1981-019d
ORDINANCE NO. 81-19
e � 1 ;.1
ORDINANCE PROVIDING FOR THE ISSUANCE OF
$1,050,000 OF CORPORATE PURPOSE BONDS,
SERIES 1981, OF THE VILLAGE OF BUFFALO
GROVE, COOK AND LAKE COUNTIES, ILLINOIS,
AND PROVIDING FOR THE LEVY OF A DIRECT
ANNUAL TAX TO PAY THE PRINCIPAL AND
INTEREST ON SUCH BONDS
BE IT ORDAINED BY THE PRESIDENT AND BOARD OF
TRUSTEES OF THE VILLAGE OF BUFFALO GROVE, COOK AND LAKE
COUNTIES, ILLINOIS, AS FOLLOWS:
Section 1. It is found and declared by the Presi-
dent and Board of Trustees of the Village of Buffalo Grove,
Cook and Lake Counties, Illinois (the "Village "), as follows:
(a) The Board of Trustees of the Village has
heretofore found it advisable and in the best interests
of the Village to acquire and operate a common source
of supply of Lake Michigan water through the Northwest
Water Commission (the "Commission ").
(b) The Commission is currently engaged in devel-
opment activities necessary to procure and establish a
common source of supply of Lake Michigan water for the
Village and other proposed users and in connection
therewith has incurred and will further incur expenses
for preliminary development costs, including costs of
plans and feasibility studies; legal, engineering and
financial consultant fees and costs; costs of right -of-
way and land acquisition; other associated pre- construction
costs; and costs of administration.
(c) The Village has previously determined and
agreed, in the exercise of its home rule powers and its
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power and authority under the intergovernmental co-
operation provisions of Article VII, Section 10 of. the
1970 Illinois Constitution and the Illinois Intergovern-
mental Cooperation Act (Ill. Rev. Stat. ch. 127, § 741
et seq.), and in consideration of the Vi_lage's partici-
pation in the activities of the Commission, to obligate
itself for a proportionate share of the Commission's
development costs.
(d) The Commission has caused to be prepared an
initial "Northwest Water Commission Financing Report ",
as supplemented through the date of this Ordinance (the.
"Report "), which Report sets forth a program by which
the Commission and member municipalities may proceed
with the financing of the development of a common
source of supply of Lake Michigan water to member
municipalities and others, including the acquisition
and construction of the necessary facilities. The
Commission has formally accepted and approved the
substance of the interim financing plan embodied in the
Report and has approved in concept the program for
permanent financing set forth therein. The President
and Board of Trustees of the Village have previously
accepted and approved the substance of the interim
financing plan embodied in the Report, with the details
of the Village's bonds to be issued for the interim
financing to be established in this Ordinance and
the details of the obligations to be issued for the
permanent financing to be determined later.
(e) Pursuant to the basic financing plan embodied
in the Report, as from time to time modified or amended
(formally or informally), the Village (and other member
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municipalities) will now advance certain funds to the
Commission to provide interim financing for the prelimi-
nary, pre- construction costs of the project referred to
in paragraph (b) above. The amount of funds required
so to be advanced by the Village to the Commission in
accordance with such plan, together with related costs
to the Village including financing costs, is at least
$1,050,000.
(f) The Village does not have any funds on hand
or available from any source with which to make such
advance to the Commission and pay its own costs in
connection therewith, and the borrowing of the sum of
$1,050,000 and the issuance of general obligation
corporate purpose bonds of the Village in that amount
is necessary for the welfare of the government and
affairs of the Village, is for a proper public purpose
of the Village and is in the public interest.
(g) The issuance of $1,050,000 of general obliga-
tion bonds of the Village at this time without a
referendum is not prohibited or restricted in any way
by any provision of the "Buffalo Grove Municipal Code"
or of any other ordinance or resolution of the Board of
Trustees of the Village presently in effect.
(h) In order to proceed with the Village's parti-
cipation in the Commission's financing program, it is
necessary and in the best interests of the Village to
borrow the sum of $1,050,000, and in evidence thereof
to issue its general obligation bonds, payable from ad
valorem taxes to be levied without limitation as to
rate or amount against all taxable property situated
within the Village, the proceeds of such bonds to be
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used for the purposes described in paragraphs (b) and
(e) above.
(i) The purpose to be accomplished by the borrow-
ing of money as provided in this Ordinance is to make
an advance of funds to the Commission to provide interim
financing for the preliminary, pre- construction costs
of the project referred to in paragraph (b) above. The
borrowing of money and the issuance of bonds as described
in this Ordinance are necessary for the welfare of the
government and affairs of the Village, are for a proper
public purpose and are in the public interest.
