the Village has a legal claim to the resources. Grants, entitlements, State-shared revenues and similar items are recognized in the fiscal year in which all eligibility requirements imposed by the provider have been met. Governmental funds are reported using the current fmancial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the Village considers revenues to be available if they are collected within 90 days of the end of the current fiscal year (60 days for property taxes). Significant revenue sources which are susceptible to accrual include property taxes, other taxes including sales, telecommunications, income, and prepared food and beverage taxes, grants, charges for services, and interest. All other revenue sources are considered to be measurable and available only when cash is received. Expenditures generally are recorded when the liability is incurred, as under accrual accounting. However, compensated absences are recorded only when payment is due (upon employee retirement or termination). General capital asset acquisitions are reported as expenditures in governmental funds. Private-sector standards of accounting and fmancial reporting issued prior to December 1, 1989, generally are followed in both the government-wide and proprietary fund fmancial statements to the extent that those standards do not conflict with or contradict guidance of the Governmental Accounting Standards Board. Proprietary funds distinguish operating revenues and expenses from non-operating items. Operating revenues and expenses generally result from providing services in connection with the proprietary fund's principal ongoing operations. When both restricted and unrestricted resources are available for use, it is the Village's policy to use the restricted resources first, then unrestricted resources as they are needed. D. Cash Equivalents For purposes of the statement of cash flows, the Village considers all highly liquid investments (including restricted assets) with maturity of three months or less when purchased to be cash equivalents. 31 VILLAGE OF BUFFALO GROVE, ILLINOIS Notes to the Financial Statements December 31, 2009 I. Summary of Significant Accounting Policies (Cont.) E. Cash and Investments The investments which the Village may purchase are limited by Illinois law to the following: (1) securities which are guaranteed by the full faith and credit of the U.S. Government as to principal and interest; (2) bonds, notes, debentures or other similar obligations of the United States of America or its agencies; (3) certificates of deposit or time deposits of any bank, as defmed by the Illinois Banking Act, or savings and loan association incorporated under the laws of Illinois which are insured by a Federal corporation; (4) short-term discount obligations of the Federal National Mortgage Association; (5) certain short-term obligations of corporations (commercial paper) organized in the United States with assets exceeding $500 million that are rated at the time of purchase in the three highest classifications by at least two of the major rating services and which mature not later than 180 days from purchase, and such purchases do not exceed 10% of the corporation's outstanding obligations; ( 6) the State Treasurer's Illinois Funds; (7) the Illinois Metropolitan Investment Fund; and (8) money market mutual funds which invest only in securities authorized above. In addition, Pension Trust Funds are also permitted to invest in the following instruments: (1) general accounts of Illinois-licensed life insurance companies; (2) separate accounts of Illinois-licensed companies invested in stocks, bonds, and real estate, limited to 10.00% of the funds' investments; (3) certain equities (subject to limitations). F. Investments Investments are stated at fair value. G. Inventory and Prepaid Items Inventories, consisting of golf pro shop merchandise and central garage fuel reserves and parts, are stated at lower of cost (first-in, first-out) or market (net realizable value). The costs of governmental fund-type inventories are recorded as expenditures when consumed rather than when purchased. Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items/expenses. H. Interfund Receivables/Payables The Village has the following types of transactions between funds: Loans and Advances -amounts provided with a requirement for repayment. In the fund financial statements, interfund loans are reported as due from other funds in lender funds and due to other funds in borrower funds. Any residual balances outstanding between the governmental activities and business-type activities are reported as internal balances in the government-wide statement of net assets. Services Provided and Used -sales and purchases of goods and services between funds for a price approximating their external exchange value. Interfund services provided and used are reported as revenues in seller funds and expenditures or expenses in purchaser funds. Unpaid amounts are reported as due to/from other funds in the fund balance sheets or fund statements of net assets. 32 VILLAGE OF BUFFALO GROVE, ILLINOIS Notes to the Financial Statements December 31, 2009 1. Summary of Significant Accounting Policies (Cont.) H. lnterfund Receivables/Payables (Cont.) Reimbursements -repayments from the funds responsible for particular expenditures or expenses to the funds that initially paid for them. Reimbursements are reported as expenditures in the reimbursing fund and as a reduction of expenditures in the reimbursed fund. Transfers -flows of assets (such as cash or goods) without equivalent flows of assets in return and without a requirement for repayment. In governmental funds, transfers are reported as other financing uses in the funds making transfers and as other financing sources in the funds receiving transfers. In proprietary funds, transfers in/out are reported as a separate category after nonoperating revenues and expenses. I. Capital Assets Capital assets which include land, land improvements, streets, buildings, storm sewers, sanitary sewers, water mains, vehicles and equipment are reported in the applicable governmental or business-type activities columns in the government-wide financial statements. Capital assets are defmed as assets with an initial, individual cost of more than $10,000, and an estimated useful life of greater than one year. Additions or improvements that significantly extend the useful life of an asset, or that significantly increase the capacity of an asset, are capitalized. Expenditures for asset acquisitions and improvements are stated as capital outlay expenditures in the governmental funds. Interest incurred during the construction phase of capital assets is reflected in the capitalized value of the asset constructed, net of interest earned on the invested proceeds over the same period. The cost of normal maintenance and repairs that do not add to the value of the asset or materially extend the assets' lives are not capitalized. Depreciation of capital assets is recorded in the Statement of Activities with accumulated depreciation reflected in the Statement of Net Assets and is provided on the straight-line basis over the following estimated useful lives: Buildings Well and System Improvements Furniture and Equipment Vehicles 20 years 5-50 years 2-10 years 2-12 years Gains or losses from sales or retirements of capital assets are included in the operations on the Statement of Activities. J. Deferred and Unearned Revenue The Village defers revenue recognition in connection with resources that have been received, but not yet earned. Governmental funds report deferred revenue in connection with receivables for revenues that are not considered to be available to liquidate liabilities of the current period. 33 VILLAGE OF BUFFALO GROVE, ILLINOIS Notes to the Financial Statements December 31, 2009 1. Summary of Significant Accounting Policies (Cont.) K. Sick Leave, Vacation Pay and Postretirement Benefits Vacation pay does vest; employees may carry over vacation time equivalent of one full year's allowance. All vacation hours carried over from the previous year must be used in the current year or be subject to forfeit. Terminees are reimbursed for any accumulated and earned vacation pay. The amounts of such accumulated vacation benefits are not material. In the event of termination, any vested amounts due to Village employees for accumulated unused sick leave will be paid to ICMA Retirement Corporation based on the formula set forth in the Village's personnel manual. Except for those amounts for known retirements in the upcoming year, accrued amounts are generally considered to be noncurrent. Amounts are reported as liabilities in the Government-wide Statement of Net Assets. No liability is recorded for non vesting accumulating rights to receive sick pay benefits. L. Long-Term Obligations In the government-wide fmancial statements and proprietary fund fmancial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental or business-type activities and proprietary fund statement of net assets. Bond premiums and discounts, as well as issuance costs, are deferred and amortized over the life of the bonds using the effective interest method. Bond issuance costs are reported as deferred charges and amortized over the term of the related debt. In the fund fmancial statements, governmental funds recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other fmancing sources while discounts on debt issuances are reported as other fmancing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. Debt service funds are specifically established to account for and service the long-term obligations for the governmental funds debt. Proprietary funds individually account for and service the applicable debt that benefits those funds. Long-term debt is recognized as a liability in a governmental fund when due, or when resources have been accumulated for payment early in the following year. For other long-term obligations, only that portion expected to be financed with available financial resources is reported as a fund liability of a governmental fund. M. Fund Equity In the fund fmancial statements, governmental funds report reservations of fund balance for amounts that are not available for appropriation or are legally segregated for a specific purpose. Designated fund balances represent tentative plans for future use of fmancial resources. As of December 31, the Village reported the following designated amounts: General Fund-The Village has designated $9,005,069 for capital equipment replacement. N. Accounting Estimates The preparation of the fmancial statements requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosures of contingent assets and liabilities at the date of the financial statements, and the reported amount of revenues and expenditures/expenses during the period. Actual results could differ from these estimates. 34 VILLAGE OF BUFFALO GROVE, ILLINOIS Notes to the Financial Statements December 31, 2009 I. Summary of Significant Accounting Policies (Cont.) 0. Eliminations and Reclassification In the process of aggregating data for the government-wide Statement of Activities, some amounts reported as interfund activity and interfund balances in the funds are eliminated or reclassified. 2. Legal Compliance The budget data included in the financial statements represent the Village's program budget and the appropriations represent the Village's legal expenditure limit. Budgets are adopted for General, Special Revenue (except the Retiree Health Savings Fund), Debt Service, Capital Projects, Proprietary, and Pension Trust Funds. The Internal Service Fund did not adopt a budget. All governmental fund-type budgets and pension trust fund-type budgets are adopted on a basis consistent with GAAP. Proprietary funds are adopted on a basis other than GAAP in that depreciation expense, income from the joint venture and contributions from developers are not budgeted, and principal payments on long-term debt (if any) are budgeted. The Village Board of Trustees follows these procedures in establishing the budgetary and appropriations data reflected in the fmancial statements: (1) The Village Manager submits to the Board a proposed program budget for the fiscal year commencing January 1. The program budget includes proposed expenditures and the means offmancing them. (2) Appropriation ordinance public hearings are conducted by the Village to obtain taxpayer comments, and the ordinance is subsequently adopted by the Board. (3) The program budget is legally enacted through a resolution adopted by the Board. (4) Any expenditures that exceed the total appropriations at the fund level must be approved by the Board of Trustees. The Village Manager is authorized to transfer budgeted amounts between departments within any fund. However, any modifications to the legally adopted appropriation ordinance may not exceed expenditure limits, at the fund level, mandated by the appropriation ordinance without approval by the Board. Appropriations, which are not expended by year-end, lapse and must be reappropriated in the following year for the expenditure to be made. The Village does not employ the encumbrance method of accounting to reserve fund balance for subsequent year expenditures. General Fund actual expenditures for 2009 exceeded final budget by $722,083. 35 VILLAGE OF BUFFALO GROVE, ILLINOIS Notes to the Financial Statements December 31, 2009 3. Deposits and Investments Custodial Credit Risk-Deposits. Custodial credit risk is the risk that in the event of a bank failure, the Village's deposits may not be returned to it. The Village's policy requires collateralization of all deposits in excess of FDIC insured limits. A. Investments The following schedule reports the fair values and maturities (using the segmented time distribution method) for the Village's investments in debt securities at December 31, 2009: Maturities ~in Years 1 Fair Less Than 1 to 5 6 to 10 More Than Value One Year Years Years 10 Years U.S. Treasuries-Zero Coupon $11,503,341 966,853 3,601,743 3,909,644 3,025,101 U.S. Treasuries-TIPS 3,792,150 1,169,920 2,622,230 GNMAs 2,302 2,302 U.S. Agencies 71,226 71,226 Illinois Funds* 1,809,072 1,809,072 Illinois Metropolitan Investment Fund* 8,633,171 8,633,171 Money Market Funds* 1,473,334 1,473,334 $27,284,596 4,249,258 13,404,835 6,605,402 3,025,101 *Based on the weighted average maturity of the respective fund. The Illinois Metropolitan Investment Fund (IMET) and The Illinois Funds Investment Pool (IFIP) are not registered with the SEC. Oversight for IMET is provided by the IMET Board. The Board is responsible for policy formulation, as well as policy and administration oversight. Oversight for IFIP is provided by the Auditor General's Office of the State of Illinois. For both pools, the fair value of the positions in the pool is the same as the value of the pool shares. B. Interest Rate Risk The Village's investment policy protects against fair value losses resulting from rising interest rates by diversifying its investment portfolio to prevent over-concentration of assets in a specific maturity, a specific issuer, or a specific class of securities. The Village does not have a formal policy that limits investment maturities as a means of managing its exposure to fair value losses arising from increasing interest rates. C. Credit Risk The Village's investment policy applies the "prudent person" standard in managing its investment portfolio. As such, all investments are made with such judgment and care, under circumstances then prevailing, which persons of prudence, discretion and intelligence exercise in management of their own affairs, not for speculation, but for investment, considering the probable safety of their capital as well as the probable income to be derived. The Village's investment policy also limits investments in commercial paper to the highest rating classifications, as established by at least two of the four major rating services, and which mature not later than 180 days from the purchase date. Such purchases may not exceed 10% of the issuer corporation's outstanding obligations. 36 VILLAGE OF BUFFALO GROVE, ILLINOIS Notes to the Financial Statements December 31, 2009 3. Deposits and Investments (Cont.) C. Credit Risk (Cont.) Credit ratings for the Village's investments in debt securities as described by Standard & Poor's and Moody's, respectively, at December 31, 2009 (excluding investments in U.S. Treasuries and GNMA's which are not considered to have credit risk) are as follows: Investment Type U.S. Agencies Illinois Funds Illinois Metropolitan Investment Fund Money Market Funds NR -Not Rated D. Concentration of Credit Risk Ratings AAA/Aaa AAAINR AAA/NR AAA/NR %of Investment Type 100% 100% 100% 100% The Village limits the amount that can be invested in commercial paper to one-third of the Village's total investments. As of December 31, 2009, the Village's investments were not exposed to concentration of credit risk. E. Custodial Credit Risk The Village's investment policy requires all investments and investment collateral to be held in safekeeping by a third party custodial institution as designated by the Treasurer, or his designee, in the Village's name. Custodial credit risk is the risk that, in the event of the failure of the counterparty, the Village will not be able to recover the value of its investments or collateral securities which are in the possession of the outside party. At year end the carrying amount of the Village's deposits totaled $21,205,716 and the bank balances totaled $21,636,536. As of December 31, 2009, $45,103 of the Village's investments were exposed to custodial credit risk. 4. Receivables Property Taxes The Village is a home-rule community under the 1970 Illinois Constitution and, accordingly, does not have a statutory rate limit. The Village's property tax is levied each calendar year on all taxable property located in the Village. For governmental funds only, property taxes collected within the fiscal year, or within 60 days after fiscal year-end, are recognized as revenue. Amounts not received within 60 days after year-end are reflected as deferred revenue. Property taxes in the proprietary funds and government-wide financial statements are recorded on the accrual basis. The County Assessors of Cook and Lake Counties are responsible for assessment of the taxable real property of the Village lying within their respective counties. One quarter of Lake County is reassessed each year on a repeating quadrennial schedule established by the Assessor. One-third of Cook County is reassessed each year on a repeating triennial schedule established by the Assessor. 37 VILLAGE OF BUFFALO GROVE, ILLINOIS Notes to the Financial Statements December 31, 2009 4. Receivables-Property Taxes (Cont.) The County Clerks compute the annual tax for each parcel of real property and prepare tax books used by the County Collectors as the basis for issuing tax bills to all taxpayers in each County. Property taxes are collected by the County Collectors and are submitted to the County Treasurers, who remit to the units their respective shares of the collections. Taxes levied in one year become due and payable in two installments on March 1 and August 1 during the following year in Cook County and on July 1 and September 1 in Lake County. The first installment is an estimated bill and is one-half of the prior year's tax bill while the second installment is based on the current levy, assessment and equalization, and any changes from the prior year less what was paid as part of the first installment. Taxes must be levied by the third Tuesday in December for the current levy year. The levy becomes an enforceable lien against the property as of January 1 of the levy year. The 2009 property tax levy is recorded as a receivable and deferred (unearned) revenue as it is intended to fmance fiscal year 2010. Based upon collection histories, the Village has not provided an allowance for uncollectible real property taxes. All uncollected taxes relating to prior years' levies have been written off. 5. Capital Assets A. Governmental Activities A summary of changes in capital assets for governmental activities of the Village is as follows: Balances Balances Janu~ I Additions Deletions December 31 Capital Assets Not Being Depreciated Land $ 35,963,844 35,963,844 Construction in Progress 778,042 432,109 674,276 535,875 36,741,886 432,109 674,276 36,499,719 Capital Assets Being Depreciated Buildings 20,832,378 551,233 21,383,611 Equipment and Vehicles 10,415,598 1,762,253 211,002 11,966,849 Land Improvements 606,285 606,285 Streets 19,040,719 19,040,719 Storm Sewers 37,665,289 37,665,289 87,953,984 2,919,771 211,002 90,662,753 Less Accumulated Depreciation For Buildings 16,229,935 746,472 16,976,407 Equipment and Vehicles 6,996,032 767,467 209,315 7,554,184 Land Improvements 12,126 12,126 Streets 9,886,351 374,794 10,261,145 Storm Sewers 30,292,287 927,938 31,220,225 63,404,605 2,828,797 209,315 66,024,087 Total Capital Assets Being Depreciated, Net 24,549,379 90,974 1,687 24,638,666 Governmental Activities Capital Assets, Net $ 61,291,265 523,083 675,963 61,138,385 38 VILLAGE OF BUFFALO GROVE, ILLINOIS Notes to the Financial Statements December 31, 2009 5. Capital Assets (Cont.) B. Business-Type Activities A summary of changes in capital assets for business-type activities of the Village is as follows: Capital Assets Not Being Depreciated Land Construction in Progress Capital Assets Being Depreciated Buildings Land Improvements Equipment Water/Sewer System Infrastructure Less Accumulated Depreciation For Buildings Land Improvements Equipment Water/Sewer System Infrastructure Total Capital Assets Being Depreciated, Net Business-type Activities Capital Assets, Net Balances January 1 $ 6,198,514 $ 283,814 6,482,328 10,284,359 1,966,488 94,510 55,853,653 68,199,010 4,493,595 1,897,259 94,510 26,821,705 33,307,069 34,891,941 41,374,269 C. Depreciation Charged to Functions/ Activities Depreciation was charged to functions/activities as follows: General Government Public Safety Public Works Waterworks and Sewerage Golf Courses 39 Additions Deletions 73,344 283,814 73,344 283,814 430,934 430,934 522,559 69,226 1,194,059 1,785,844 (1,354,910) (1,281,566) 283,814 Governmental Activities $ 389,273 851,134 1,588,390 $ 2,828,797 Balances December 31 6,198,514 73,344 6,271,858 10,284,359 1,966,488 94,510 56,284,587 68,629,944 5,016,154 1,966,485 94,510 28,015,764 35,092,913 33,537,031 39,808,889 Business-Type Activities 1,194,059 591,785 1,785,844 VILLAGE OF BUFFALO GROVE, ILLINOIS Notes to the Financial Statements December 3 2009 6. Long-Term Obligations General Obligation Bonds The Village issues general obligation bonds to provide funds for the acquisition and construction of major capital facilities. Accumulated Sick Leave Upon retirement after 20 years of service or attaining age 55, employees are paid for eligible accumulated unused sick leave based on the Village's policy (see Note 1). The General Fund is typically used to liquidate these liabilities. Changes in long-term debt were as follows: Due Balances Balances Within Janua!)::1 Additions Reductions December 31 One Year Governmental Activities General Obligation Bonds $4,500,000, 4.5%-4.9% General Corporate Purpose Bond Series of2001A; payable in annual installments of$25,000 to $425,000 through December 31, 2020. $ 3,890,000 245,000 3,645,000 255,000 $5,485,000, 4.1%-4.4% General Corporate Purpose Refunding Bond Series of2001B; payable in annual installments of$215,000 to $645,000 through December 31, 2014. 1,975,000 520,000 1,455,000 215,000 $1,000,000, 2.65%-4.1% General Corporate Purpose Bond Series of 2002B; payable in annual installments of $110,000 to $140,000 through December 31, 2011. 405,000 130,000 275,000 135,000 $2,600,000, 2.25%-3.25% General Corporate Purpose Bond Series of 2003; payable in annual installments of$150,000 to $320,000 through December 3 1, 20 13. 1,470,000 270,000 1,200,000 280,000 Total General Obligation Bonds 7,740,000 1,165,000 6,575,000 885,000 Accumulated Unpaid Sick Leave 1,002,725 381,379 106,989 1,277,115 39,820 Total Governmental Activities $ 8,742,725 381,379 1,271,989 7,852,115 924,820 Business-type Activities Accumulated Unpaid Sick Leave $ 110,469 28,494 6,828 132,135 40 VILLAGE OF BUFFALO GROVE, ILLINOIS Notes to the Financial Statements December 31, 2009 6. Long-Term Obligations (Cont.) Annual Debt Service Requirements to Maturity The annual requirements to amortize all debt outstanding as of December 31, 2009, for governmental activities are as follows: Governmental Activities Year Ending General Obligation Bonds December 31, Principal Interest 2010 $ 885,000 285,703 2011 1,015,000 251,198 2012 895,000 210,801 2013 925,000 174,812 2014 615,000 139,055 2015-2019 1,815,000 378,585 2020 425,000 20,825 $ 6,575,000 1,460,979 See also Note 15. 7. Employee Retirement Systems A. Illinois Municipal Retirement Plan Description The Village's defmed benefit pension plan for regular employees provides retirement and disability benefits, post-retirement increases, and death benefits to plan members and beneficiaries. The Village plan is affiliated with the Illinois Municipal Retirement Fund (IMRF), an agent multiple-employer plan. Benefit provisions are established by statute and may only be changed by the General Assembly of the State of Illinois. IMRF issues a publicly available financial report that includes fmancial statements and required supplementary information. That report may be obtained on-line at www.imrforg. Funding Policy As set by statute, employer regular plan members are required to contribute 4.50% of their annual covered salary. The statutes require employers to contribute the amount necessary, in addition to member contributions, to fmance the retirement coverage of its own employees. The employer contribution rate for calendar year 2009 was 11.23% of annual covered payroll. The Village also contributes for disability benefits, death benefits and supplemental retirement benefits, all of which are pooled at the IMRF level. Contribution rates for disability and death benefits are set by the IMRF Board of Trustees, while the supplemental retirement benefits rate is set by statute. Annual Pension Cost The Villages annual pension cost of$967,012 for the regular plan was equal to the Village's required and actual contributions. 41 VILLAGE OF BUFFALO GROVE, ILLINOIS Notes to the Financial Statements December 31, 2009 7. Employee Retirement Systems (Cont.) A. Illinois Municipal Retirement (Cont.) Three-Year Trend Jriformation for the Regular Plan Fiscal Year 12/31/2009 12/31/2008 12/31/2007 Annual Pension Cost (APC) $ 967,012 907,890 819,958 Percentage ofAPC Contributed 100% 100% 100% Net Pension Obligation 0 0 0 The required contribution was determined as part of the December 31, 2007 actuarial valuation using the entry age normal actuarial cost method. The actuarial assumptions at December 31, 2006 included (a) 7.5% investment rate of return (net of administrative and direct investment expenses); (b) projected salary increases of 4.00% a year, attributable to inflation; (c) additional projected salary increases ranging from 0.4% to 10% per year depending on age and service, attributable to seniority/merit; and (d) post-retirement benefit increases of 3% annually. The actuarial value of the Village's regular plan assets was determined using techniques that spread the effects of short-term volatility in the market value of investments over a five-year period with a 15% corridor between the actuarial and market value of assets. The Village's regular plan's unfunded actuarial accrued liability is being amortized as a level percentage of projected payroll on a closed basis. The remaining amortization period at December 31, 2007 was 23 years. Funded Status and Funding Progress As of December 31 2009, the regular plan was 73.06% funded. The actuarial liability for benefits was $27,343,323 and the actuarial value of assets was $19,976,965, resulting in an underfunded actuarial accrued liability (UAAL) of$7,366,358. The covered payroll (annual payroll of active employees covered by the plan) was $8,610,969 and the ratio of the UAAL to the covered payroll was 86%. In conjunction with the December 2009 actuarial valuation the market value of investments was determined using techniques that spread the effect of short-term volatility in the market value of investments over a five-year period with a 20% corridor between the actuarial and market value of assets. In 2010, the unfunded actuarial liability is being amortized on a level percentage of projected payroll on an open 30 year basis. The Schedule of Funding Progress, presented as Required Supplementary Information following the Notes to the Financial Statements, presents multi-year trend information about whether the actuarial value of plan assets in increasing or decreasing overtime relative to the actuarial accrued liability for benefits. Defined Benefit Pension Plans for Public Safety Employees The information included in this section pertaining to the Village's Police and Fire pension funds is based on actuarial valuations performed December 31, 2008. Those actuarial valuations were performed to determine the Village's required contributions and annual pension costs for those plans for its fiscal year ended December 31, 2009. 42 VILLAGE OF BUFFALO GROVE, ILLINOIS Notes to the Financial Statements December 31, 2009 7. Employee Retirement Systems (Cont.) B. Police Pension Plan Description Police sworn personnel are covered by the Police Pension Plan, which is a defined benefit single-employer pension plan. Although this is a single-employer pension plan, the defmed benefits and employee and employer contributions levels are governed by Illinois Compiled Statutes and may be amended only by the Illinois legislature. The Village accounts for the plan as a pension trust fund. The plan does not issue a stand-alone financial report. The Police Pension Plan membership consisted of: Retirees and Beneficiaries Currently Receiving Benefits and Terminated Employees Entitled to Benefits but Not Yet Receiving Them Current Employees Vested Non vested Total 29 53 ~ The Police Pension Plan provides retirement benefits as well as death and disability benefits. Employees attaining the age of 50 or more with 20 or more years of creditable service are entitled to receive an armual retirement benefit of2.5% offmal salary for each year of service up to 30 years, to a maximum of75% of such salary. Employees with at least 8 years but less than 20 years of credited service may retire at or after age 60 and receive a reduced benefit. Surviving spouses receive 100% offmal salary for fatalities resulting from an act of duty, or otherwise the greater of 50% of final salary or the employee's retirement benefit. Employees disabled in the line of duty receive 65% offmal salary. The monthly pension of a police officer who retired with 20 or more years of service after January 1, 1977 is increased armually, following the first armiversary date of retirement and paid upon reaching the age of at least 55 years, by 3% of the original pension and 3% annually thereafter. Funding Policy Covered employees are required to contribute 9.91% of their base salary to the Police Pension Plan. If an employee leaves covered employment with less than 20 years of service, accumulated employee contributions may be refunded without accumulated interest. The Village is required to contribute the remaining amounts necessary to finance the plan as actuarially determined by an enrolled actuary. By the year 2033 the Village's contributions must accumulate to the point where the past service cost for the Police Pension Plan is fully funded. Actuarial valuations are performed annually. 43 VILLAGE OF BUFFALO GROVE, ILLINOIS Notes to the Financial Statements December 31, 2009 7. Employee Retirement Systems (Cont.) B. Police Pension (Cont.) Annual Pension Cost and Net Pension Asset At December 31, 2009, the Village's annual pension cost was $2,036,812. The Village's actual contribution was $1,722,986. For a description of the significant actuarial assumptions, see "Significant Actuarial Assumptions." The net pension obligation at December 31, 2009 was $98,176, comprised of the following components: Annual Required Contribution (ARC) $ 2,038,612 Interest on the Net Pension Asset (5,877) Adjustment on the ARC 4,077 Annual Pension Cost 2,036,812 Contributions Made 1,722,986 Decrease in Pension Asset (313,826) Pension Asset at January 1, 2009 215,650 Pension Obligation at December 31, 2009 $ {98,176} The net pension obligation of $98,176 is reported by the Village in the government-wide Statement of Net Assets at December 31, 2009. Three-Year Trend Information for the Police Pension Plan Annual Percentage Net Pension Fiscal Pension ofAPC Asset Year Cost{APC} Contributed {Obligation} 12/31/2009 $ 2,036,812 84.59% (98, 176) 12/31/2008 1,752,254 106.66% 78,354 12/31/2007 1,426,580 98.30% 98,906 Reserves and Concentration of Investments There are no assets legally reserved for purposes other than the payment of plan member benefits. There are no long-term contracts for contributions. There are no investments (other than those issued or guaranteed by the U.S. government) that represent 5% or more of net assets available for benefits. 