Section 2. The sum of $1,050,000 shall be borrowed
by the Village for the purpose of (a) advancing funds to the
Commission as the Village's proportionate share of certain
pre- construction costs to the Commission in connection with
the development of a common source of Lake Michigan water
for the Village and other users, including costs of plans
and feasibility studies; legal, engineering and financial
consultant fees and costs; costs of right -of -way and land
acquisition; other associated pre- construction costs; and
costs of administration; and (b) paying costs to the Village
in connection therewith and with this financing. In evidence
of such borrowing, negotiable coupon bonds of the Village in
the aggregate principal amount of $1,050,000 (the "Bonds ")
shall be issued as provided in this Ordinance. Each Bond
shall be designated "Corporate Purpose Bond, Series 1981 ",
shall be dated April 1, 1981, and shall be in the denomi-
nation of $5,000. The Bonds shall be numbered, shall mature
on December 1 in each of the years and amounts and shall
bear interest from their date until paid at the rates per
year as follows:
Me=
Interest on the Bonds shall be payable on June 1 and December
1 in each year, with the first interest payment date being
June 1, 1982, the interest to be paid as described more
fully on the face of the bond form provided in Section 3 of
this Ordinance. Each Bond shall be executed by the facsimile
signature of the Village President and the manual signature
of the Village Clerk, and shall have the corporate seal of
the Village affixed thereto (or a facsimile of such seal
printed thereon). Each Bond shall have interest coupons
attached to it representing interest coming due on and prior
to the maturity of such Bond. The coupons shall each bear
facsimile signatures of the Village President and the Village
Clerk. The Village President is authorized and directed to
file with the Illinois Secretary of State her manual signa-
ture certified by her pursuant to the Uniform Facsimile
Signatures of Public Officials Act, as amended, which shall
authorize the use of the Village President's facsimile
signature to execute the Bonds and coupons. Each Bond and
coupon so executed by the Village President shall be as
effective as if manually executed by her. By the manual
execution of each Bond the Village Clerk shall adopt the
facsimile of her signature appearing on the coupons attached
Maturity
Amount Maturing
Interest
Numbers
(December 1)
Each Year
Rate
1- 10
1983
$ 50,000
10.50%
11- 20
1984
$ 50,000
10.50%
21- 30
1985
$ 50,000
10.50%
31- 45
1986
$ 75,000
10.50%
46- 60
1987
$ 75,000
10.00%
61- 75
1988
$ 75,000
9.50%
76- 90
1989
$ 75,000
9.50%
91 -110
1990
$100,000
9.50%
111 -130
1991
$100,000
9.60%
131 -150
1992
$100,000
9.75%
151 -170
1993
$100,000
9.90%
171 -190
1994
$100,000
10.00%
191 -210
1995
$100,000
10.10%
Interest on the Bonds shall be payable on June 1 and December
1 in each year, with the first interest payment date being
June 1, 1982, the interest to be paid as described more
fully on the face of the bond form provided in Section 3 of
this Ordinance. Each Bond shall be executed by the facsimile
signature of the Village President and the manual signature
of the Village Clerk, and shall have the corporate seal of
the Village affixed thereto (or a facsimile of such seal
printed thereon). Each Bond shall have interest coupons
attached to it representing interest coming due on and prior
to the maturity of such Bond. The coupons shall each bear
facsimile signatures of the Village President and the Village
Clerk. The Village President is authorized and directed to
file with the Illinois Secretary of State her manual signa-
ture certified by her pursuant to the Uniform Facsimile
Signatures of Public Officials Act, as amended, which shall
authorize the use of the Village President's facsimile
signature to execute the Bonds and coupons. Each Bond and
coupon so executed by the Village President shall be as
effective as if manually executed by her. By the manual
execution of each Bond the Village Clerk shall adopt the
facsimile of her signature appearing on the coupons attached
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to such Bond as her signature. Each such coupon shall
thereafter be as effective as if manually executed by the
Village Clerk. In case any officer of the Village whose
signature or a facsimile of whose signature shall appear on
the Bonds or the coupons pertaining to the Bonds shall cease.
to be such officer before delivery of any of the Bonds, such
signature or facsimile signature shall nevertheless be valid
and sufficient for all purposes, the same as if such officer
had remained in office until delivery.
The Bonds shall constitute a general obligation of
the Village.
Each Bond shall be payable to bearer but may be
registered as to principal in the manner and with the effect
stated on the face of the bond form provided in Section 3 of
this Ordinance. The Bonds and coupons attached to the Bonds
shall be payable at First National Bank of Chicago
in Chicago , Illinois.