44 VILLAGE OF BUFFALO GROVE, ILLINOIS Notes to the Financial Statements December 31, 2009 7. Employee Retirement Systems (Cont.) C. Firefighters' Pension Plan Description Fire sworn personnel are covered by the Firefighters' Pension Plan, which is a defmed benefit single- employer pension plan. Although this is a single-employer pension plan, the defined benefits as well as the employee and employer contributions levels are mandated by Illinois Compiled Statutes and may be amended only by the Illinois legislature. The Village accounts for the plan as a pension trust fund. The plan does not issue a stand-alone financial report. The Firefighters' Pension Plan membership consisted of: Retirees and Beneficiaries Currently Receiving Benefits and Terminated Employees Entitled to Benefits but Not Yet Receiving Them Current Employees Vested Non vested Total 13 48 _1.1 The Firefighters' Pension Plan provides retirement benefits as well as death and disability benefits. Employees attaining the age of 50 or more with 20 or more years of creditable service are entitled to receive an annual retirement benefit of one-half of the salary attached to the rank held in the fire service on the last day of service. The pension is increased by 2.5% of such salary for each additional year of service over 20 years up to 30 years, to a maximum of 75% of such salary. Employees with at least 10 years but less than 20 years of credited service may retire at or after age 60 and receive a reduced retirement benefit. Surviving spouses receive 100% of final salary for fatalities resulting from an act of duty, or otherwise the greater of 54% of the fmal salary or the monthly retirement pension that the deceased firefighter was receiving at the time of death. Surviving children receive 12% of the final salary. The maximum family survivor benefit is 75% of fmal salary. Employees disabled in the line of duty receive 65% of final salary. The monthly pension of a firefighter who retired with 20 or more years of service after January 1, 1977 is increased annually, following the first anniversary date of retirement and paid upon reaching at least the age 55, by 3% of the original pension and 3% annually thereafter. Funding Policy Covered employees are required to contribute 9.455% of their salary to the Firefighters' Pension Plan. If an employee leaves covered employment with less than 20 years of service, accumulated employee contributions may be refunded without accumulated interest. The Village is required to contribute the remaining amounts necessary to finance the plan as actuarially determined by an enrolled actuary. By the year 2033 the Village's contributions must accumulate to the point where the past service cost for the Firefighters' Pension Plan is fully funded. Actuarial valuations are performed annually. 45 VILLAGE OF BUFFALO GROVE, ILLINOIS Notes to the Financial Statements December 31, 2009 7. Employee Retirement Systems (Cont.) C. Firefighters' Pension (Cont.) Annual Pension Cost and Net Pension Asset At December 31, 2009, the Village's annual pension cost was $1,903,182. The Village's actual contribution was $1,489,611. For a description ofthe significant actuarial assumptions, see "Significant Actuarial Assumptions." The net pension obligation at December 31, 2009 was $231,674, comprised of the following components: Annual Required Contribution (ARC) $ 1,905,833 Interest on the Net Pension Asset (8,656) Adjustment on the ARC 6 005 Annual Pension Cost 1,903,182 Contributions Made 1 489,611 Decrease in Pension Asset (413,571) Pension Asset at January 1, 2009 181,897 Pension Obligation at December 31, 2009 $ {231,6742 The net pension obligation of $231,674 is reported by the Village in the government-wide Statement of Net Assets at December 31, 2009. Three-Year Trend Information for the Firefighters' Police Pension Plan Annual Percentage Net Pension Fiscal Pension ofAPC Asset Year Cost (APC) Contributed (Obligation) 12/31/2009 $ 1,903,182 78.27% (231,674) 12/31/2008 1,503,783 105.10% 181,897 12/31/2007 1,291,341 88.70% 105,055 Reserves and Concentration of Investments There are no assets legally reserved for purposes other than the payment of plan member benefits. There are no long-term contracts for contributions. There are no investments (other than those issued or guaranteed by the U.S. government) that represent 5% or more of net assets available for benefits. D. Summary of Significant Accounting Policies and Plan Asset Matters The financial statements for the Police and Firefighters' Pension Trust Funds are prepared using the accrual basis of accounting. Plan member contributions are recognized in the period in which the contributions are due. Employer contributions are recognized when due and the employer has made a formal conunitment to provide the contributions. Benefits and refunds are recognized when due and payable in accordance with the terms of the plan. Administrative costs for the Police and Firefighters' Pension Plans are financed primarily through investment earnings. Investments are reported at fair value. Short-term investments are reported at cost, which approximates fair value. 46 VILLAGE OF BUFFALO GROVE, ILLINOIS Notes to the Financial Statements December 31, 2009 7. Employee Retirement Systems (Cont.) E. Funded Status and Funding Progress -Pension Trust Funds The funded status of the Police and Firefighters' Pension Plans as of December 31, 2008, the most recent actuarial valuation date, is as follows: Actuarial Unfunded UAALasa Actuarial Accrued (Overfunded) Percentage Value of Liability (AAL) AAL Funded Covered of Covered Assets Entry Age (UAAL) Ratio Payroll Payroll Plan {a) {b) (b-a) (alb) {c2 {b-a)/c Police Pension $ 33,736,412 57,812,420 24,076,008 58.35% 5,831,457 412.86% Firefighters' Pension 24,553,284 42,711,057 18,157,773 57.49% 5,208,552 348.61% The Schedules of Funding Progress, presented as Required Supplementary Information (RSI) following the Notes to the financial Statements, present multi-year trend information about whether the actuarial values of plan assets are increasing or decreasing over time relative to the actuarial accrued liabilities for benefits. F. Significant Actuarial Assumption The information presented in the notes and the required supplementary schedules was determined as part of the actuarial valuations at the dates indicated. Additional information as of the latest actuarial valuation follows: Illinois Municipal Police Firefighters' Retirement Pension Pension Actuarial Valuation Date December 31, December 31, December 31, 2009 2008 2008 Actuarial Cost Method Entry Age Entry Age Entry Age Normal Normal Normal Asset Valuation Method Five-Year Three-Year Three-Year Smoothed Smoothed Smoothed Market Value Market Value Market Value Amortization Method Level Percentage Level Percentage Level Percentage of Projected of Projected of Projected Payroll -Closed Payroll -Closed Payroll -Closed Basis Basis Basis 47 VILLAGE OF BUFFALO GROVE, ILLINOIS Notes to the Financial Statements December 31, 2009 7. Employee Retirement Systems (Cont.) F. Significant Actuarial Assumptions (Cont.) Significant Actuarial Assumptions (a) Remaining Amortization Period (Years) (b) Rate ofRetum on Investment of Present and Future Assets (c) Projected Salary Increases- Attributable to Inflation (d) Additional Projected Salary Increases -Attributable to Seniority/Merit (e) Postretirement Benefit Increases G. Individual Plan Financial Statements Illinois Municipal Retirement 23 7.50% Compounded Annually 4.00% Compounded Annually 0.4% to 10.0% 3.00% Statement of Fiduciary Net Assets-Pension Trust Funds Assets Cash and Cash Equivalents Investments Certificates ofDeposit U.S. Govermnent and Agency Obligations Open-end Mutual Funds Receivables Pension Contributions Interest Total Assets Liabilities Accounts Payable Net Assets Held in Trust for Pension Benefits 48 $ Police Pension 25 7.50% Compounded Annually 5.00% Compounded Annually Firefighters' Pension 25 7.50% Compounded Annually 5.00% Compounded Annually (Note: Separate Information for (b) and (c) not available) 3.00% 3.00% Compounded Compounded Annually Annually Police Firefighters' Pension Pension 4,878,643 838,853 15,501,802 16,208,045 14,032,134 11,229,185 1,769,840 1,519,078 31,743 61,295 36,920,405 29,150,213 23,573 616 $ 36,896,832 29,149,597 VILLAGE OF BUFFALO GROVE, ILLINOIS Notes to the Financial Statements December 31, 2009 7. Employee Retirement Systems (Cont.) G. Individual Plan Financial Statements (Cont.) H. Schedules of Funding Progress for the Plans are presented in the Required Supplemental Information Section. Statement of Changes in Fiduciary Net Assets-Pension Trust Funds Police Firefighters' Pension Pension Additions Contributions Employer $ 1,722,986 1,489,611 Participants 601 882 506,386 2,324,868 1,995,997 Investment Income Net Depreciation in Fair Value of Investments 2,382,943 2,851,787 Interest Income 50,391 400,504 Less: Investment Expense {83,7072 {44,3352 2,349,627 3,207,956 Total Additions 4,674,495 5,203,953 Deductions Administration 55,236 27,769 Pension Benefits and Refunds 1,458,840 579,870 Total Deductions 1,514,076 607,639 Change in Net Assets 3,160,419 4,596,314 Net Assets Beginning 33,736,413 24,553 283 Ending $ 36,896,832 29,149,597 Other Post-Employment Benefits (OPEB) Plan Description In addition to providing the pension benefits described above, the Village provides post-employment health care benefits (OPEB) for retired employees. The Village of Buffalo Grove Group Health Plan (the Plan) is a single-employer defmed benefit healthcare plan administered by the Village. The Plan provides medical and dental insurance benefits to eligible retirees and their dependents. The benefits, benefit levels, employee contributions and employer contributions are governed by the Village Board and can only be amended by the Village Board. The Plan is not accounted for as a trust fund as an irrevocable trust has not been established. The Village does not issue a Plan financial report. 49 VILLAGE OF BUFFALO GROVE, ILLINOIS Notes to the Financial Statements December 31, 2009 7. Employee Retirement Systems (Cont.) H. Other Post-Employment Benefits (OPEB) (Cont.) Funding Policy The contribution requirements of plan members and the Village are established and may be amended by the Village Board and are detailed in the "Plan Document and Summary Plan Description." The required contribution is based on projected pay-as-you-go financing requirements. For fiscal year 2009, the Village contributed $68,239 to the plan, including $68,239 for current premiums (approximately 20% of total premiums). Plan members receiving benefits contributed $316,492, or approximately 80% of the total premiums, through their required contribution of$463.09 per month for retiree-only coverage, $934.92 per month for retiree and dependent coverage, and $1,640.23 per month for family coverage. Annual OPEB Cost and Net OPEB Obligation The Village's annual other post-employment benefit (OPEB) cost (expense) is calculated based on the annual required contribution of the employer (ARC), an amount actuarially determined in accordance with the parameters ofGASB Statement 45. The ARC represents a level of funding that, if paid on an ongoing basis, is projected to cover normal cost each year and amortize any unfunded actuarial liabilities (or funding excess) over a period not to exceed thirty years. The following table shows the components of the Village's annual OPEB cost for the year, the amount actually contributed to the plan, and changes in the Village's net OPEB obligation to the Plan: Annual Required Contribution (ARC) Interest on the Net OPEB Obligation Adjustment to Annual Required Contribution Annual OPEB cost Village Contributions Made Increase in OPEB Liability Net OPEB Liability at January 1, 2009 Net OPEB Liability at December 31, 2009 $ 123,689 123,689 68,239 55,450 67,615 $ 123,065 The Village's annual OPEB cost, the percentage of annual OPEB cost contributed to the plan, and the net OPEB obligation for 2009 was as follows: Percentage Annual of Annual Fiscal OPEB OPEB cost NetOPEB Year Cost Contributed Obligation 12/3112009 $ 123,689 55.20% 123,065 12/31/2208 239,435 71.76% 67,615 50 VILLAGE OF BUFFALO GROVE, ILLINOIS Notes to the Financial Statements December 31, 2009 7. Employee Retirement Systems (Cont.) H. Other Post-Employment Benefits (OPEB) (Cont.) Funding Status and Funding Progress As of December 31, 2009, the plan was 100% unfunded. The actuarial accrued liability for benefits was $2,108,079, and the actuarial value of assets was $0 (zero), resulting in an unfunded actuarial accrued liability (UAAL) of $2,108,079. The covered payroll (annual payroll of active employees covered by the plan) was $19,764,651, and the ratio of the UAAL to the covered payroll was 10.67%. Actuarial valuations of an ongoing plan involve estimates of the value of reported amounts and assumptions about the probability of occurrence of events far into the future. Examples include assumptions about future employment, mortality, and the healthcare cost trend. Amounts determined regarding the funded status of the plan and the annual required contributions of the employer are subject to continual revision as actual results are compared with past expectations and new estimates are made about the future. The Schedule of Funding Progress, presented as Required Supplementary Information following the Notes to the Financial Statements, presents multi-year trend information about whether the actuarial value of plan assets is increasing or decreasing over time relative to the actuarial accrued liabilities for benefits. Actuarial Methods and Assumptions Projections of benefits for fmancial reporting purposes are based on the substantive plan (the plan as understood by the employer and the plan members) and include the types of benefits provided at the time of each valuation and the historical pattern of sharing of benefit costs between the employer and plan members to that point. The actuarial methods and assumptions used include techniques that are designed to reduce the effects of short-term volatility in actuarial accrued liabilities and the actuarial value of assets, consistent with the long-term perspective of the calculations. In the December 31, 2007 actuarial valuation, the entry age actuarial cost method was used. The actuarial assumptions included a 5.0% investment rate of return (net of administrative expenses), which is a blended rate of the expected long-term investment returns on plan assets and on the employer's own investments calculated based on the funded level of the plan at the valuation date, and an annual healthcare cost trend rate of 8% initially, reduced by decrements to an ultimate rate of 6% ultimately. Both rates included a 3.0% inflation assumption. The actuarial value of assets was determined using market value. The UAAL is being amortized as a level percentage of projected payroll on a closed basis. The remaining amortization period at December 31, 2007, was 30 years. 8. Contingent Liabilities Litigation The Village is a defendant in various lawsuits. Although the outcome of these lawsuits is not presently determinable, in the opinion of the Village's attorney, the resolution of these matters will not have a material adverse effect on the fmancial condition of the Village. Northwest Water Commission (NWWC) The Village's water purchase contract with the Northwest Water Commission (Note ll.B) provides that each member is liable for its proportionate share of any costs arising from defaults in payment obligations by other members. 51 VILLAGE OF BUFFALO GROVE, ILLINOIS Notes to the Financial Statements December 31, 2009 8. Contingent Liabilities (Cont.) Solid Waste Agency of Northern Cook County (SWANCC) The Village's contract with the Solid Waste Agency of Northern Cook County (Note 1l.A) provides that each member is liable for its proportionate share of any costs arising from defaults in payment obligations by other members. 