Section 3. The Bonds and coupons and the regis-
tration certificate shall be in substantially the following
forms:
No.
(Form of Bond)
UNITED STATES OF AMERICA
STATE OF ILLINOIS COUNTIES OF COOK AND LAKE
VILLAGE OF BUFFALO GROVE
CORPORATE PURPOSE BOND, SERIES 1981
$5,000
The Village of Buffalo Grove, Cook and Lake Counties,
Illinois (the "Village "), for value received, promises to
pay to bearer, or if this bond be registered as to principal
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then to the registered owner of this bond, on the first day
of December, 19 , the sum of Five Thousand Dollars ($5,000),
and to pay interest on such sum from the date of this bond
until such sum shall be paid, at the rate of
percent ( %) per year, payable semi - annually on June 1 and
December 1 in each year, with the first interest payment
date being June 1, 1982. Interest accruing on this bond on
and prior to the maturity date hereof shall be paid only in
accordance with and upon presentation and surrender of the
attached interest coupons as they severally become due. No
interest shall accrue on this bond after its maturity date
unless this bond shall have been presented for payment at
maturity and shall not then have been paid. Both the
principal of and the interest on this bond shall be payable
at , in
Illinois, in lawful money of the United States
of America.
This bond is one of an authorized issue of bonds
in the aggregate principal amount of $1,050,000, the proceeds
of which are to be used for the purpose of advancing funds
to the Northwest Water Commission as the Village's propor-
tionate share of such Commission's preliminary, pre- construc-
tion costs in connection with the development of a common
source of supply of Lake Michigan water for the Village and
others, and paying certain costs to the Village in connec-
tion therewith. This bond was issued in accordance with the
Illinois Constitution and pursuant to an ordinance properly
adopted by the Village. This bond and the issue of which it
is a part have been issued by the Village upon full payment
therefor as provided in such ordinance. The full faith and
credit of the Village and the tax levy referred to below are
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irrevocably pledged to the punctual payment of the principal
of and the interest on this bond. This bond is a general
obligation of the Village.
All conditions which by law must have existed or
must have been fulfilled in the issuance of this bond
existed and were fulfilled in compliance with law. Provision
has been made for the levy and collection of a direct annual
tax, in addition to all other taxes, sufficient to pay and
discharge the principal of this bond at maturity and to pay
interest on this bond as it falls due. The issuance of this
bond by the Village, together with the issue of bonds of
which it is a part, will not cause the Village to exceed or
violate any applicable limitation or condition respecting
the issuance of bonds imposed by the law of Illinois or by
any ordinance or resolution of the Village.
This bond shall be transferable by delivery unless
registered as to principal in the holder's name in the Bond
Register of the Village in the office of the Treasurer of
the Village. Such registration must be noted on the back of
this bond by the Treasurer. If so registered, this bond may
be transferred by the registered owner in person or by
attorney upon presentation of this bond to the Treasurer
with a written instrument of transfer on a form approved by
the Treasurer and executed by such registered owner. If
this bond shall be so registered, the principal shall there-
after be payable only to the person in whose name it is
registered, unless this bond shall be discharged from
registry by being registered as payable to bearer. Any such
registration shall not affect the negotiability of the
attached interest coupons, which shall always be transfer-
able by delivery and payable to bearer.
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IN WITNESS WHEREOF, the Village of Buffalo Grove,
Cook and Lake Counties, Illinois, by its President and Board
of Trustees, has caused this bond to be executed by the
facsimile signature of its Village President and the manual
signature of its Village Clerk, has caused its corporate
seal to be affixed to this bond (or a facsimile of its seal
to be printed on this bond), and has caused the interest
coupons attached to this bond to be executed by facsimile
signatures of the Village President and Village Clerk, all
as of April 1, 1981.
(SEAL)
ATTEST:
VILLAGE OF BUFFALO GROVE, ILLINOIS
By
Village Clerk
(Form of Coupon)
age President
No. $
On , 19 , the Village of Buffalo
Grove, Cook and Lake Counties, Illinois, will pay to bearer
upon presentation and surrender of this coupon the amount
shown on this coupon at
, in , Illinois, in
lawful money of the United States of America, being interest
then due on its Corporate Purpose Bond, Series 1981, dated
April 1, 1981, No.
Village Clerk Village President
Date of
Registration
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L"
(Form of Registration Certificate)
REGISTRATION
Signature of
Name of Registered Owner Village Treasurer
Section 4. The Bonds shall be executed as pro-
vided in this Ordinance and delivered to the Village Treasurer
and shall be delivered by the Village Treasurer to The First
National Bank of Chicago , the purchaser of
the Bonds, upon receipt of the purchase price for the Bonds,
which is not less than the par value of the Bonds plus
accrued interest to the date of delivery.