9. Interfund Activities A. To/From Other Funds Individual interfund balances for the Village at December 31, 2009, are shown as follows: Receivable Fund Due to/from Other Funds General Fund Capital Projects Street Maintenance Fund Waterworks and Sewerage Fund Payable Fund Refuse Fund Arboretum Golf Fund Buffalo Grove Golf Course Capital Projects Facilities Development Facilities Development Debt Service Facilities Development Debt Service $ Amount 72,915 199,258 90,117 522,261 439,687 357,061 Interfund balances arise during the normal course of business and are generally closed by routine transfers of cash between funds. B. Transfers In/Out Interfund transfers during the year ended December 31, 2009 consisted of the following: Receiving Fund General Fund Capital Projects Faciliites Development Facilities Development Debt Service Motor Fuel Tax Fund General Fund Motor Fuel Tax Fund Facilities Development Debt Service Transferring Fund Waterworks and Sewerage Fund General Fund General Fund General Fund Refuse Fund Capital Projects Facilities Development Facilities Development Debt Service The purpose of the significant transfers is as follows: Amount $ 705,000 295,342 525,000 905,625 50,000 298,415 180,000 The General Fund transferred $525,000 for debt service to the Facilities Development Debt Service Fund, $295,342 for capital projects to the Capital Projects Facilities Development Fund, and $905,625 for street maintenance to the Motor Fuel Tax Fund. The Capital Projects Facilities Development Fund transferred $298,415 for street maintenance to the Motor Fuel Tax Fund. The Waterworks and Sewerage Fund transferred $705,000 for administrative expenses to the General Fund. 52 VILLAGE OF BUFFALO GROVE, ILLINOIS Notes to the Financial Statements December 31, 2009 10. Risk Management The Village is exposed to various risks of loss related to torts; theft of, damage to and destruction of assets; errors and omissions; natural disasters; and injuries to the Village's employees. The Village currently reports all its risk management activities related to its participation in the Intergovernmental Risk Management Agency in its General Fund and Waterworks and Sewerage Fund. Beginning in fiscal year 2006, the Village elected to self-insure its health claims program. The Village accounts for this activity in an internal service fund -the Health Insurance Reserve Fund. The Village participates in the Intergovernmental Risk Management Agency (IRMA). IRMA is an organization of municipalities and special districts in Northeastern Illinois, which have formed an association under the Illinois Intergovernmental Cooperation Statute to pool its risk management needs. The agency administers a mix of self-insurance and commercial insurance coverages; property/casualty and workers' compensation claim administration/litigation management services; unemployment claim administration; extensive risk management/loss control consulting and training programs; and a risk information system and financial reporting service for its members. The Village's payments to IRMA are displayed on the financial statements as expenditures/expenses in appropriate funds. Each member assumes the frrst $1,000 of each occurrence for years prior to 2004, and $2,500 for each occurrence in 2004 and subsequent years. Beginning in 2005, members were given the option to assume higher deductibles. IRMA has a mix of self-insurance and commercial insurance at various amounts above that level. Each member appoints one delegate, along with an alternate delegate, to represent the member on the Board of Directors. The Village does not exercise any control over the activities of the Agency beyond its representation on the Board of Directors. Initial contributions are determined each year based on the individual member's eligible revenue as defined in the by-laws of IRMA, experience modification factors based on past member loss experience, and optional deductible credits. Members have a contractual obligation to fund any deficit of IRMA attributable to a membership year during which they were a member. Supplemental contributions may be required to fund these deficits. There has been no reduction in the Village's insurance coverage for any of its programs since the prior fiscal year. Settlements have not exceeded insurance coverage for the current year or prior three fiscal years. The Village reports its risks ofloss for health claims in the Health Insurance Reserve Fund, which is reported as an internal service fund. The self-insurance liability includes an estimate of incurred but not reported claims. A reconciliation of the total claims liability for 2008 and 2009 is below: 2009 2008 2007* Unpaid Claims Liability-Beginning ofYear $ 226,252 486,816 491,845 Claims Incurred 3,407,284 4,051,848 2,910,738 Claims Paid (3,364,790) (4,312,412) (2,915,767) Unpaid Claims Liability-End ofYear $ 268,746 226,252 486,816 *Prior to May 1, 2007, the Village reported a fiscal year ending April30. 53 VILLAGE OF BUFFALO GROVE, ILLINOIS Notes to the Financial Statements December 31, 2009 11. Joint Ventures A. Solid Waste Agency ofNorthem Cook County (SWANCC) Description of Joint Venture The Village is a member of the Solid Waste Agency of Northern Cook County (the Agency), which consists of 23 municipalities. The Agency is a municipal corporation and public body politic and corporate established pursuant to the Constitution of the State of Illinois and the Intergovernmental Cooperation Act of the State of Illinois, as amended (the Act). The Agency is empowered under the Act to plan, construct, finance, operate and maintain a solid waste disposal system to serve its members. The members of the Agency and their percentage shares based on a formula contained in the Agency agreement are: %Share %Share Arlington Heights 11.13 Mount Prospect 8.05 Barrington 1.65 Niles 3.44 Buffalo Grove 6.37 Palatine 9.14 Elk Grove Village 5.77 Park Ridge 5.08 Evanston 7.91 Prospect Heights 1.38 Glencoe 1.53 Rolling Meadows 2.90 Glenview 4.77 Skokie 8.15 Hoffman Estates 3.71 South Barrington 0.70 Inverness 1.15 Wheeling 4.06 Kenilworth 0.81 Wilmette 4.23 Lincolnwood 1.84 Winnetka 3.09 Morton Grove 3.14 100.00 These percentage shares are subject to change in future years based on the population of the municipalities. The members form a contiguous geographic service area which is located northwest of downtown Chicago. Under the Agency Agreement, additional members may join the Agency upon the approval of each member. The Agency is governed by a Board of Directors, which consists of one appointed Mayor or President from each member municipality. Each Director has an equal vote. The officers of the Agency are appointed by the Board of Directors. The Board of Directors determines the general policy of the Agency, makes all appropriations, approves contracts, adopts resolutions providing for the issuance of bonds or notes by the Agency, adopts by-laws, rules and regulations, and exercises such powers and performs such duties as may be prescribed in the Agency Agreement or the by-laws. The Executive Committee of the Agency consists of seven members elected by the Board of Directors. Each member is entitled to one vote on the Executive Committee. The Executive Committee may take any action not specifically reserved to the Board of Directors by the Act, the Agency Agreement or the Bylaws. 54 VILLAGE OF BUFFALO GROVE, ILLINOIS Notes to the Financial Statements December 31, 2009 11. Joint Ventures (Cont.) A. Solid Waste Agency ofNorthem Cook County (SWANCC) (Cont.) Summary Financial Jriformation of Joint Venture Summary of Financial Position as of April30, 2009: Current Assets Capital Assets Other Assets $ 5,744,977 12,179,879 139,293 $ 18,064,149 Liabilities and Net Assets Current Liabilities Long-term Liabilities Total Liabilities Net Assets $ 3,636,265 5,982,799 9,619,064 8 445 085 $ 18,064,149 Summary of Revenue, Expenses and Changes in Net Assets for the year ended April30, 2009: Operating Revenues Operating Expenses Operating Income Nonoperating Expenses Change in Net Assets Net Assets May 1 April30 $ 16,703,205 15,624,015 1,079,190 (50,316) 1,028,874 7,416,211 $ 8,445,085 Complete fmancial statements for SW ANCC can be obtained from the Agency's administrative office at 2700 Patriot Boulevard, Suite 110, Glenview, Illinois 60026. The Agency's bonds are revenue obligations. They are limited obligations of the Agency with a claim for payment solely from and secured by a pledge of the revenues of the System and amounts in various funds and accounts established by Agency resolutions. The bonds are not a debt of any member. The Agency has no power to levy taxes. Revenues of the System consist of (a) all receipts derived from Solid Waste Disposal Contracts or any other contracts for the disposal of waste; (b) all income derived from the investment of monies; and (c) all income, fees, service charges and all grants, rents and receipts derived by the Agency from the ownership and operation of the system. The minimum annual cost includes operation and maintenance of the System as well as project costs. 55 VILLAGE OF BUFFALO GROVE, ILLINOIS Notes to the Financial Statements December 31, 2009 11. Joint Ventures (Cont.) A. Solid Waste Agency ofNorthem Cook County (SWANCC) (Cont.) Summary Financial Information of Joint Venture (Cont.) The Agency covenants to establish fees and charges sufficient to provide revenues to meet all its requirements. The Agency has entered into Solid Waste Disposal Contracts with the member municipalities. The Contracts are irrevocable and may not be terminated or amended except as provided in the Contract. Each member is obligated, on a "take or pay" basis, to purchase or in any event to pay for a minimum annual cost of the System. The minimum annual cost includes operation and maintenance of the System as well as project costs. The obligation of the Village to make all payments as required by this Contract is unconditional and irrevocable, without regard to performance or nonperformance by the Agency of its obligations under this Contract. The payments required to be made by the Village under this Contract shall be required to be made solely from revenues to be derived by the Village from the operation of the Village's System. The Village is not prohibited by the Contract from using any other available funds to make the payments required by the Contract. The Contract shall not constitute an indebtedness of the Village within the meaning of any statutory or constitutional limitation. In accordance with the joint venture agreement, the Village remitted $944,392 to SWANCC for the year ended December 31, 2009. The Village has committed to make payments to the Solid Waste Agency of Northern Cook County. The Village has committed to pay approximately $1,000,000 annually. This amount has been calculated using the Village's current allocation percentage of 6.37%. In future years, this allocation percentage will be subject to change. B. Northwest Water Commission (NWWC) Description of Joint Venture The Village is a member of the Northwest Water Commission (the Commission), which consists of four municipalities. The Commission is a municipal corporation and public body politic and corporate established pursuant to the Constitution of the State of Illinois and the Intergovernmental Cooperation Act of the State of Illinois, as amended (the Act). The Commission is empowered under the Act to plan, construct, improve, extend, acquire, fmance, operate and maintain a water supply system to serve its members and other potential water purchasers. 56 VILLAGE OF BUFFALO GROVE, ILLINOIS Notes to the Financial Statements December 3 2009 11. Joint Ventures (Cont.) B. Northwest Water Commission (NWWC) (Cont.) Description of Joint Venture (Cont.) The four members of the Commission and their percentage shares as of the date of this report are as follows: Village of Arlington Heights Village ofBuffalo Grove Village ofPalatine Village ofWheeling %Share 35.29 18.52 27.97 18.22 100.00 These percentage shares are based on formulae contained in the water supply agreement and are subject to change in future years based on the consumption by the municipalities. The members form a contiguous geographic service area which is located northwest of downtown Chicago. Under the Commission Agreement, additional members may join the Commission upon the approval of each member. The Commission is governed by a Board of Commissioners, which consists of one Village Manager from each member municipality. Each Commissioner has an equal vote. The officers of the Commission are appointed by the Board of Commissioners. The Board of Commissioners determines the general policy of the Commission, makes all appropriations, approves contracts for sale or purchase of water, adopts resolutions providing for the issuance of bonds or notes by the Commission, adopts by-laws, rules and regulations, and exercises such powers and performs such duties as may be prescribed in the Commission Agreement or the by-laws. Summary Financial Information of Joint Venture for the fiscal year ended April30, 2009: Liabilities and Net Assets Current Assets Restricted Assets Capital Assets Other Assets $ 3,313,209 11,108,098 36,730,173 136,905 $ 51,288,385 57 Current Liabilities Long-term Liabilities Total Liabilities Net Assets $ 3,639,608 8,058,754 11,698,362 39,590,023 $ 51,288,385 VILLAGE OF BUFFALO GROVE, ILLINOIS Notes to the Financial Statements December 31, 2009 11. Joint Ventures (Cont.) B. Northwest Water Commission (NWWC) (Cont.) Description of Joint Venture (Cont.) Operating Revenues Operating Expenses Change in Net Assets Net Assets May I April30 $ 9,582,762 9,758,675 (175,913) 39,765,936 $ 39,590,023 Complete fmancial statements for NWWC can be obtained from the Commission's administrative office at 1525 North Wolf Road, Des Plaines, Illinois 60016. The Commission's bonds are revenue obligations. They are limited obligations of the Commission with a claim for payment solely from and secured by a pledge of the revenues of the System and amounts in various funds and accounts established by Commission resolutions. The bonds are not a debt of any member. The Commission has no power to levy taxes. Revenues of the System consist of (1) all receipts derived from Water Supply Contract of any other contract for the supply of water; (2) all income derived from the investment of monies; and (3) all income, fees, water service charges and all grants, rents and receipts derived by the Commission from the ownership and operation of the System and the sale of water. The Commission covenants to establish fees and charges sufficient to provide revenues to meet all its requirements. The Commission has entered into Water Supply Contracts with the four member municipalities for a term of 40 years, extending to 2025. The Contracts are irrevocable and may not be terminated or amended except as provided in the Contract. Each member is obligated, on a "take or pay" basis, to purchase or in any event to pay for a minimum armual quantity of water. The Commission has entered into an agreement with the City of Evanston under which the City has agreed to sell quantities of lake water sufficient to supply the projected water needs of the Commission through the year 2025. The obligation of the Village to make all payments as required by this Contract is unconditional and irrevocable, without regard to performance or nonperformance by the Commission of its obligations under this Contract. The payments required to be made by the Village under this Contract shall be required to be made solely from revenues to be derived by the Village from the operation of the Village's System. The Village is not prohibited by the Contract from using any other available funds to make the payments required by the Contract. The Contract shall not constitute an indebtedness of the Village within the meaning of any statutory or constitutional limitation. 58 VILLAGE OF BUFFALO GROVE, ILLINOIS Notes to the Financial Statements December 31, 2009 11. Joint Ventures (Cont.) B. Northwest Water Commission (NWWC) (Cont.) Description of Joint Venture (Cont.) The obligation of the Village to make payments required by this Contract from revenues of the Village's System shall be payable from the operation and maintenance account of the Village's System Fund and from all other accounts of the Village's System Fund in which there are available funds. In accordance with the joint venture agreement, the Village remitted $1,663,987 to NWWC for the year ended December 31, 2009. The Village's equity interest in NWWC was $7,332,072 at December 31, 2009. The Village's net investment and its share of the operating results of NWWC are recorded in the Village's Waterworks and Sewerage Fund. Commitments to the Northwest Water Commission (NWWC) The Village has committed to retire a portion of the outstanding debt of the Northwest Water Commission of approximately $3 million. These amounts have been calculated using the Village's current allocation percentage of 18.52%. In future years, this allocation percentage will be subject to change. 12. Retiree Health Savings Plan The Village determined that the establishment of a retiree health savings plan, to be administered by the ICMA Retirement Corporation, serves the interests of the Village by enabling it to provide reasonable security regarding such employees' health needs during retirement, by providing increased flexibility in its personnel management systems, and by assisting in the attraction and retention of competent personnel. The Village adopted the plan in the form of the ICMA Retirement Corporation's VantageCare Retiree Health Savings Plan. The assets of the plan will be held in a trust, with the Village serving as trustee, for the exclusive benefit of the plan participants and their beneficiaries. 13. Pledged Revenues The Village has pledged a portion of future sales tax revenues to a local retailer. In order to increase its competitiveness in the marketplace by establishing a single-order acceptance point for all its credit sales, the local retailer entered into a municipal sales tax incentive agreement with the Village, where the Village will pay to the retailer, a portion of the municipal component of the sales tax revenue generated by the retailer from credit sales as provided in the agreement. The agreement commenced November 2000 (first sales tax year), was amended in August 2009, and terminates in calendar year 2020. The terms of the agreement indicate that beginning in November 2000, the Village and the retailer shall distribute on a monthly basis, the municipal sales taxes resulting from taxable credit sales with single-order acceptance at the retailer's property and received by the Village in the following amounts: • • for the first sales tax year through July 2009, 80% to the retailer and 20% to the Village, in addition to any interest accrued on such amounts; and for August 2009 through 2020, 60% to the retailer and 40% to the Village . 59 VILLAGE OF BUFFALO GROVE, ILLINOIS Notes to the Financial Statements December 31, 2009 13. Pledged Revenues (Cont.) Not withstanding the terms stated above, the minimum municipal sales taxes to be retained by the Village shall be as follows: • • no less than $450,000 annually effective as of the third sales tax year (2002) through calendar year 2008;and effective July 2009, there is no minimum municipal sales tax revenue guaranteed to the Village . In the event that the municipal sales taxes retained by the Village fell below the minimum amount noted above, 1lte Village was to document t~e difference and invoice the retailer for the said amount, which shall be paid within 30 days of receipt. The total municipal sales taxes collected by the Village during the year ended December 31, 2009, amounted to $2,613,467, of which $412,728 (or 16%) was remitted to the local retailer. Municipal sales taxes totaling $49,359 was due to the local retailer as of December 31, 2009, and is included in accounts payable on the statement of net assets and governmental funds balance sheet. 14. Operating Lease Commitments 15. The Village has commitments with non-Village entities to lease certain property. Future minimum rental commitments as of December 30, 2009 are as follows: Year Ending December 31, Amount 2010 $ 108,103 2011 110,265 2012 112,470 2013 114,720 2014 117,014 2015-2019 621,124 2020-2024 685,773 2025 96,353 $ 1,965,822 Subsequent Event The Village issued $2.6 million (Series 2010B) bonds for the Village-wide Drainage Improvement Project and $5.2 million (Series 2010A) bonds to refund existing general obligation debt to take advantage of bond rating upgrades to AAA by both Standard & Poor's and Moody's Investor Services. 16. New Governmental Accounting Standards The Governmental Accounting Standards Board (GASB) has issued the following statements: Statement No. 51, Accounting and Financial Reporting for Intangible Assets, will be effective for the Village beginning with its year ending December 31, 2010. The objective ofthis Statement is to establish accounting and fmancial reporting requirements for intangible assets to reduce these inconsistencies, thereby enhancing the comparability of the accounting and financial reporting of such assets among state and local governments. 60 VILLAGE OF BUFFALO GROVE, ILLINOIS Notes to the Financial Statements December 31, 2009 16. New Governmental Accounting Standards (Cont.) Statement No. 54, Fund Balance Reporting and Governmental Fund Type Definitions, will be effective for the Village beginning with its year ending December 31, 2011. This Statement was issued to enhance the usefulness of fund balance information by providing clearer fund balance classifications and by clarifYing the existing fund type defmitions. This Statement establishes fund balance classifications that comprise a hierarchy based primarily on the extent to which a government is bound to observe constraints imposed on the use of the resources reported in governmental funds. Management has not currently determined what impact, if any, these Statements may have on its fmancial statements. 61 REQURIED SUPPLEMENTARY INFORMATION (UNAUDITED) VILLAGE OF BUFFALO GROVE, ILLINOIS Required Supplementary Information Schedule of Revenues, Expenditures and Changes in Fund Balance- Budget and Actual -General Fund Year Ended December 31, 2009 Revenues Charges for Services Licenses and Permits Fines and Fees Property Taxes Other Taxes Investment Income Miscellaneous Total Revenues Expenditures Current General Government Public Safety Public Works Total Expenditures Excess (Deficiency) of Revenues over Expenditures Other Financing Sources (Uses) Transfers In Transfers Out Total Other Financing Sources (Uses) Net Change in Fund Balance Fund Balance Beginning Ending See Note to Required Supplementary Information. Original/Final Appropriations $ 5,095,439 22,421,401 7,638,500 35,155,340 (35,155,340) (3,050,0002 (3,050,0002 $ (38,205,3402 62 Final Budget Actual 1,022,330 831,363 266,500 276,857 1,508,100 1,559,190 10,401,920 10,372,145 17,236,225 14,806,744 663,000 483,749 734,898 1,146,496 31,832,973 29,476,544 4,368,788 5,008,355 21,342,829 20,417,910 6,497,569 7,505,004 32,209,186 32,931,269 (376,213) (3,454,725) 705,000 705,000 (2,046,8292 (1,675,9672 (I ,341,8292 (970,9672 (1,718,0422 ( 4,425,692) 23,981,390 19,555,698 Variance from Final Budget Over (Under) (190,967) 10,357 51,090 (29,775) (2,429,481) (179,251) 411,598 {2,356,4292 639,567 (924,919) 1,007,435 722,083 (3,078,512) 370,862 370,862 (2, 707,6502 VILLAGE OF BUFFALO GROVE, ILLINOIS Required Supplementary Information Analysis of Funding Progress December 31, 2009 Illinois Municipal Retirement Fund (b) ((b-a)/c) (a) Actuarial (b)-(a) UAALasa Actuarial Actuarial Accrued Unfunded (a)/(b) (c) Percentage Valuation Value of Liability (AAL) AAL Funded Covered of Covered Date Assets Ent!1Age {UAAL} Ratio Pa~roll Pai:roll 2009 $ 19,976,965 27,343,323 7,366,358 73.06 % 8,610,969 85.55 % 2008 19,002,171 25,777,985 6,775,814 73.71 8,663,075 78.21 2007 20,472,503 24,448,341 3,975,838 83.74 8,150,673 48.78 2006 18,857,833 21,509,448 2,651,615 87.67 7,354,350 36.06 2005 19,165,236 21,249,065 2,083,829 90.19 7,219,323 28.86 2004 18,026,362 20,890,805 2,864,443 86.29 7,327,170 39.09 2003 17,323,921 18,757,785 1,433,864 92.36 6,848,381 20.94 Police Pension Fund (b) ((b-a)/c) (a) Actuarial (b)-(a) UAALasa Actuarial Actuarial Accrued Unfunded (a)/(b) (c) Percentage Valuation Value of Liability (AAL) AAL Funded Covered of Covered Date Assets Entry Age {UAAL} Ratio PaY!:oll PaY!:oll 2008 $ 33,736,413 57,812,420 24,076,007 58.35 % 5,831,457 412.86 % 2007 34,503,602 54,297,346 19,793,744 63.55 5,580,751 354.68 2006 29,227,995 47,531,537 18,303,542 61.49 5,054,280 362.14 2005 27,639,953 43,348,257 15,708,304 63.76 4,996,214 314.40 2004 26,227,214 36,676,875 10,449,661 71.51 4,852,494 215.35 2003 24,644,688 31,112,833 6,468,145 79.21 4,685,876 138.03 2002 22,787,535 28,638,849 5,851,314 79.57 4,606,411 127.03 Firefighters' Pension Fund (b) ((b-a)/c) (a) Actuarial (b)-(a) UAALasa Actuarial Actuarial Accrued Unfunded (a)/(b) (c) Percentage Valuation Value of Liability (AAL) AAL Funded Covered of Covered Date Assets Ent!1 Age {UAAL} Ratio Pa~roll Pai:roll 2008 $ 24,553,284 42,711,057 18,157,773 57.49 % 5,208,552 348.61 % 2007 26,549,471 39,224,368 12,674,897 67.69 4,859,001 260.85 2006 21,406,226 32,252,477 10,846,251 66.37 4,585,548 236.53 2005 18,764,563 29,359,761 10,595,198 63.91 4,372,047 242.34 2004 16,695,162 22,101,873 5,406,711 75.54 4,179,633 129.36 2003 14,412,919 18,910,282 4,497,363 76.22 4,045,642 111.17 2002 13,088,767 16,632,406 3,543,639 78.69 3,842,336 92.23 See Note to Required Supplementary Information. 63 VILLAGE OF BUFFALO GROVE, ILLINOIS Required Supplementary Information Employer Contributions Year Ended December 31,2009 Illinois Municipal Retirement Fund Actuarial Annual Valuation Required Percentage Date Contribution Contributed 2009 $ 967,012 100.0 % 2008 907,890 100.0 2007 819,958 100.0 2006 800,153 100.0 2005 704,606 100.0 2004 666,772 100.0 2003 434,187 100.0 Police Pension Fund Actuarial Annual Valuation Required Percentage Date Contribution Contributed 2008 $ 2,038,612 84.6 % 2007 1,754,664 106.5 2006 1,429,749 98.1 2005 1,075,170 95.8 2004 984,482 103.2 2003 793,475 101.4 2002 842,181 98.5 Firefighters' Pension Fund Actuarial Annual Valuation Required Percentage Date Contribution Contributed 2008 $ 1,905,833 78.3 % 2007 1,506,343 104.9 2006 1,297,773 88.3 2005 984,799 103.6 2004 965,384 101.9 2003 896,876 101.6 2002 853,379 98.2 See Note to Required Supplementary Information. 64 VILLAGE OF BUFFALO GROVE, ILLINOIS Required Supplementary Information Other Post-Employment Benefits December 31, 2009 Analysis of Funding Progress Actuarial Valuation Date 12/3112008 12/3112007 $ (a) Actuarial Value of Assets Employer Contributions Fiscal Year Ending 12/31/2009 12/31/2008 (b) Actuarial Accrued Liability (AAL) Entry Age 2,108,079 1,718,898 See Note to Required Supplementary Information. $ (b)-(a) Unfunded AAL (UAAL) 2,108,079 1,718,898 Required Contribution 126,135 129,324 65 (a)/(b) Funded Ratio % Percentage Contributed 54.10 % 38.80 (c) Covered Payroll 19,764,651 18,725,417 ((b-a)/c) UAALasa Percentage of Covered Payroll 10.67 % 9.18 VILLAGE OF BUFFALO GROVE, ILLINOIS Note to Required Supplementary Information December 3 2009 I. Budgetary Basis of Accounting The General Fund Budget is adopted on a basis of accounting consistent with accounting principles generally accepted in the United States of America. 66 COMBINING, INDIVIDUAL FUND, AND CAPITAL ASSET FINANCIAL STATEMENTS AND SCHEDULES GOVERNMENTALFUNDTYPES NONMAJOR GOVERNMENT FUNDS- COMrnnrrNGSTATEMENTS VILLAGE OF BUFFALO GROVE, ILLINOIS Nonmajor Governmental Funds Combining Balance Sheet December 31, 2009 Special Debt Capital Revenue Service Projects Total Assets Cash and Equivalents $ 1,207,392 761,396 232,573 2,201,361 Receivables Property Taxes 1,564,110 790,950 2,355,060 Motor Fuel Tax 88,855 88,855 Due from Other Funds 1 251,323 1,251,323 Total Assets $ 2,860,357 1,552,346 1,483,896 5,896,599 Liabilities Accounts Payable and Accrued Liabilities $ 87,701 58,320 146,021 Deferred Property Taxes 1,520,641 768,568 2,289,209 Due to Other Funds 796,748 522,261 1,319,009 Total Liabilities 1,608,342 1,565,316 580,581 3,754,239 Fund Balances Unreserved Designated for Employee Benefits 978,688 978,688 Undesignated 273,327 {12,9702 903,315 1,163,672 Total Fund Balances 1,252,015 {12,9702 903,315 2,142,360 Total Liabilities and Fund Balances $ 2,860,357 1,552,346 1,483,896 5,896,599 67 VILLAGE OF BUFFALO GROVE, ILLINOIS Nonmajor Governmental Funds Combining Statement of Revenues, Expenditures and Changes in Fund Balances Year Ended December 31, 2009 Special Debt Capital Revenue Service Projects Total Revenues Charges for Services $ 139,174 139,174 Intergovernmental 1,106,234 1,106,234 Property Taxes 1,384,620 747,743 2,132,363 Investment Income 2,998 262 3,872 7,132 Miscellaneous 60,836 237,278 298,114 Total Revenues 2,693,862 748,005 241,150 3,683,017 Expenditures Current General Government 588,467 588,467 Public Safety 464,835 464,835 Public Works 2,832,086 2,832,086 Capital Projects 1,245,940 1,245,940 Debt Service Principal 1,165,000 1,165,000 Interest and Fiscal Charges 334,142 334,142 Total Expenditures 3,885,388 1,499,142 1,245,940 6,630,470 Deficiency of Revenues over Expenditures (1, 191,526) (751,137) (1 ,004,790) (2,947,453) Other Financing Sources (Uses) Transfers In 1,204,040 705,000 295,342 2,204,382 Transfers Out {298,4152 {298,4152 Total Financing Sources (Uses) 1,204,040 705,000 {3,073} 1,905,967 Net Change in Fund Balances 12,514 (46,137) (I ,007,863) (1,041,486) Fund Balances Beginning 1,239,501 33,167 1,911,178 3,183,846 Ending $ 1,252,015 {12,9702 903,315 2,142,360 68 NONMAJOR SPECIAL REVENUE FUNDS Illinois Municipal Retirement Fund -to account for revenues derived from a separate property tax levy and employee contributions which are subsequently paid to the State-sponsored Illinois Municipal Retirement Fund. Motor Fuel Tax Fund -to account for allotment of motor fuel taxes. These allotments are received from the State of Illinois. Parking Lot Fund -to account for revenues derived from daily parking fees along with the sale of bimonthly parking passes, less expenditures required to maintain the lots at the Village's mass transit train station site. Retiree Health Savings Fund -to account for the accumulation of resources to be used for health care premiums and costs to eligible personnel at appropriate amounts and times in the future. Resources are contributed by the Village along with interest income. VILLAGE OF BUFFALO GROVE, ILLINOIS Nonmajor Special Revenue Funds Combining Balance Sheet December 31, 2009 Illinois Motor Retiree Municipal Fuel Parking Health Retirement Tax Lot Savings Total Assets Cash and Equivalents $ 27,353 54,165 136,287 989,587 1,207,392 Receivables Property Taxes 1,564,110 1,564,110 Motor Fuel Tax 88,855 88,855 Total Assets $ 1,591,463 143,020 136,287 989,587 2,860,357 Liabilities Accounts Payable and Accrued Liabilities $ 69,540 2,308 4,954 10,899 87,701 Deferred Property Taxes 1,520,641 1,520,641 Total Liabilities 1,590,181 2,308 4,954 10,899 1,608,342 Fund Balances Unreserved Designated for Employee Benefits 978,688 978,688 Undesignated 1,282 140,712 131,333 273,327 Total Fund Balances 1,282 140,712 131,333 978,688 1,252,015 Total Liabilities and Fund Balances $ 1,591,463 143,020 136,287 989,587 2,860,357 69 VILLAGE OF BUFFALO GROVE, ILLINOIS Nonmajor Special Revenue Funds Combining Statement of Revenues, Expenditures and Changes in Fund Balances Year Ended December 31, 2009 Illinois Motor Retiree Municipal Fuel Parking Health Retirement Tax Lot Savings Total Revenues Charges for Services $ 139,174 139,174 Intergovernmental 1,106,234 1,106,234 Property Taxes 1,384,620 1,384,620 Investment Income 272 2,726 2,998 Miscellaneous 26,023 34,813 60,836 Total Revenues 1,384,620 1,132,529 139,174 37,539 2,693,862 Expenditures General Government 412,808 162,987 12,672 588,467 Public Safety 450,991 13,844 464,835 Public Works 571,417 2,243,128 17,541 2,832,086 TotarExpenditures 1,435,216 2,243,128 162,987 44,057 3,885,388 Deficiency of Revenues over Expenditures (50,596) (1,110,599) (23,813) (6,518) (1,191,526) Other Financing Sources Transfers In 1,204,040 1,204,040 Net Change in Fund Balances (50,596) 93,441 (23,813) (6,518) 12,514 Fund Balances Beginning 51,878 47,271 155,146 985,206 1,239,501 Ending $ 1,282 140,712 131,333 978,688 1,252,015 70 VILLAGE OF BUFFALO GROVE, ILLINOIS Illinois Municipal Retirement Fund Schedule of Revenues, Expenditures and Changes in Fund Balances -Budget and Actual Year Ended December 31, 2009 Revenues Property Taxes Other Taxes Investment Income Total Revenues Expenditures General Government Public Safety Public Works Total Expenditures Net Change in Fund Balance Fund Balance Beginning Ending Original/Final Appropriations $ 1,570,000 1,570,000 451,576 493,344 625,080 1,570,000 $ 71 Final Budget Actual 1,469,668 1,384,620 7,500 750 1,477,918 1,384,620 431,254 412,808 471,143 450,991 596,951 571,417 1,499,348 1,435,216 ~21,4302 (50,596) 51,878 1,282 VILLAGE OF BUFFALO GROVE, ILLINOIS Motor Fuel Tax Fund Schedule of Revenues, Expenditures and Changes in Fund Balances -Budget and Actual Year Ended December 31, 2009 Revenues Intergovernmental Investment Income Miscellaneous Total Revenues Expenditures Public Works Deficiency of Revenues over Expenditures Other Financing Sources Transfers In Net Change in Fund Balance Fund Balance Beginning Ending Original/Final Appropriations $ 4,000,000 4,000,000 4,000,000 $ 72 Final Budget Actual 1,248,335 1,106,234 200 272 15,000 26,023 1,263,535 1,132,529 2,300,000 2,243,128 (1,036,465) (1,110,599) 957,860 1,204,040 {78,605} 93,441 47,271 140,712 VILLAGE OF BUFFALO GROVE, ILLINOIS Parking Lot Fund Schedule of Revenues, Expenditures and Changes in Fund Balances -Budget and Actual Year Ended December 31,2009 Revenues Charges for Services Expenditures General Government Net Change in Fund Balance Fund Balance Beginning Ending 73 Original/Final Final Appropriations Budget Actual $ 199,340 151,500 139,174 199,340 185,782 162,987 $ (34,282) (23,813) 155,146 131,333 NONMAJOR DEBT SERVICE FUND Facilities Development Fund -to accumulate monies for payment of the $4,500,000, 4.5%-4.9% General Corporate Purpose Bond Series of 2001A; $5,485,000, 4.1%-4.4% General Corporate Purpose Refunding Bond Series of 2001B; $1,000,000, 2.65%-4.1% General Corporate Purpose Bond Series 2002B; and $2,600,000 