Section 5. There is levied a direct annual tax
upon all taxable property within the Village sufficient to
pay and discharge the principal of the Bonds at maturity and
to pay interest on the Bonds for each year, including
specifically the following amounts for the following years:
Year of Levy
1981 (including interest
through December 1,
1982)
1982
1983
1984
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
An Amount Sufficient to
Produce the Sum of:
$ 173,708.34
154,225.00
148,975.00
143,725.00
163,475.00
155,600.00
148,100.00
140,975.00
158,850.00
149,350.00
139,750.00
130,000.00
120,100.00
110,100.00
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Such tax shall be in addition to all other taxes.
In the event at any time that sufficient funds are not on
hand from the foregoing tax levy to make a payment of in-
terest or principal as it becomes due, such payment shall be
made from the general funds of the Village and such general
funds shall be reimbursed for such advances from the taxes
hereinabove levied when they shall have been collected.
Section 6. The Village Clerk is directed to file
forthwith certified copies of this Ordinance with the County
Clerks of Cook and Lake Counties, Illinois, respectively. It
shall be the duty of such County Clerks annually for each of
the years 1981 through 1994 to ascertain the rate necessary
to produce the tax levied in this Ordinance and to extend
that tax for collection on the tax books against all of the
taxable property within the Village in connection with other
taxes levied in each of such years for general Village
purposes, and such taxes shall be computed, extended and
collected in the same manner as is now or may hereafter be
provided for the computation, extension and collection of
taxes for general purposes of the Village.
When collected, the taxes levied in this Ordinance
shall be deposited in a separate bank account established
exclusively for bond principal and interest tax levy re-
ceipts of the Village (the "Bond Debt Service Bank Account "),
and the moneys in such Account derived from the tax levies
made in this Ordinance shall constitute a special fund
therein designated as "The Corporate Purpose Bonds, Series
1981, Bond and Interest Fund. The Treasurer of the Village
is authorized and directed to take the necessary action to
open a separate bank account constituting the Bond Debt
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Service Bank Account on behalf of the Village for this
purpose. Moneys in the Bond Debt Service Bank Account of
the Village shall not be loaned to other fund accounts of
the Village nor shall such moneys be commingled with any
other funds of the Village for any purposes, including
investment, as long as any Bonds are outstanding. Amounts
in The Corporate Purpose Bonds, Series 1981, Bond and Interest
Fund are appropriated for and irrevocably pledged to, and
shall be used only for the purpose of, paying the principal
of and interest on the Bonds or reimbursing general funds of
the Village expended for such purpose as provided in Section
5 of this Ordinance. The funds constituting the proceeds of
the sale of the Bonds are appropriated and set aside for the
purposes for which the Bonds are being issued as set forth
in this Ordinance.
Section 7. The Village covenants with the holders
of the Bonds from time to time outstanding that it will take
no action in the investment of the proceeds of the Bonds,
amounts in The Corporate Purpose Bonds, Series 1981, Bond
and Interest Fund or any other funds of the Village which
would result in making interest on the Bonds subject to
federal income taxes by reason of causing the Bonds to be
"arbitrage bonds" within the meaning of Section 103(c) of
the Internal Revenue Code of 1954, as amended, and any
lawful regulations promulgated or proposed thereunder. The
President, Clerk and Treasurer of the Village are authorized
and directed to take such action as is necessary in order to
carry out the issuance and sale of the Bonds, including
without limitation, to make any representations and certifi-
cations they deem proper pertaining to the use of the
proceeds of the Bonds and moneys in The Corporate Purpose
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Bonds, Series 1981, Bond and Interest Fund in order to
establish that the Bonds shall not constitute arbitrage
bonds as defined above.
Section 8. All ordinances, resolutions and orders
or parts of ordinances, resolutions and orders in conflict
with this Ordinance are repealed to the extent of such con-
flict. This Ordinance shall be in full force and effect
upon its passage and publication.
Voting Aye (list names) : 6 - Marienthal, Stone, .0'Rei:lly,
Hartstein, Kavitt, Gerschefske
Voting Nay (list names) : 0 - None
Abstaining: 0 - None
Absent: 0 - None
PASSED by the President and Board of Trustees of
the Village this April 13, 1981.
APPROVED by the Village President this April 13, 1981.
PUBLISHED April 16 1981.
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Village President
ATTEST:
— Village Clerk