General Corporate Purpose Bond Series of 2003, 2.25%-3.25%. Amounts being accumulated are financed by a specific annual property tax levy and by transfers from the General Fund. VILLAGE OF BUFFALO GROVE, ILLINOIS Facilities Development Fund Schedule of Revenues, Expenditures and Changes in Fund Balances -Budget and Actual Year Ended December 31, 2009 Revenues Property Taxes Investment Income Total Revenues Expenditures Principal Interest and Fiscal Charges Total Expenditures Deficiency of Revenues over Expenditures Other Financing Sources Transfers In Net Change in Fund Balance Fund Balance Beginning Ending 74 Original/Final Final Appropriations Budget Actual $ 1,577,500 785,338 747,743 1,400 262 1,577,500 786,738 748,005 1,200,000 1,165,000 1,165,000 377,500 334,685 334,142 1,577,500 1,499,685 1,499,142 (712,947) (751,137) 705,000 705,000 $ {7,9472 (46,137) 33,167 {12,9702 NONMAJOR CAPITAL PROJECTS FUNDS Street Maintenance Fund -to account for the costs of design, construction and construction engineering for various street maintenance and construction projects. Financing is provided by bonded debt proceeds. Facilities Development Fund-to account for the costs of constructing various Village facilities as defined and approved in the Village's annual capital improvement plan which is a five-year program adopted annually by the Village. Financing was provided for the most part by operating transfers from the General Fund along with bonded debt proceeds. VILLAGE OF BUFFALO GROVE, ILLINOIS Nonmajor Capital Projects Funds Combining Balance Sheet December 31, 2009 Street Facilities Maintenance Development Total Assets Cash and Equivalents $ 34,667 197,906 232,573 Due from Other Funds 1,251,323 1,251,323 Total Assets $ 1,285,990 197,906 1,483,896 Liabilities Accounts Payable and Accrued Liabilities $ 21,342 36,978 58,320 Due to Other Funds 522,261 522,261 Total Liabilities 21,342 559,239 580,581 Fund Balances Unreserved Undesignated 1,264,648 (361,333) 903,315 Total Liabilities and Fund Balances $ 1,285,990 197,906 1,483,896 75 VILLAGE OF BUFFALO GROVE, ILLINOIS Nonmajor Capital Projects Funds Combining Statement of Revenues, Expenditures and Changes in Fund Balances Year Ended December 31, 2009 Street Facilities Maintenance Development Total Revenues Investment Income $ 3,847 25 3,872 Miscellaneous 54,152 183,126 237,278 Total Revenues 57,999 183,151 241,150 Expenditures Capital Projects 389,644 856,296 1,245,940 Deficiency of Revenues over Expenditures (331,645) (673,145) (1,004,790) Other Financing Sources (Uses) Transfers In 295,342 295,342 Transfers Out ~298,4152 ~298,4152 Total Other Financing Sources (Uses) (298,415) 295,342 (3,0732 Net Change in Fund Balances (630,060) (377,803) (1,007,863) Fund Balances Beginning 1,894,708 16,470 1,911,178 Ending $ 1,264,648 {361,3332 903,315 76 VILLAGE OF BUFFALO GROVE, ILLINOIS Street Maintenance Fund Schedule of Revenues, Expenditures and Changes in Fund Balances -Budget and Actual Year Ended December 31, 2009 Revenues Investment Income Miscellaneous Total Revenues Expenditures Capital Projects Deficiency of Revenues over Expenditures Other Financing Uses Transfers Out Net Change in Fund Balance Fund Balance Beginning Ending 77 Original/Final Final AEEfO£riations Budget Actual $ 14,520 3,847 2,635,000 92,995 54,152 2,635,000 107,515 57,999 2,635,000 1,759,229 389,644 (1,651,714) (331,645) {298,4152 $ {1,651,7142 (630,060) 1,894,708 1,264,648 VILLAGE OF BUFFALO GROVE, ILLINOIS Facilities Development Fund Schedule of Revenues, Expenditures and Changes in Fund Balances-Budget and Actual Year Ended December 31, 2009 Revenues Investment Income Miscellaneous Total Revenues Expenditures Capital Projects Deficiency of Revenues over Expenditures Other Financing Sources Transfers In Net Change in Fund Balance Fund Balance Beginning Ending 78 Original/Final Final AEErOEriations Budget Actual $ 25 5,436,000 2,374,350 183,126 5,436,000 2,374,350 183,151 5,436,000 2,963,395 856,296 (589,045) (673,145) 589,045 295,342 $ (377,803) 16,470 {361,333} ENTERPRISE FUNDS Major Funds Waterworks and Sewerage Fund-to account for the provision of water and sewer services to all residential and commerciaVindustrial customers of the Village. All activities necessary to provide such services are accounted for in this fund including, but not limited to, administration, operations, maintenance, related debt service and billing and collection. Arboretum Golf Course Fund -to account for the operation of the Arboretum Golf Course. All activities necessary to provide the service are accounted for in this fund including but not limited to, administration, operations, maintenance and related debt service. Nonmajor Funds Buffalo Grove Golf Course Fund -to account for the operation of the Buffalo Grove Golf Course. All activities necessary to provide the service are accounted for in this fund including, but not limited to, administration, operations, maintenance and related debt service. Refuse Service Fund -to account for the provision of refuse disposal services to all customers of the Village. All activities necessary to provide such services are accounted for in this fund. VILLAGE OF BUFFALO GROVE, ILLINOIS Waterworks and Sewerage Fund (Major Fund) Schedule of Operating and Nonoperating Revenues, Operating and Nonoperating Expenses and Transfers-Budget and Actual (Budgetary Basis) Year Ended December 31,2009 Operating Revenues Water and Sewerage Charges Connection and Recapture Fees Total Operating Revenues Operating Expenses Excluding Depreciation Less Capital Assets Capitalized Total Operating Expenses Operating Loss (Budgetary Basis) Nonoperating Revenues Investment Income Transfers Out Net Loss (Budgetary Basis) 79 Original/Final Appropriations $ 12,633,504 (1,703,547) 10,929,957 (10,929,957) (885,000) $ (11,814,957) Final Budget Actual 8,644,475 7,956,955 71,300 51,405 8,715,775 8,008,360 10,753,572 8,829,391 (1,274,247) (504,281) 9,479,325 8,325,110 (763,550) (316,750) 277,500 98,317 (885,000) (885,000) (1,371,050) (1,103,433) VILLAGE OF BUFFALO GROVE, ILLINOIS Arboretum Golf Course Fund (Major Fund) Schedule of Operating and Nonoperating Revenues, Operating and Nonoperating Expenses and Transfers-Budget and Actual (Budgetary Basis) Year Ended December 31, 2009 Operating Revenues Daily Greens Fees and Memberships Merchandise Sales Cart, Club and Other Rentals Miscellaneous Total Operating Revenues Operating Expenses Excluding Depreciation Golf Operations Cost of Sales -Pro Shop Total Operating Expenses Excluding Depreciation Operating Loss Nonoperating Revenues Interest Income Transfers Transfers In Transfers Out Net Loss 80 Original/Final Appropriations $ 1,429,268 65,000 1,494,268 1,494,268 (1,494,268) (100,000) (100,000) $ (1,594,268) Final Budget 855,000 70,000 321,000 61,050 1,307,050 1,317,474 60,000 1,377,474 1,377,474 (70,424) 91,908 (75,000) 16,908 (53,016) Actual 757,200 42,618 269,399 17,494 1,086,711 1,166,707 47,958 1,214,665 1,214,665 (127,954) (127,954) VILLAGE OF BUFFALO GROVE, ILLINOIS Nonmajor Enterprise Funds Combining Statement of Net Assets December 31, 2009 Buffalo Grove Refuse Golf Course Service Total Assets Current Cash and Equivalents $ 4,172 65,000 69,172 Receivables 87,069 87,069 Pro Shop Inventory 22,755 22,755 Total Current Assets 26,927 152,069 178,996 Noncurrent Capital Assets, net of Accumulated Depreciation Land 978,776 978,776 Buildings 346,888 346,888 Total Noncurrent Assets 1,325,664 1,325,664 Total Assets 1,352,591 152,069 1,504,660 Liabilities Current Accounts Payable and Accrued Liabilities 47,804 47,804 Due to Other Funds 90,117 72,915 163,032 Total Liabilities 137,921 72,915 210,836 Net Assets Investment in Capital Assets 1,325,664 1,325,664 Unrestricted (110,994) 79,154 (31,840) Total Net Assets $ 1,214,670 79,154 1,293,824 81 VILLAGE OF BUFFALO GROVE, ILLINOIS Nonmajor Enterprise Funds Combining Statement of Revenues, Expenses and Changes in Net Assets Year Ended December 31, 2009 Buffalo Grove Refuse Golf Course Service Total Operating Revenues Daily Greens Fees and Memberships $ 855,959 855,959 Merchandise Sales 73,506 73,506 Cart, Club and Other Rentals 217,764 217,764 Driving Range Fees 70,439 70,439 SWANCC User Fees 1,004,431 1,004,431 Miscellaneous 15,868 15,868 Total Operating Revenues 1,233,536 1,004,431 2,237,967 Operating Expenses Excluding Depreciation Golf Operations 1,242,620 1,242,620 Cost of Sales -Pro Shop 69,577 69,577 Refuse Operations 944,392 944,392 Total Operating Expenses Excluding Depreciation 1,312,197 944,392 2,256,589 Operating Income (Loss) before Depreciation (78,661) 60,039 (18,622) Depreciation 54,992 54,992 Operating Income (Loss) (133,653) 60,039 (73,614) Nonoperating Revenues Interest Income, net of related expenses (24) (24) Income (Loss) before Transfers (133,677) 60,039 (73,638) Transfers Transfers Out (50,000) (50,000) Change in Net Assets (133,677) 10,039 (123,638) Net Assets Beginning 1,348,347 69,115 1,417,462 Ending $ 1,214,670 79,154 1,293,824 82 VILLAGE OF BUFFALO GROVE, ILLINOIS Nonmajor Enterprise Funds Combining Statement of Cash Flows Year Ended December 31, 2009 Cash Flows from Operating Activities Cash Received for Golf Activities Cash Received for Refuse Services Payments to Employees Payments to Suppliers Cash Flows from Noncapital Financing Activities Transfers Out Change in Due to/from Other Funds, Net Cash Flows from Investing Activities Interest Received, net of related expenses Net Increase (Decrease) in Cash and Cash Equivalents Cash and Cash Equivalents Beginning ofYear End ofYear Reconciliation of Operating Income to Net Cash Provided by Operating Activities Operating Income Adjustments to Reconcile Operating Income to Net Cash Provided by Operating Activities Depreciation Change in Assets and Liabilities Inventory Receivables Accounts Payable and Accrued Liabilities Total Adjustments Net Cash Used in Operating Activities 83 Buffalo Grove Golf Course $ 1,233,536 $ $ $ (773,987) (547,974) (88,425) 1,668 2,504 4,172 {133,6532 54,992 (3,809) {5,9552 45,228 {88,4252 Refuse Service Total 1,233,536 917,362 917,362 (773,987) (944,394) (1 ,492,368) (27,032) (115,457) (4,117) (2,449) 69,117 71,621 65,000 69,172 60,039 {73,6142 54,992 (3,809) (87,069) (87,069) {22 {5,9572 (87,0712 (41,8432 {27,0322 {115,4572 VILLAGE OF BUFFALO GROVE, ILLINOIS Buffalo Grove Golf Course (Nonmajor Fund) Schedule of Operating and Nonoperating Revenues, Operating and Nonoperating Expenses and Transfers-Budget and Actual (Budgetary Basis) Year Ended December 31, 2009 Operating Revenues Daily Greens Fees and Memberships Merchandise Sales Cart, Club and Other Rentals Driving Range Fees Miscellaneous Total Operating Revenues Operating Expenses Excluding Depreciation Golf Operations Cost of Sales -Pro Shop Total Operating Expenses Excluding Depreciation Operating Income (Loss) Nonoperating Revenues Interest Income, net of related expenses Transfers Transfers Out Net Income (Loss) 84 Original/Final Appropriations $ 1,506,238 75,000 1,581,238 1,581,238 (1,581,238) 100,000 $ (1,481,238) Final Budget 930,000 90,000 294,100 68,500 27,800 1,410,400 1,305,316 65,000 1,370,316 1,370,316 40,084 900 41,984 82,968 Actual 855,959 73,506 217,764 70,439 15,868 1,233,536 1,242,620 69,577 1,312,197 1,312,197 (78,661) (24) (78,685) VILLAGE OF BUFFALO GROVE, ILLINOIS Refuse Service Fund (Nonmajor Fund) Schedule of Operating and Nonoperating Revenues, Operating and Nonoperating Expenses and Transfers-Budget and Actual (Budgetary Basis) Year Ended December 31, 2009 Operating Revenues SW ANCC User Fees Operating Expenses Refuse Operations Operating Income Transfers Transfers Out Net Income 85 Original/Final Appropriations $ 1,300,000 (1,300,000) $ (1,300,000) Final Budget Actual 1,044,560 1,004,431 1,023,730 944,392 20,830 60,039 20,830 10,039 TRUST AND AGENCY FUNDS Pension Trust Police Pension Fund -to account for the accumulation of resources to be used for disability and retirement annuity payments to uniformed police department personnel at appropriate amounts and times in the future. Resources are contributed by employees along with interest income and by property tax levies. Firefighters' Pension Fund -to account for the accumulation of resources to be used for disability and retirement annuity payments to uniformed fire department personnel at appropriate amounts and times in the future. Resources are contributed by employees along with interest income and by property tax levies. Agency School aud Park District Donations Fund -to account for monies deposited by developers for local schools and park districts. These funds are deposited with the Village and later remitted to the applicable school or park district. VILLAGE OF BUFFALO GROVE, ILLINOIS Fiduciary Funds Combining Statement of Fiduciary Net Assets-Pension Trust Funds December 31, 2009 Assets Cash and Equivalents Investments Certificates of Deposit U.S. Government and Agency Obligations Open-end Mutual Funds Receivables Pension Contributions Interest Total Assets Liabilities Accounts Payable Net Assets Held in Trust for Pension Benefits 86 Police Firefighters' Pension Pension Total $ 4,878,643 838,853 5,717,496 15,501,802 15,501,802 16,208,045 16,208,045 14,032,134 11,229,185 25,261,319 1,769,840 1,519,078 3,288,918 31,743 61,295 93,038 36,920,405 29,150,213 66,070,618 23,573 616 24,189 $ 36,896,832 29,149,597 66,046,429 VILLAGE OF BUFFALO GROVE, ILLINOIS Fiduciary Funds Combining Statement of Changes in Fiduciary Net Assets -Pension Trust Funds Year Ended December 31, 2009 Additions Contributions Employer Participants Investment Income Net Appreciation (Depreciation) in Fair Value of Investments Interest Income Less Investment Expense Total Additions Deductions Administration Pension Benefits and Refunds Total Deductions Change in Net Assets Net Assets Beginning Ending 87 Police Pension $ 1,722,986 601,882 2,324,868 2,382,943 50,391 {83,7072 2,349,627 4,674,495 55,236 1,458,840 1,514,076 3,160,419 33,736,413 $ 36,896,832 Firefighters Pension Total 1,489,611 3,212,597 506,386 1,108,268 1,995,997 4,320,865 2,851,787 5,234,730 400,504 450,895 {44,3352 {128,0422 3,207,956 5,557,583 5,203,953 9,878,448 27,769 83,005 579,870 2,038,710 607,639 2,121,715 4,596,314 7,756,733 24,553,283 58,289,696 29,149,597 66,046,429 VILLAGE OF BUFFALO GROVE, ILLINOIS Police Pension Fund Schedule of Changes in Fiduciary Net Assets -Budget and Actual Year Ended December 31, 2009 Additions Contributions Employer Participants Investment Income (Loss) Net Appreciation in Fair Value of Investments Interest Income Less Investment Expense Total Additions Deductions Administration Pension Benefits and Refunds Total Deductions Change in Net Assets Net Assets Beginning Ending 88 Original/Final Appropriations $ 75,000 1,500,000 1,575,000 $ {1,575,000} Final Budget Actual 1,740,156 1,722,986 622,950 601,882 2,363,106 2,324,868 892,359 2,382,943 171,250 50,391 {83,707} 1,063,609 2,349,627 3,426,715 4,674,495 58,000 55,236 1,438,040 1,458,840 1,496,040 1,514,076 1,930,675 3,160,419 33,736,413 36,896,832 VILLAGE OF BUFFALO GROVE, ILLINOIS Firefighters' Pension Fund Schedule of Changes in Fiduciary Net Assets -Budget and Actual Year Ended December 31, 2009 Additions Contributions Employer Participants Investment Income (Loss) Net Appreciation in Fair Value of Investments Interest Income Less Investment Expense Total Additions Deductions Administration Pension Benefits and Refunds Total Deductions Change in Net Assets Net Assets Beginning Ending 89 Original/Final Appropriations $ 90,000 625,000 715,000 $ (715,0002 Final Budget Actual 1,493,888 1,489,611 505,365 506,386 1,999,253 1,995,997 407,569 2,851,787 452,500 400,504 {44,3352 860,069 3,207,956 2,859,322 5,203,953 75,000 27,769 570,369 579,870 645 369 607,639 2,213,953 4,596,314 24,553,283 29,149,597 VILLAGE OF BUFFALO GROVE, ILLINOIS Agency Fund School and Park Donations Schedule of Changes in Fiduciary Net Assets Year Ended December 31, 2009 Assets Cash and Cash Equivalents Liabilities Due to Other Governments Balances Janua!}:: 1 $ 406,193 $ 406,193 90 Balances Additions Deductions December 31 70,713 53,913 422,993 70,713 53,913 422,993 CAPITAL ASSETS USED IN THE OPERATIONS OF GOVERNMENTAL FUNDS VILLAGE OF BUFFALO GROVE, ILLINOIS Capital Assets Used in the Operation of Government Funds Schedule of Capital Assets by Source Year Ended December 31, 2009 Assets Governmental Funds Capital Assets Land Construction in Progress Buildings Land Improvements Equipment and Vehicles Streets Storm Sewers Total Governmental Funds Capital Assets Investment in Governmental Funds Capital Assets by Source Capital Projects From Current Revenues Debt Issuance Contributions Total Governmental Funds Capital Assets $ 35,963,844 535,875 21,383,611 606,285 11,966,849 19,040,719 37,665,289 $ 127,162,472 $ 5,926,436 7,138,633 20,449,070 93,648,333 $ 127,162,472 91 VILLAGE OF BUFFALO GROVE, ILLINOIS Capital Assets Used in the Operation of Government Funds Schedule by Function and Activity Year Ended December 31, 2009 General Government Public Safety Public Works Land $ 6,254,297 29,709,547 $ 35,963,844 92 Construction in Progress 535,875 535,875 Buildings 7,251,692 9,786,096 4,345,823 21,383,611 Equipment and Vehicles 1,223,181 6,674,465 4,069,203 11,966,849 Land Storm Streets Improvements Sewers Total 14,729,170 16,460,561 19,040,719 606,285 37,665 289 95,972,741 19,040,719 606,285 37,665,289 127,162,472 93 VILLAGE OF BUFFALO GROVE, ILLINOIS Capital Assets Used in the Operation of Government Funds Schedule of Changes by Function and Activity Year Ended December 31, 2009 Balances Balances January 1, December 31, 2009 Additions Deductions 2009 General Government $ 14,378,077 351,093 14,729,170 Public Safety 15,018,353 1,602,008 159,800 16,460,561 Public Works 95,299,440 724,504 51,203 95,972,741 $ 124,695,870 2,677,605 211,003 127,162,472 94 VILLAGE OF BUFFALO GROVE, ILLINOIS Statistical Section This portion of the Village of Buffalo Grove's Comprehensive Annual Financial Report presents detailed information as a context for understanding what the information in the fmancial statements, note disclosures, and required supplementary information says about the Village's overall economic condition. Contents Financial Trends These schedules contain trend information to help the reader understand how the Village's fmancial performance and well-being have changed over time. Revenue Capacity These schedules contain information to help the reader assess the factors affecting the Village's ability to generate its property and sales taxes. Debt Capacity These schedules present information to help the reader assess the affordability of the Village's current levels of outstanding debt and the Village's ability to issue additional debt. Demographic and Economic Information These schedules offer demographic and economic indicators to help the reader understand the environment within which the Village's financial activities take place and to help make comparisons over time and other governments. Operating Information These schedules contain information about the Village's operations and resources to help the reader understand how the Village's financial information relates to the services the Village provides and the activities it performs. Sources: 95-104 105-114 115-118 119-120 121-126 Unless otherwise noted, the information in these schedules is derived from the Village's Comprehensive Annual Financial Reports for the relevant year. The Village implemented GASB Statement 34 in 2004; schedules presenting government-wide information include information beginning in that year. FINANCIAL TRENDS VILLAGE OF BUFFALO GROVE, ILLINOIS Net Assets by Component Last Seven Fiscal Years (See Following Page) VILLAGE OF BUFFALO GROVE, ILLINOIS Net Assets by Component Last Seven Fiscal Years Fiscal Year Governmental Activities Invested in Capital Assets, Net of Related Debt Restricted Unrestricted Total Governmental Activities Net Assets Business-type Activities Invested in Capital Assets, Net of Related Debt Restricted Unrestricted Total Business-type Activities Net Assets Primary Government Invested in Capital Assets, Net of Related Debt Restricted Unrestricted Total Primary Government Net Assets *Transitional fiscal year May I, 2007 through December 31, 2007. Data Source Audited Financial Statements 95 2009 $ 54,563,385 140,712 16,590,052 $ 71,294,149 $ 39,808,889 15,011,209 $ 54,820,098 $ 94,372,274 140,712 31,601,261 $ 126,114,247 2008 2007* 2007 53,551,265 53,702,484 53,726,929 80,438 33,167 1,294,897 23,259,339 27,184,985 35,512,486 76,891,042 80,920,636 90,534,312 41,374,269 42,667,740 42,667,526 17,003,316 17,509,194 18,553,703 58,377,585 60,176,934 61,221,229 94,925,534 96,370,224 96,394,455 80,438 33,167 1,294,897 40,262,655 44,694,179 54,066,189 135,268,627 141,097,570 151,755,541 2006 2005 2004 53,188,591 49,264,115 48,009,890 1,425,988 4,955,378 4,368,460 37,786,827 34,551,091 34,708,597 92 401,406 88,770,584 87,086,947 43,646,133 44,123,414 45,491,776 18,300,838 18,375,098 17,690,967 61,946,971 62,498,512 63,182,743 96,834,724 93,387,529 93,501,666 1,425,988 4,955,378 4,368,460 56,087,665 52,926,189 52,399,564 154,348,377 151,269,096 150,269,690 96 VILLAGE OF BUFFALO GROVE, ILLINOIS Changes in Net Assets Last Seven Fiscal Years Fiscal Year 2009 2008 2007* 2007 Expenses Governmental Activities General Government $ 6,182,475 5,705,497 4,019,032 4,686,330 Public Safety 22,753,590 21,115,737 15,324,061 18,951,546 Public Works 10,421,659 13,222,026 8,232,685 12,479,424 Interest 334,142 379,501 216,379 529,858 Total Governmental Activities Expenses 39,691,866 40,422,761 27,792,157 36,647,158 Business-type Activities Water and Sewer 9,519,169 8,684,651 5,165,701 7,256,639 Refuse Service 944,392 1,017,164 777,716 1,024,248 Golf Courses 3,118,647 3,423,903 2,637,072 3,102,770 Total Business-type Activities Expenses 13,582,208 13,125,718 8,580,489 11,383,657 Total Primary Government Expenses $ 53,274,074 53,548,479 36,372,646 48,030,815 Program Revenues Governmental Activities Charges for Services General Government $ 977,464 1,211,188 1,139,242 1,880,714 Public Safety 1,563,236 1,514,666 1,050,920 1,525,943 Public Works 50,709 94,670 94,670 Operating Grants and Contributions 1,349,044 1,307,895 950,383 1,532,557 Capital Grants and Contributions Total Governmental Activities Program Revenues 3,940,453 4,128,419 3,235,215 4,939,214 Business-type Activities Charges for Services Water and Sewer 8,008,360 7,538,534 4,799,193 6,694,051 Refuse Service 1,004,431 923,207 704,841 991,140 Golf Courses 2,320,247 2,356,962 2,141,860 2,323,919 Operating Grants and Contributions Capital Grants and Contributions 133,599 497,875 450,000 Total Business-type Activities Program Revenues 11,333,038 10,952,302 8,143,769 10,459,110 Total Primary Government Program Revenues $ 15,273,491 15,080,721 11,378,984 15,398,324 Net (Expense) Revenue Governmental Activities $(35,751,413) (36,294,342) (24,556,942) (31, 707,944) Business-type Activities {2,249,1702 {2,173,4162 {436,7202 {924,5472 Total Primary Government Net Expense ${38,000,5832 {38,467,7582 {24,993,6622 {32,632,4912 *Transitional fiscal year May 1, 2007 through December 31, 2007. 97 2006 2005 2004 4,582,741 4,701,408 4,749,920 18,137,721 16,822,265 16,396,186 11,441,440 9,523,240 9,550,018 1,217,883 994,708 877,924 35,379,785 32,041,621 31,574,048 7,168,405 6,780,153 6,843,943 956,915 971,980 936,573 3,333,644 3,101,134 3,236,932 11,458,964 10,853,267 11,017,448 46,838,749 42,894,888 42,591,496 2,048,850 1,683,585 1,802,120 1,553,949 1,476,845 1,358,439 192,193 1,218,020 3,602,799 3,160,430 4,570,772 7,688,143 6,279,172 6,322,045 990,113 975,290 957,435 2,567,759 2,637,717 2,592,370 1,444,395 1,915,746 1,106,103 1,867,859 760,726 2,361,256 14,558,269 12,568,651 13,339,209 18,161,068 15,729,081 17,909,981 (31,776,986) (28,881,191) (27,003,276) 3,099,305 1,715,384 2,321,761 (28,677,681) (27,165,807) (24,681,515) (Cont.) 98 VILLAGE OF BUFFALO GROVE, ILLINOIS Changes in Net Assets (Cont.) Last Seven Fiscal Years Fiscal Year 2009 2008 2007* 2007 General Revenues and Other Changes in Net Assets Governmental Activities Taxes Property $ 12,504,508 12,058,815 706,749 10,214,926 Sales and Home Rule 7,196,969 8,436,647 5,741,981 8,619,267 Income and Use 3,601,619 4,646,776 2,725,204 4,280,237 Telecommunications 2,345,249 2,417,496 1,967,348 2,436,233 Property Transfer 670,762 590,596 600,379 980,213 Other 1,006,249 1,076,929 247,827 273,335 Investment Earnings 490,881 810,982 958,715 1,636,589 Miscellaneous 1,403,283 2,081,112 1,254,948 855,100 Transfers 935,000 80,230 899,950 544,950 Proceeds from Insurance Pool Total Governmental Activities 30,154,520 32,199,583 15,103,101 29,840,850 Business-type Activities Property 166,007 Investment Earnings (374,632) 267,263 292,375 445,766 Miscellaneous 1,315 187,034 131,982 Transfers {935,000} {80,230} {899,950} {544,9502 Total Business-type Activities {1,308,317) 374,067 {607,5752 198,805 Total Primary Government $ 28,846,203 32,573,650 14,495,526 30,039,655 Change in Net Assets Governmental Activities $ (5,596,893) ( 4,094,759) (9,453,841) (1,867,094) Business-type Activities (3,557,4872 0,799,349} {1,044,2952 (725,742) Total Primary Government Change in Net Assets $ {9,154,3802 {5,894,1082 {10,498,136} {2,592,836) Data Source Audited Financial Statements 99 2006 2005 2004 11,622,088 10,868,824 11,788,975 8,800,041 7,960,163 6,349,520 3,855,616 3,433,471 3,001,889 2,230,092 2,442,641 2,624,965 1,346,946 1,212,292 1,253,906 293,990 291,839 253,516 1,109,664 599,072 430,943 1,126,625 1,058,732 751,134 784,625 414,760 (203,740) 925,867 32,095,554 28,281,794 26,251,108 82,989 122,832 114,998 363,044 175,347 122,106 (784,625) (414,760) 203,740 (338,592) (116,581) 440,844 31,756,962 28,165,213 26,691,952 318,568 (599,397) (752,168) 2,760,713 1,598,803 2,762,605 3,079,281 999,406 2,010,437 100 VILLAGE OF BUFFALO GROVE, ILLINOIS Fund Balances of Governmental Funds Last Ten Fiscal Years Fiscal Year 2009 2008 2007* 2007 2006 General Fund Reserved $ 1,248,428 1,536,571 1,846,137 1,846,137 1,787,884 Unreserved 18,307,270 22,444,819 27,556,199 27,556,199 27,252,660 Total General Fund 19,555,698 23,981,390 29,402,336 29,402,336 29,040,544 All Other Governmental Funds Reserved (12,970) 33,167 486,946 486,946 499,743 Unreserved, Reported In Special Revenue Funds 1,252,015 1,239,501 1,942,258 1,942,258 1,813,406 Capital Projects Funds 903,315 1,911,178 2,436,815 2,436,815 3,888,047 Total All Other Governmental Funds 2,142,360 3,183,846 4,866,019 4,866,019 6,201,196 Total Governmental Funds $ 21,698,058 27,165,236 34,268,355 34,268,355 35,241,740 *Transitional fiscal year May 1, 2007 through December 31, 2007. Data Source Audited Financial Statements 101 2005 2004 2003 2002 2001 1,524,130 1,339,393 1,155,677 1,623,983 1,658,164 23,935,055 23,556,556 22,975,100 26,232,523 19,770,340 25,459,185 24,895,949 24,130,777 27,856,506 21,428,504 4,543,605 4,311,770 4,238,926 4,560,473 3,891,877 1,496,628 953,672 988,142 239,505 1,347,688 3,928,552 3,618,540 3,732,973 5,303,373 6,496,954 9,968,785 8,883,982 8,960,041 10,103,351 11,736,519 35,427,970 33,779,931 33,090,818 37,959,857 33,165,023 102 VILLAGE OF BUFFALO GROVE, ILLINOIS Changes in Fund Balances of Governmental Funds Last Ten Fiscal Years Fiscal Year 2009 2008 2007* 2007 2006 Revenues Property Taxes $ 12,504,508 12,058,815 5,797,846 10,402,764 11,245,966 Other Taxes 14,806,744 17,168,444 11,282,739 16,589,285 16,526,685 Licenses and Permits 276,857 278,965 245,148 825,691 836,279 Intergovernmental 1,106,234 1,134,407 815,669 1,253,319 3,110,490 Fines and Forfeitures 1,559,190 1,514,666 1,050,918 1,525,943 1,553,949 Charges for Services 970,537 1,200,381 1,028,810 1,334,260 1,414,337 Investment Income 490,881 790,244 911,444 1,562,291 1,094,843 Miscellaneous 1,444,610 2,081,112 1,254,948 855,101 1,126 625 Total Revenues 33,159,561 36,227,034 221387,522 34,348,654 36,909,174 Expenditures Current General Government 5,596,822 5,458,962 3,455,213 4,955,659 4,276,374 Public Safety 20,882,745 20,499,004 14,211,380 18,185,545 17,521,978 Public Works 10,337,090 10,792,931 7,225,387 9,319,231 8,011,071 Capital Outlays 1,245,940 1,286,175 502,701 1,945,053 2,285,510 Debt Service Principal 1,165,000 1,150,000 1,312,381 1,234,765 6,020,700 Interest 334,142 379,501 424,220 476,736 1,440,436 Other charges Total Expenditures 39,561,739 39,566,573 27,131,282 36,116,989 39,556,069 Excess (Deficiency) of Revenues over Expenditures {6,402,1782 {3,339,5392 { 4,743,7602 {1,768,3352 {2,646,8952 Other Financing Sources (Uses) Transfers In 2,909,382 4,121,451 3,064,166 3,453,845 3,586,075 Transfers Out (1,974,382) (4,041,221) (2, 164,216) (2,658,895) (2,895,578) Bonds Issued Discount on Bonds Issued Total Other Financing Sources (Uses) 935,000 80,230 899,950 794,950 690,497 Net Change in Fund Balance $ {5,467,1782 {3,259,3092 {3,843,81 02 {973,3852 {1,956,3982 Debt Service as a Percentage of Noncapital Expenditures 3.91% 4.00% 6.52% 5.01% 20.02% *Transitional fiscal year May 1, 2007 through December 31, 2007. Data Source Audited Financial Statements 103 2005 2004 2003 2002 2001 11,715,601 12,463,170 9,874,681 10,333,002 10,184,512 15,340,405 13,483,796 13,207,726 15,174,770 14,341,241 860,838 764,834 1,724,062 1,361,482 1,487,324 2,283,034 1,218,020 1,222,699 1,196,099 1,323,889 1,476,845 1,200,967 914,637 1,557,281 1,180,755 822,748 1,386,951 693,936 358,808 628,471 599,072 430,943 622,866 1,176,088 1,770,949 1,058,732 902,824 208,422 704,610 916,779 34,157,275 31,851,505 28,469,029 31,862,140 31,833,920 4,326,708 4,044,058 6,431,336 7,064,048 5,174,278 16,390,156 16,411,219 15,931,648 15,762,282 15,316,592 7,189,290 6,783,338 3,047,952 4,140,949 3,880,322 750,020 1,498,844 6,065,692 3,279,431 1,558,890 3,362,814 3,521,160 3,167,250 2,967,264 2,349,400 905,008 998,046 1,220,546 1,075,663 1,251,789 90,148 199,508 32,923,996 33,256,665 35,864,424 34,379,785 29,730,779 1,233,279 (1,405,160) (7,395,395) (2,517,645) 2,103,141 2,770,109 9,503,218 2,978,357 2,079,470 1,598,275 (2,355,349) (2,879,098) (2,468,213) (1,532,325) (1,157,275) 2,600,000 2,376,284 10,023,604 {1,288,720} {5,417,342} 414,760 6,624,120 3 110,144 1,634,709 5,047,262 1,648,039 5,218,960 {4,285,2511 {882,936} 7,150,403 13.26% 14.23% 14.72% 13.00% 12.78% 104 REVENUE CAPACITY VILLAGE OF BUFFALO GROVE, ILLINOIS Assessed Value and Actual Value of Taxable Property Last Ten Levy Years (See Following Page) VILLAGE OF BUFFALO GROVE, ILLINOIS Assessed Value and Actual Value of Taxable Property Last Ten Le Years Tax Total Levy Residential Commercial Industrial Other Assessed Year ProEerty ProEerty ProEerty ProEerty Value 2009 $1,504,629,708 351,499,013 17,047,821 646,171 1,873,822,713 * 2008 1,483,527,804 364,403,255 5,048,950 804,975 1,853,784,984 * 2007 1,454,038,913 339,683,354 16,474,758 624,450 1,810,821,475 2006 1 ,298,156,901 365,502,946 12,732,486 830,074 1,677,222,407 2005 1 ,244, 784,253 350,475,595 12,209,000 795,945 1,608,264,793 2004 1,155,398,804 325,308,649 11,332,296 738,791 1,492,778,540 2003 1,078,494,828 303,655,927 10,578,013 689,616 1,393,418,384 2002 1,021,183,719 287,519,681 10,015,898 652,970 1,319,372,268 2001 937,809,471 268,320,644 9,875,235 661,025 1,216,666,375 2000 851,160,676 248,834,328 8,311,573 602,232 1,108,908,809 1999 825,943,840 240,554,475 8,387,367 790,102 1,075,675,784 *Cook County property class and assessed valuation is an estimate. Cook County information is not yet available. Note: Total Direct Tax Rate is weighted for both Cook and Lake Counties. Data Source Offices of the Cook and Lake County Clerks 105 Estimated Estimated Total Actual Actual Direct Taxable Taxable Tax Rate Value Value N/A 5,621,468,139 33.333% 0.666 5,643,283,257 33.333% 0.0690 5,432,464,425 33.333% 0.6536 5,031,667,221 33.333% 0.6330 4,824, 794,3 79 33.333% 0.6421 4,478,335,620 33.333% 0.6539 4,180,255,152 33.333% 0.6448 3,958,116,804 33.333% 0.6643 3,649,999,125 33.333% 0.6798 3,326, 726,427 33.333% 0.6866 3,227,027,352 33.333% 106 VILLAGE OF BUFFALO GROVE, ILLINOIS Property Tax Rates -Direct and Overlapping Governments Last Ten Levy Years Comparative Tax Rates (Per $100 Assessed and Egualized Valuation) Tax Levy Year 2009 2008 2007 2006 Lake County (2) Village ofBuffalo Grove 0.750 0.665 0.649 0.633 County, including Forest Preserve District 0.664 0.652 0.645 0.654 Combined School Districts (District #96, District #125 and District #532) 5.301 5.102 5.066 5.318 Buffalo Grove Park District 0.351 0.370 0.380 0.403 Indian Trails Public Library District 0.301 0.222 0.219 0.317 All Other 0.094 0.092 0.092 0.094 7.461 7.103 7.051 7.419 Percentage Change -Year-to-Year 5.04% 0.74% -4.96% 3.08% Cook County Village ofBuffalo Grove N/A 0.670 0.729 0.731 County, including Forest Preserve District N/A 0.466 0.499 0.557 Metropolitan Water Reclamation District of Greater Chicago N/A 0.252 0.263 0.284 Combined School Districts (District #21, District #214 and District #512) N/A 5.004 5.035 5.613 Buffalo Grove Park District N/A 0.376 0.416 0.455 Indian Trails Public Library District N/A 0.308 0.297 0.320 All Other N/A 0.067 0.079 0.080 N/A 7.143 7.318 8.040 Percentage Change -Year-to-Year N/A -2.39% -8.98% 1.71% Notes: (1) Taxes levied on a calendar year basis for collection in the subsequent fiscal year. (2) Overlapping tax rates for Lake County represented only District #102 and Indian Trail Library District as the majority of Buffalo Grove is within those districts. Overlapping rates for District #96 available upon request. N/A-not yet available. Data Source Cook County Tax Extension Office and Lake County Tax Extension Office 107 2005 0.608 0.664 5.234 0.375 0.223 0.093 7.197 -2.00% 0.726 0.607 0.315 5.434 0.435 0.312 0.076 7.905 -1.15% Comparative Tax Rates (Per $100 Assessed and Equalized Valuation) 2004 2003 2002 2001 2000 0.603 0.615 0.626 0.647 0.637 0.684 0.715 0.734 0.799 0.752 5.300 5.144 5.077 5.026 5.199 0.349 0.387 0.365 0.355 0.426 0.325 0.265 0.267 0.316 0.305 0.120 0.101 0.105 0.043 0.152 7.381 7.227 7.174 7.186 7.471 2.13% 0.74% -0.17% -3.81% 5.27% 0.785 0.807 0.714 0.728 0.818 0.662 0.728 0.751 0.820 0.924 0.347 0.361 0.371 0.401 0.419 5.359 5.867 5.449 5.183 5.528 0.457 0.498 0.407 0.422 0.386 0.323 0.335 0.304 0.281 0.304 0.064 0.074 0.075 0.103 0.126 7.997 8.670 8.071 7.938 8.505 -7.76% 7.42% 1.68% -10.34% 4.09% 108 VILLAGE OF BUFFALO GROVE, ILLINOIS Principal Property Taxpayers Current Fiscal Year and Six Years Ago 2009 2002* Percentage Percentage of Total of Total Village Taxable Taxable Equalized Equalized Assessed Assessed Assessed Assessed TaxEa~er Value Rank Valuation Valuation Rank Valuation Amli at Chevy Chase, LP $ 22,307,549 1 1.19 % 13,810,599 2 1.05% Chevy Chase Business Park 18,960,235 2 1.01 13,030,188 3 0.99 Hamilton Partners (1) 12,986,131 3 0.69 15,029,138 1.14 Millbrook 11,978,786 4 0.64 PenobscotManagement(3) 9,405,158 5 0.50 8,264,390 6 0.63 Riverwalk South LLC (2) 9,241,551 6 0.49 10,786,360 4 0.82 Rogers Center for Commerce ( 4) 9,012,393 7 0.48 8,340,994 5 0.63 Remax Consumer Plastics, Inc. 7,355,354 8 0.39 Inland Woodland LLC 6,895,030 9 0.37 NTL Shopping Plaza Inc. 6,587,600 10 0.35 Manufacturer's Life Insurance 5,988,180 10 0.45 Inland Real Estate Group 7,193,965 7 0.55 American National Bank 6,332,947 8 0.48 Courtesy Corporation 6,013,044 9 0.46 $ 114,729,787 6.11 % 94,789,805 7.20 % *2002 is the most recent information available. Note: Every effort was made to seek out and report the largest taxpayers. However, many of the taxpayers contain multiple parcels, and it is possible that some parcels and their valuations have been overlooked. (1) Previously HP Riverwalk II, LLC (2) Previously Marack and Associates (3) Previously The Wheatlands LLC (4) Previously American National Bank and Trust of Chicago Data Source Offices ofthe County Clerk of Cook and Lake Counties 109 VILLAGE OF BUFFALO GROVE, ILLINOIS Property Tax Levies and Collections Last Ten Fiscal Years (See Following Page) VILLAGE OF BUFFALO GROVE, ILLINOIS Property Tax Levies and Collections Last Ten Fiscal Years Lake Coun~ CookCoun~ Collected Within the Collected Within the Fiscal Year After the Levy Fiscal Year After the Levy Levy Tax Percentage Tax Percentage Year Levied Amount of Levy Levied Amount of Levy 2008 $ 9,648,296 9,639,444 99.91% 2,882,493 2,884,649 100.07% 2007 9,137,324 9,133,824 99.96% 2,937,238 2,932,507 99.84% 2006 8,389,127 8,383,359 99.93% 2,572,578 2,512,709 97.67% 2005 7,690,488 7,692,967 100.03% 2,492,952 2,474,867 99.27% 2004 7,068,040 7,063,323 99.93% 2,516,966 2,498,742 99.28% 2003 6,833,964 6,833,112 99.99% 2,277,392 2,270,357 99.69% 2002 6,496,642 6,493,138 99.95% 2,010,410 1,984,883 98.73% 2001 6,188,984 6,191,084 100.03% 1,893,528 1,891,611 99.90% 2000 5,676,190 5,671,695 99.92% 1,862,422 1,850,419 99.36% 1999 5,595,209 5,602,218 100.13% 1,790,022 1,798,926 100.50% Notes: Property is assessed at 33 1/3% of actual value. Property is assessed on the following basis: Cook County-Triennial; Lake County-Quadrennial (minimum). Collections for prior tax years are immaterial. Data Source Office ofthe County Clerk 110 Village Total Percentage Collected of Levy 12,524,093 99.95% 12,066,331 99.93% 10,896,068 99.40% 10,167,834 99.85% 9,562,065 99.76% 9,103,469 99.91% 8,478,021 99.66% 8,082,695 100.00% 7,522,114 99.78% 7,401,144 100.22% 111 VILLAGE OF BUFFALO GROVE, ILLINOIS Sales Tax Revenue and Number of Principal Payers Revenue by Category Last Ten Calendar Years 2009 General Merchandise $ 4,637 Food 1,357,378 Drinking and Eating Places 941,804 Apparel 112,951 Furniture, Households and Radio 223,008 Lumber, Building and Hardware 716,935 Automotive Filling Stations 1,222,500 Drugs and Miscellaneous Retail 1,432,484 Agriculture and All Other 1,257,806 Manufacturers 399,141 $ 7,668,644 Total Number of Payers 975 Village Direct Sales Tax Rate 1.00% Village Home Rule tax Rate 100.00% Note: 2008 5,819 1,415,835 906,628 104,376 521,316 1,379,764 1,177,121 1,285,513 2,082,955 390,034 9,269,361 1,002 1.00% 1.00% Calendar Year 2007 2006 2005 3,793 1,346 1,662 1,371,195 1,340,177 1,360,403 874,307 924,738 932,646 110,386 67,072 100,045 422,342 530,825 534,243 2,181,496 3,326,323 3,666,077 1,715,400 1,581,217 1,459,577 1,237,894 1,206,917 1,088,992 1,777,144 1,755,277 1,744,041 338,494 438,024 502,410 10,032,451 11,171,916 11,390,096 1,196 1,311 1,271 1.00% 1.00% 1.00% 1.00% 1.00% 1.00% Blank categories have less than four taxpayers; therefore, no data is shown to protect the confidentiality of individual taxpayers. Data Source Illinois Department of Revenue Offices of the Cook and Lake County Clerks 112 Calendar Year 2004 2003 2002 2001 2000 4,614 1,256,331 1,206,548 1,238,333 1,248,750 1,283,824 833,941 630,398 559,474 572,107 574,975 81,888 47,529 48,015 51,710 94,798 456,248 455,215 405,114 498,596 487,403 3,279,174 2,388,782 2,214,964 2,259,554 43,051 1,266,367 1,151,643 1,148,487 1,337,169 1,291,260 929,343 829,971 786,327 815,961 833,344 1,258,957 1,127,987 1,333,021 1,953,994 1,704,271 498,294 182,256 132,869 175,162 122,859 9,865,157 8,020,329 7,866,604 8,913,003 6,435,785 1,189 1,213 1,174 1,094 1,101 1.00% 1.00% 1.00% 1.00% 1.00% 0.50% 0.50% 0.50% 0.50% 0.50% 113 VILLAGE OF BUFFALO GROVE, ILLINOIS Direct and Overlapping Sales Tax Rates Last Ten Fiscal Years State of Village Illinois Fiscal Direct Sales Tax Year Rate Rate 2009 1.00% 6.50% 2008 1.00% 6.50% 2007 * 1.00% 6.50% 2007 1.00% 6.50% 2006 1.00% 6.50% 2005 1.00% 6.50% 2004 1.00% 6.50% 2003 0.05% 6.50% 2002 0.05% 6.50% 2001 0.05% 6.50% *Transitional fiscal year May 1, 2007 through December 31, 2007. Data Source Illinois Department of Revenue 114 DEBT CAPACITY VILLAGE OF BUFFALO GROVE, ILLINOIS Ratio of Outstanding Debt by Type Last Ten Years Ratio of Business-Type Total Governmental Activities Activities Outstanding Tax Debt to Total General Increment Special General Total Equalized Outstanding Year Obligation Financing Service Area Obligation Revenue Primary Assessed Debt Ended Bonds Bonds Bonds Bonds Bonds Government Valuation Eer Ca[!ita{l} 12/31/2009 $ 6,575,000 6,575,000 0.35% 145.63 12/31/2008 7,740,000 7,740,000 0.35% 175.91 12/31/2007* 8,890,000 8,890,000 0.49% 197.48 4/30/2007 10,202,381 174,768 10,377,149 0.62% 230.52 4/30/2006 11,437,146 345,003 11,782,149 0.73% 262.05 4/30/2005 12,597,846 3,400,000 1,460,000 689,303 18,147,149 1.22% 407.59 4/30/2004 13,530,660 4,150,000 3,140,000 1,034,647 21,855,307 1.57% 491.20 4/30/2003 14,201,820 5,505,000 4,635,000 1,367,443 25,709,263 1.95% 580.95 4/30/2002 12,374,070 6,490,000 6,045,000 1,710,930 26,620,000 2.19% 603.68 4/31/2001 12,050,984 7,360,000 7,390,000 2,019,016 28,820,000 2.60% 654.33 *Transitional fiscal year May 1, 2007 through December 31,2007. December 31, 2007 represents an eight -month period. Notes: Details of the Village's outstanding debt can be found in the Notes to the Financial Statements. (1) See the Schedule of Demographic and Economic Statistics for equalized assessed valuation of property and population data. Personal income information is not available. 115 VILLAGE OF BUFFALO GROVE, ILLINOIS Ratio of General Bonded Debt Outstanding Last Ten Fiscal Years Percentage Amounts of Estimated Available Actual General inDebt Taxable Fiscal Obligation Service Value of Year Bonds Fund Total Property (1) Per Capita 2009 $ 6,575,000 (12,970) 6,587,970 0.35% 145.63 2008 7,740,000 33,167 7,706,833 0.41% 171.10 2007 * 8,890,000 98,332 8,791,668 0.49% 196.73 2007 10,202,381 486,946 9,715,435 0.58% 219.46 2006 11,780,000 499,743 11,280,257 0.70% 254.81 2005 12,597,846 12,597,846 0.84% 291.65 2004 14,565,307 14,565,307 1.05% 339.02 2003 15,565,000 15,565,000 1.18% 361.14 2002 14,085,000 14,085,000 1.16% 327.56 2001 12,050,984 12,050,984 1.09% 280.85 *Transitional fiscal year May 1, 2007 through December 31, 2007. Notes: Details of the Village's outstanding debt can be found in the Notes to the Financial Statements. (1) See the Schedule of Assessed Value and estimated Actual Value of Taxable Property for property value data. 116 VILLAGE OF BUFFALO GROVE, ILLINOIS Direct and Overlapping Governmental Activities Debt As of December 31, 2009 Percentage of Village of Debt Applicable Buffalo Grove Gross to the Village of Share Debt Buffalo Grove* of Debt Overlapping Debt School Districts Cook County School District #21 $ 39,872,934 16.93% 6,750,488 Kildeer Countryside Community Consolidated #96 6,085,000 39.95% 2,430,958 Aptakisic-Tripp Community Consolidated # 102 6,855,000 75.54% 5,178,267 Lincolnshire-Half Day District #103 4,180,000 11.05% 461,890 Adlai E. Stevenson H.S. District #125 29,420,000 37.29% 10,970,718 Wheeling Township H.S. District #214 30,145,000 3.77% 1,136,467 Harper Community College #512 194,545,000 1.72% 3,346,174 College of Lake County #532 7,545,560 5.01% 378,033 Total School Districts 318,648,494 30,652,993 Other Than School Districts Lake County 37,150,000 4.76% 1,768,340 Lake County Forest Preserve 266,575,000 4.76% 12,688,970 Cook County 2,826,300,000 0.25% 7,065,750 Cook County Forest Preserve 108,665,000 0.25% 271,663 Metropolitan Water Reclamation District 1,959,099,576 0.25% 4,897,749 Indian Trails Library District 780,000 46.88% 365,664 Buffalo Grove Park District 14,985,000 95.32% 14,283,702 Wheeling Park District 3,230,000 5.99% 193,477 Total Other Than School Districts 5,216,784,576 41,535,314 Total Overlapping Debt 5,535,433,070 72,188,308 Total Village of Buffalo Grove Direct Debt 6,575,000 100.00% 6,575,000 Total Direct and Overlapping Debt $ 5,542,008,070 78,763,308 *Determined by ratio of assessed valuation of property subject to taxation in the Village of Buffalo Grove to valuation of property subject to overlapping unit. Note: Overlapping governments are those that coincide, at least in part, with the geographic boundaries of the Village. This schedule estimates the portion of the outstanding debt of those overlapping governments that is borne by the residents and businesses of the Village ofBuffalo Grove. This process recognizes that, when considering the government's ability to issue and repay long-term debt, the entire debt burden borne by the residents and businesses should be taken into account. However, this does not imply that every taxpayer is a resident, and therefore responsible for repaying the debt, of each overlapping government. 117 VILLAGE OF BUFFALO GROVE, ILLINOIS Schedule of Legal Debt Margin December 31, 2009 Under the 1970 Illinois Constitution, there is no legal limit for home rule municipalities except as set by the General Assembly. 118 DEMOGRAPHIC AND ECONOMIC INFORMATION VILLAGE OF BUFFALO GROVE, ILLINOIS Demographic and Economic Statistics Last Ten Years Equalized Per Capita Fiscal Assessed Personal Unemployment Year Population Value (EAV) EAV Rate 2009 45,148 (E) $ 1,873,822,713 41,504 7.9% 2008 45,043 (E) 1,881,094,419 41,156 6.5% 2007 * 44,688 (E) 1,810,821,475 40,521 3.7% 2007 44,500 (E) 1,677,222,407 37,690 3.2% 2006 44,270 (E) 1 ,608,264, 793 36,329 4.8% 2005 43,195 (A) 1 ,492, 778,540 34,559 5.6% 2004 42,963 (A) 1,393,418,384 32,433 5.2% 2003 43,100 (E) 1,319,372,268 30,612 4.7% 2002 43,000 (E) 1,216,666,375 28,295 4.5% 2001 43,000 (A) 1' 108,908,809 25,843 4.6% 2000 42,909 (E) 1,075,675,784 24,728 4.0% (A) Actual (E) Estimate *Transitional fiscal year May 1, 2007 through December 31, 2007. Note: Personal income data not currently available. Data Source U.S. Department ofLabor, Bureau ofLabor Statistics 119 VILLAGE OF BUFFALO GROVE, ILLINOIS Principal Village Employers Current Year and Seven Years Ago EmJ21oyer Siemens Building Technologies Rexam (I) Allstate Insurance Company Dominick's Finer Foods (three loations) Plexus Corporation Harris Trust & Savings Bank Federal Express Baxter Global Technical Services RGRay Village of Buffalo Grove Amerisource Bergen ASAP Software Data Source Village Records-earliest available records (I) prior to 2005-Courtesy Corporation EmJ21oyees 1,030 745 681 483 400 371 280 250 234 224 2009 Rank 1 2 3 4 5 6 7 8 9 IO I20 2002 Percent Percent of Total of Total Village Village PoJ2ulation EmJ21oyees Rank PoJ2ulation 2.3I% l,OI5 2 2.36% 1.70% 590 3 1.37% 2.24% I,3IO I 3.05% 1.09% 480 4 1.12% 0.90% 400 5 0.93% 0.79% 345 6 0.80% 0.56% 300 7 0.70% 0.56% 245 8 0.57% 0.55% 239 9 0.56% 0.50% 200 IO 0.47% OPERATING INFORMATION VILLAGE OF BUFFALO GROVE, ILLINOIS Full-Time Equivalent Employees Last Ten Years (See Following Page) VILLAGE OF BUFFALO GROVE, ILLINOIS Full-Time Equivalent Employees Last Ten Years Function/Program 2009 2008 2007* 2007 2006 General Govermnent Administration Village Manager's Office 4.5 5.0 5.0 4.5 4.5 Planning 1.5 1.5 1.5 1.5 1.5 Information Technology 3.5 3.5 3.5 3.5 3.0 Finance 9.0 9.5 9.5 9.5 9.5 Building and Zoning 10.0 10.5 10.5 10.5 10.5 Public Safety Police Full-Time Police Officers 71.0 71.0 71.0 70.0 70.0 Community Service Officers 3.0 3.0 3.0 3.0 3.0 Civilians 20.5 21.5 21.5 22.5 22.0 Fire Full-time Firefighters/Paramedics 62.0 62.0 61.0 62.0 62.0 Civilians 6.0 6.0 6.0 6.0 5.0 Public Works Pubic Works Administration 12.0 14.5 14.5 14.5 15.5 Streets/Forestry 20.0 20.0 20.0 20.0 19.0 Water and Sewer 13.0 14.0 14.0 14.0 13.0 Central Garage 5.5 5.0 5.0 4.0 5.0 Building Maintenance 4.0 4.0 4.0 4.0 4.0 Recreation Administration 13.5 13.5 13.5 13.5 13.5 Grounds Maintenance 15.0 15.0 15.0 15.0 15.0 274.0 279.5 278.5 278.0 276.0 Recreation Seasonal 34.0 34.0 34.0 34.0 34.0 *Transitional fiscal year May 1, 2007 through December 31,2007. Data Source Village Finance Department 121 2005 2004 2003 2002 2001 4.5 4.5 5.0 5.5 5.5 2.0 2.0 2.0 2.0 2.0 3.0 3.0 3.0 3.0 3.0 9.5 10.0 10.0 10.0 10.0 10.5 10.5 10.5 11.0 11.0 71.0 70.0 76.5 76.5 76.5 3.0 3.0 3.0 3.5 3.5 22.5 22.0 25.0 24.0 22.0 62.0 62.0 62.0 62.0 61.0 5.0 5.0 6.0 6.0 6.5 15.5 15.5 15.5 15.5 16.0 20.0 21.0 21.0 23.0 23.0 10.0 11.0 12.0 13.0 14.0 5.0 5.0 5.0 5.0 5.0 4.0 4.0 4.0 4.0 4.0 13.5 13.5 13.5 13.5 13.5 15.0 15.0 15.0 15.0 15.0 276.0 277.0 289.0 292.5 291.5 34.0 34.0 34.0 34.0 34.0 122 VILLAGE OF BUFFALO GROVE, ILLINOIS Operating Indicators Last Ten Fiscal Years Function/Pro~Q:am 2009 2008 2007** 2007 General Government Building and Zoning Building Permits Issued 1,922 1,746 1,695 1,282 Building Inspections Conducted 6,633 5,054 21,383 13,416 Property Maintenance Inspections Conducted 2,348 2,159 2,962 3,448 Public Safety Police Physical Arrests 989 1,085 2,143 N/A Parking Violations 3,267 3,451 4,721 N/A Traffic Violations 11,373 15,795 12,010 N/A DUI Arrests 267 337 482 N/A Vehicle Crashes 1,414 1,786 1,555 N/A Fire Ambulance Calls/EMS 2,553 2,590 2,943 2,583 Service Call 718 751 678 684 Fire Call 774 881 858 788 Auto Aid/Mutual Aid 672 689 379 406 Public Works Streets Street Resurfacing (Miles) 4.94 4.94 8.23 8.30 Parks and Recreation Park Sites 46 46 46 46 Golf Courses -Combined Golf Rounds Played-Paid 59,723 58,097 60,258 61,005 Water New Connections (Tap-ons) 7 25 33 98 Average Daily Consumption* 4.21 4.089 4.347 4.613 Peak Daily Consumption* 7.29 7.027 8.393 8.882 *(millions of gallon) **Transitional fiscal year May 1, 2007 through December 31, 2007. N/A-not available Data Source Various Village Departments 123 2006 2,011 14,744 4,530 2,489 4,751 12,010 457 1,692 2,668 614 810 315 8.25 46 60,678 6 5.094 9.791 2005 1,843 12,058 3,260 2,609 5,598 12,312 440 1,719 2,610 645 810 360 8.59 46 61,937 16 4.668 8.577 2004 2,099 11,597 3,057 2,673 4,990 10,181 452 1,842 2,622 682 788 403 6.95 46 60,275 66 4.733 9.024 2003 2,618 16,429 1,343 2,878 4,539 10,686 575 1,792 2,474 754 735 544 5.53 46 62,241 11 4.915 10.733 124 2002 1,721 NIA N/A 3,076 5,704 10,240 504 1,805 2,454 713 689 547 3.42 46 63,317 48 4.729 10.238 2001 1,390 N/A N/A 3,146 4,153 10,108 502 1,985 2,391 760 902 538 6.20 46 62,394 24 4.695 7.769 VILLAGE OF BUFFALO GROVE, ILLINOIS Capital Asset Statistics Last Ten Fiscal Years Function/Program Public Safety Police Stations Patrol Units Fire Stations Fire Apparatus Public Works Streets Streets (Miles) Streetlights Water Water Mains (Miles) Fire Hydrants Wastewater Sanitary Sewers (Miles) *Transitional fiscal year May 1, 2007 through December 31, 2007. Data Source Various Village Departments I25 2009 I 36 3 2I II7.70 2,743 I79.82 2,474 139.27 2008 I 36 3 20 II7.50 2,714 I80.63 2,474 139.24 2007* I 36 3 20 II7.50 2,614 I79.57 2,468 139.12 2007 I 35 3 20 II7.50 2,374 178.36 2,449 138.72 2006 1 35 3 20 117.50 2,374 178.36 2,449 138.72 2005 1 35 3 20 117.50 2,374 178.36 2,449 138.72 2004 1 35 3 20 117.50 2,374 178.36 2,449 138.72 2003 1 35 3 20 117.50 2,374 178.36 2,449 138.72 126 2002 1 35 3 20 117.50 2,374 178.36 2,449 138.72 2001 1 36 3 15 117.50 2,374 178.36 2,449 138.72